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Smoothness over a field by geometric regularity
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be a field and a finite-type -scheme. Smoothness of is defined by local standard smooth presentations in Smooth morphisms via local standard smooth presentations. The following is an equivalent characterization: is smooth if and only if, for every field extension , every local ring of the scheme-theoretic base change is regular. Here is formed by tensoring affine coordinate rings with and gluing as in Extension of scalars of a scheme along a field extension. We call this condition geometric regularity of over . It retains nilpotents in every field change.
Facts & Assumptions
Given: A field , a finite-type -scheme , the earlier local-standard-smooth definition, and the Axiom of Choice.
Locally finite type and finite type morphisms: a finite-type morphism is locally of finite type; hence every point has an affine neighbourhood on which the structure algebra is of finite type.
Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: an -algebra is of finite type when it is a finitely generated -algebra.
Smooth morphisms via local standard smooth presentations and Standard smooth presentations and locally standard smooth maps: a morphism is smooth when every source point has affine neighbourhoods on which the induced ring map is standard smooth at the corresponding prime; standard smoothness at a prime holds after a further principal shrinking, and a standard smooth presentation is a finitely presented algebra.
Geometrically regular algebras and geometrically regular fibres: a finite-type -algebra is geometrically regular over when is a regular Noetherian ring for every finitely generated field extension .
Locally standard smooth iff flat with geometrically regular fibres: for a finite-type -algebra , geometric regularity over is equivalent to the structure map being locally standard smooth.
Field tests for geometric regularity: if is geometrically regular over , then is a regular ring for every field extension .
regular noetherian ring: a commutative Noetherian ring is regular when its localization at every prime is a regular local ring.
Extension of scalars of a scheme along a field extension: for every affine open , its restriction in is canonically , open in ; the theorem's AC use is only to index affine opens by points, and it notes that the set of all affine opens gives a choice-free construction.
Regular points of locally Noetherian schemes: a point of a locally Noetherian scheme is regular when is a regular local ring.
embedding dimension and regular local ring: a nonzero Noetherian local ring is regular local exactly when its embedding dimension equals its Krull dimension.
The affine scheme of dual numbers: for a field , ; its class is nilpotent.
The stalk of the affine structure sheaf at a prime is A_p: for a point , the stalk is canonically .
The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.
Proof
Finite-type affine charts and the assumption. The structural morphism is of finite type, so around each there is an affine open with of finite type over [F1, F2]. The field-change scheme and its affine restrictions are those of [F8]. AC is carried in the hypotheses of the standard-smooth equivalence [F5], the all-field field-test [F6], and the field-change construction [F8], so it is declared here [F13]. The field-change theorem says its AC use is only to index a pointwise affine cover and that the set of all affine opens also gives a choice-free construction [F8]. The proof below uses one chart at a time and makes no simultaneous choice of charts or local generators.
Smoothness implies regularity after every field change. Assume is smooth, fix any extension , and let map to . By [F3], there is an affine neighbourhood of on which is standard smooth at the prime for ; shrinking further by a principal open gives containing with standard smooth over . Thus is locally standard smooth, so [F5] makes geometrically regular. By [F6], is a regular ring. By [F8], is an open neighbourhood of in . If is the prime for in this chart, [F12] identifies its local ring with ; this is regular by [F7], and hence the local ring of is regular in the sense of [F9]. Since and were arbitrary, every local ring of every is regular.
Regularity after every field change implies smoothness. Suppose every local ring of is regular for every extension . Fix and choose a finite-type affine neighbourhood as in step 1.1. For every finitely generated extension , [F8] identifies with the open subscheme . All its local rings are regular by hypothesis and [F12], and the ring is Noetherian because it is a finite-type algebra over the field [F4]. It is therefore regular by [F7]. This holds for every finitely generated , hence is geometrically regular by [F4]. The equivalence [F5] gives that is locally standard smooth, in particular standard smooth at the prime for . As this applies at every , [F3] says that is smooth. The empty scheme satisfies both conditions vacuously.
Boundary calculations. For , every field change is and its only local ring is the field , so the zero-dimensional one-point case is smooth. For the nonreduced point of [F11], the field change has coordinate ring : the map is a ring isomorphism with inverse . Every prime contains the nilpotent , and every element with nonzero constant term is a unit, so is the unique prime and maximal ideal. The ring is a two-dimensional -vector space, so its ideals are finite-dimensional -subspaces and it is Noetherian. Its unique local ring has dimension zero, while its maximal ideal has square zero and one-dimensional quotient by its square; it is not regular local by [F10]. Thus the criterion detects the nilpotent structure and correctly says is not smooth. Taking shows the original scheme itself is included among the required field changes; no interval or endpoint parameter occurs.
Depends on
The Axiom of Choice
Geometrically regular algebras and geometrically regular fibres
The affine scheme of dual numbers
embedding dimension and regular local ring
Subalgebra generated by a subset, algebras of finite type, and module-finite algebras
Locally finite type and finite type morphisms
Regular points of locally Noetherian schemes
regular noetherian ring
Standard smooth presentations and locally standard smooth maps
Smooth morphisms via local standard smooth presentations
Field tests for geometric regularity
Extension of scalars of a scheme along a field extension
Locally standard smooth iff flat with geometrically regular fibres
The stalk of the affine structure sheaf at a prime is A_p