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Finite generation of C2-cofinite generalized joint modules

Statement

Let V be a C2-cofinite conformal vertex algebra of CFT type over C. There is a finite set E⊂C, depending only on V, with the following property for every positive integer k. Let W carry k commuting left V-module actions, with commuting operators Li(0) from their conformal vectors. Assume

W=⨁λ∈CkW[λ],W[λ]={w:for every i, (Li(0)−λi)niw=0 for some ni≥1},

where every joint generalized-weight space is finite dimensional and there are real numbers bi such that W[λ]≠0 implies Re⁡λi≥bi. Then the finite-dimensional subspace

G(W)=⨁λ∈EkW[λ]

generates W under the component modes. In particular, W is finitely generated. Every weight lies in Ek+Zk, and every subspace obtained by bounding above the real part of each coordinate, or by bounding above Re⁡(λ1+⋯+λk), is finite dimensional. Moreover, W has a grading W=⨁n∈NkW(n) with finite-dimensional pieces, for which a component mode a(m)(i) of a state of weight r maps W(n) into W(n+(r−m−1)ei), with a piece having a negative coordinate understood as zero. No diagonalizability of the Li(0), common weight-lattice hypothesis, rationality, semisimplicity, self-duality, or finite generation hypothesis is imposed.

Facts & Assumptions

[F1]

Conformal vertex algebra of CFT type gives V=⨁r≥0Vr, finite-dimensional Vr, V0=C1, conformal vector ω∈V2, and translation T=L(−1). We use Y(a,z)=∑na(n)z−n−1 and o(a)=a(r−1) for homogeneous a∈Vr, extending o linearly to arbitrary states.

[F2]

C2-cofiniteness states that C2(V)=span⁡{a(−2)b} has finite codimension.

[F3]

Each component action satisfies the vacuum, truncation, and module Jacobi identities of Module for an ordinary vertex algebra. The joint decomposition, finite dimensions, and coordinatewise lower bounds are hypotheses. For k=1 these are precisely the restrictions in Grading-restricted generalized module. A submodule generated by a subspace means the span of its images under all finite strings of component modes, including the empty string.

[F4]

Jacobi and residue calculus from the state-field locality axioms reconstructs adjoint Jacobi from the actual locality, translation and creation axioms for V; therefore V itself is a left module. It proves Y(Ta,z)=∂zY(a,z), the iterate and commutator coefficient identities on V and on modules, and a(p)b∈Vr+s−p−1 for homogeneous a∈Vr,b∈Vs. Adjoint Jacobi and this weight formula are results of that supplier, not axioms of the imported state-field definition.

Proof

Given: V, k, and W satisfying the statement.

1.1F1F2F3F4algebra

The coefficient form of the module Jacobi identity is the iterate identity (a(m)b)(n)=∑t≥0(−1)t(mt)(a(m−t)b(n+t)−(−1)mb(n+m−t)a(t)). Here m,n∈Z, (mt)=m(m−1)⋯(m−t+1)/t!, and the sum is finite on each vector by truncation. It is obtained by multiplying the Jacobi identity by z0mz2n, taking the three formal residues, and using (z1−z2)m=∑t≥0(−1)t(mt)z1m−tz2t in the first expansion and its reversed expansion in the second. This formula holds on V itself by [F4]. On any module, substitute b=1,m=−2 and use a(−2)1=Ta from creation and 1(j)=δj,−1I: the surviving terms give (Ta)(n)=−na(n−1), including n=0. Thus YM(Ta,z)=∂zYM(a,z). The commutator coefficient of Jacobi then gives [LM(0),a(n)M]=(r−n−1)a(n)M for a∈Vr: explicitly it is [ω(1)M,YM(a,z)]=zYM(ω(0)a,z)+YM(ω(1)a,z)=z∂zYM(a,z)+rYM(a,z). The ith component mode therefore shifts joint generalized weights by (r−n−1)ei. Finally, [F4] gives the state-product weight r+s−n−1; decomposing a,b into their finitely many homogeneous components shows C2(V) is a homogeneous subspace.

2.1F4step 1.1algebra

Define Ω(M)={v:a(n)v=0 for all homogeneous a∈Vr and n≥r} for any module M. Define a∘b=∑j=0r(rj)a(j−2)b, a∗b=∑j=0r(rj)a(j−1)b, and O(V)=span⁡{a∘b:a homogeneous, b∈V}, extending the products linearly. We claim o(O(V))Ω(M)=0 and o(a∗b)v=o(a)o(b)v on Ω(M). For homogeneous a∈Vr,b∈Vs, the state-product weight formula in [F4] identifies the zero-mode indices, so apply step 1.1 to each summand of o(a∘b) with m=j−2,n=r+s−j. Every first-product term kills v because its rightmost b-index is r+s−j+t≥s. The second-product terms have the form b(r+s−2−t)a(t)v; those with t≥r vanish, and for 0≤t<r their coefficient is −(−1)t∑j=0r(−1)j(rj)(j−2t)=0. The last equality is the vanishing of the rth finite difference of a polynomial in j of degree t<r (it follows by applying r successive differences, each of which lowers degree). For o(a∗b) use m=j−1,n=r+s−j−1. The first-product terms vanish except j=r,t=0, which is a(r−1)b(s−1)v; the second-product coefficients vanish by the identical finite-difference argument with (j−1t). The case r=0 has no 0≤t<r terms, so it is included. Linearity proves both claims for arbitrary states.

2.2F3step 1.1algebra

Any component-stable subspace U⊆W decomposes into its intersections with the joint generalized-weight spaces. Indeed, a vector has only finitely many joint components. For each coordinate, polynomials in Li(0) project onto each of its finitely many eigenvalues on the finite-dimensional cyclic space of that vector: the polynomials exist by the finite Chinese remainder identity for the pairwise coprime powers (x−λi)ni. Products of those coordinate projections isolate every joint component, and preserve U. Therefore W/U inherits the direct-sum joint generalized-weight decomposition, coordinatewise lower bounds, finite-dimensional joint spaces, and weight-shift rule of step 1.1.

3.1F1F2F4step 1.1step 2.1algebra

By homogeneity from step 1.1, choose a finite homogeneous spanning set for V/C2(V), and let B≥0 bound its weights. If n>B then any state in Vn is a finite sum of a(−2)b with homogeneous a,b and wt(a)+wt(b)+1=n. Modulo O(V), each such product equals −∑j=1r(rj)a(j−2)b, whose summands have weights n−j<n by [F4]. Induction on n shows that V/O(V) is spanned by the image of V≤B, a finite-dimensional space. Neither the ideal property of O(V) nor associativity of the Zhu product is needed for this conclusion.

3.2F3step 1.1step 2.2choose

Every nonzero quotient Q=W/U has a nonzero joint generalized-weight vector in its simultaneous top Ωk(Q)=⋂i=1kΩi(Q). To see this, select any occurring weight λ0 and consider the occurring weights in its single coset λ0+Zk. Write these as λ0+n with n∈Zk. Each ni is bounded below by the corresponding coordinatewise real-part bound, so the integer sum ∑ini has a minimum. Choose an occurring joint weight λ attaining this minimum and any nonzero vector q∈Q[λ]. A component mode a(n)(i) with n≥r would lower that sum by the positive integer n+1−r, so its target weight space is absent. Thus it kills q, which proves q∈Ωk(Q).

4.1F1F4step 2.1step 3.1algebra

Put p0=1 and recursively pn+1=ω∗pn, using the linear extension of ∗ if pn is inhomogeneous. Finite dimensionality in step 3.1 supplies a relation ∑n=0dcnpn∈O(V) with not all cn zero. Set P(x)=∑n=0dcnxn, a nonzero polynomial, and let E be its finite set of complex roots. Step 2.1 and induction give o(pn)v=L(0)nv for v∈Ω(M): at each induction stage the star identity is applied to the original vector v∈Ω(M), so no invariance of Ω(M) is being assumed. Consequently P(L(0))v=0 on Ω(M) for every module M. In particular, [F4] makes V a valid regular module, and creation puts its vacuum in Ω(V); applying the polynomial identity to that vacuum gives P(0)=0, so E is nonempty. The relation and P depend only on V.

5.1step 4.1step 3.2algebra

Apply step 4.1 to the ith module action on the vector q from step 3.2. Then P(Li(0))q=0. Since q lies in the joint generalized-weight space of λ, this forces P(λi)=0: if P(λi)≠0, the operator P(Li(0)) is invertible on the finite-dimensional cyclic space of q, because it is a nonzero scalar plus a nilpotent operator. Hence every nonzero quotient of W has a nonzero joint generalized-weight space at some λ∈Ek. This conclusion uses generalized eigenvectors and does not assume their nilpotent parts vanish.

6.1F3step 2.2step 5.1algebra

The space G(W) is finite dimensional because Ek is finite and each of its summands is finite dimensional. Let U be the submodule generated by it. The quotient Q=W/U has zero joint generalized-weight spaces at every λ∈Ek, by step 2.2. If Q were nonzero, step 5.1 would contradict that fact. Thus U=W, and a finite basis of G(W) is a finite generating set.

7.1F3step 1.1step 6.1algebra

By the mode-shift rule, generation in step 6.1 puts every weight of W in Ek+Zk. In each of the finitely many such cosets, coordinatewise lower bounds and coordinatewise upper bounds leave only finitely many lattice points. A bound on the sum of real parts also leaves finitely many points: the coordinatewise lower bounds convert it to an upper bound on each coordinate separately. The corresponding spaces are therefore finite sums of finite-dimensional joint generalized-weight spaces.

8.1F3step 1.1step 7.1construct∎

For each of the finitely many occurring cosets in step 7.1, choose a representative α. For each coordinate let di be the minimum integer ni among its occurring weights α+n, and set β=α+(d1,…,dk). These minima exist by the coordinatewise lower bounds; β itself need not occur. The occurring weights of this coset lie in β+Nk. Sum W[β+n] over the distinct cosets to define W(n). These are finite sums of finite-dimensional spaces, and the weight-shift rule gives exactly the stated mode-degree rule. This is an admissible multigrading; its semisimple degree operators are auxiliary and do not replace the possibly nonsemisimple conformal operators Li(0). This proves the remaining assertion.

Remarks

For zero component actions, the stated joint-weight convention has one weight indexed by the empty tuple, whose weight space is the entire vector space and is finite dimensional by hypothesis; generation under scalars is then immediate. This handles the zero-outgoing-point convention without a positive-integer argument.

This lemma proves the grading-restricted-to-finitely-generated direction needed for incoming modules and test modules in the dual-fusion universal property. It does not prove that an arbitrary finitely generated weak or admissible module is grading restricted. The latter implication is proved separately by the weak-joint-module grading-restriction theorem, and fixed-surface representability is proved separately by the dual-fusion existence theorem. Relative coinvariant base change and geometric local freeness for smooth proper families are now supplied by the smooth-family local-freeness theorem and its two geometric lemmas. Nodal extension and analytic sewing remain separate obligations.

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