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Jacobi identities for the rank-one square-zero lattice extension

Statement

For every integer p≥2, take the spaces, charge shifts, trivial cocycle, oscillator fields and normal-order prescription of the rank-one lattice-screening data. Then (A,YA,1) is an ordinary vertex algebra, its sector-one space I is a square-zero ideal, and (M,YM) is an ordinary A-module satisfying the full module Jacobi identity. Translation on A is T(fetα)=(∑n≥1nxn+1∂xnf+tx1f)etα. These conclusions concern the underlying vertex algebra and module. They make no assertion about the triplet kernel/generator identification, cyclic submodules, extension endpoints, or irreducibility.

Facts & Assumptions

Given: The complete oscillator, sector, cocycle and normal-order formulas of the lattice-screening data, for an integer p≥2. Normal ordering of several exponentials means that all creation exponentials stand on the left, all annihilation exponentials stand on the right, and the charge shifts and zero-mode powers occur in between.

[F1]

Rank-one lattice and square-zero screening data for the triplet construction defines the spaces and candidate fields algebraically. In every nonzero product of two state fields the state-charge pairing 2prs is an even integer. The pairing of any state charge with an allowed input charge is an integer.

[F2]

Formal delta substitution identity for module Jacobi proves the three-expansion delta identity. Multiplying it by Laurent monomials in z,w and a finite power of (z−w)−1 gives its substitution form for rational functions with poles only at z=0,w=0,z=w.

[F3]

Module for an ordinary vertex algebra specifies the full module Jacobi identity and its binomial conventions.

Proof

1.1givenF1algebra

Give P oscillator degree deg⁡xn=n. On a fixed polynomial, annihilation operators have bounded total index, and, for a fixed output degree, so do creation operators. Hence every coefficient in each normal field is a finite sum. In a fixed state charge and input charge, the exponential has a fixed integer initial power of z and only a polynomial in z−1 from annihilation; negative oscillator modes add only nonnegative powers after their divided derivatives. Nonnegative oscillator parts on the right have indices bounded by the input degree. This gives a lower bound on all powers of z and proves truncation on both spaces. The empty oscillator monomial of charge zero gives Y(1,z)=I. For T as displayed, direct differentiation gives [T,αn]=−nαn−1, including [T,α1]=−α0 and [T,α0]=0. Applying the same product rule to the two exponential factors and the charge shift gives [T,Er(z)]=∂zEr(z) on A; the zero-mode term follows from the difference (t+r)x1−tx1=rx1 across the shift. Differentiating and normally ordering extends this to every state field. On the vacuum each field has only nonnegative powers and constant term equal to its state: the creation exponential has constant term one, and the negative part of bn(z) is ∑k≥0(n+k−1k)xn+kzk. With T1=0, translation covariance then gives the coefficient recursion [zk+1]Y(a,z)1=T[zk]Y(a,z)1/(k+1), so creation is Y(a,z)1=ezTa.

2.1givenF1step 1.1algebra

The oscillator commutator is [αm,αn]=2pmδm,−nI. Moving annihilation exponentials across creation exponentials therefore contributes exp⁡(−2prs∑n≥1(w/z)n/n)=(1−w/z)2prs. Moving the charge shift across zrα0 contributes z2prs. Thus Er(z)Es(w)=ιz,w(z−w)2prsBr,s(z,w), where Br,s(z,w)=exp⁡ ⁣(∑n≥1α−nn(rzn+swn))exp⁡ ⁣(−∑n≥1αnn(rz−n+sw−n))er+szrα0wsα0. Here er+s includes the sum of the two state-sector indices and is zero if that sum plus the input-sector index exceeds one. The scalar cocycle is one. Reversing the product gives the other expansion of the same expression, since 2prs is even. If both states have sector one, both ordered products and all products of their states are zero; the same is true if the input sector makes the total sector exceed one. Thus all subsequent formulas may be checked on allowed sectors only.

3.1givenF1step 2.1algebra

For states u=∏i=1kxaierα and b=∏j=1lxdjesα, form the following finite sum G(z,w). Start with (z−w)2prsBr,s(z,w) and the oscillator factors bai(z),bdj(w). Each oscillator may remain unmatched, may be paired with one oscillator on the other side, or may be paired with the exponential on the other side. No oscillator may be used twice; several distinct oscillators may pair with the same exponential. A left-right oscillator pair contributes 2p(−1)ai−1(ai+dj−1)!/((ai−1)!(dj−1)!) (z−w)−ai−dj. A left oscillator paired with the right exponential contributes 2ps(−1)ai−1(z−w)−ai; a right oscillator paired with the left exponential contributes −2pr(z−w)−dj. Normally order all unmatched oscillators with Br,s. Sum these products over all choices, counting the oscillator factors by their original indices even if their orders coincide. These contraction factors follow respectively by differentiating 2p/(z−w)2, 2ps/(z−w) and −2pr/(z−w) with the prescribed divided derivatives. Repeatedly applying XY=YX+[X,Y] when moving an annihilator across a creator or an exponential gives exactly these choices: an oscillator-oscillator commutator removes the two oscillators, while commuting with an exponential removes only that oscillator and leaves the exponential intact. All contractions are scalar. Hence the two ordered products are precisely ιz,wG(z,w) and ιw,zG(z,w). This also proves locality, since only finitely many contraction pole orders occur and the unmatched normal expression is the same in the two orders.

4.1givenstep 1.1step 3.1algebra

Apply the same expression to the vacuum on A and set w=0 to compute YA(u,ζ)b. The scalar part is the contraction product of step 3.1 times ζ2prs. The unmatched left oscillator ba becomes ∑k≥0(a+k−1k)xa+kζk, the unmatched right oscillator becomes xd, and the exponential part becomes exp⁡(∑n≥1rxnζn/n)e(r+s)α. This gives every state coefficient, including regular powers; each coefficient is finite. Apply YM(−,w) coefficientwise. The oscillator substitution is ba(w+ζ)=∑k≥0(a+k−1k)ζkba+k(w). For the exponential substitution the required identity is Br,s(w+ζ,w)=:exp⁡ ⁣(∑n≥1rζnnbn(w))Er+s(w):. To verify it, expand each oscillator mode in bn(w)=∂wn−1α(w)/(n−1)!: summing ζn/n! times its (n−1)st derivative is its formal integral from w to w+ζ. A negative mode gives α−k((w+ζ)k−wk)/k, a positive mode gives −αk((w+ζ)−k−w−k)/k, and the zero mode gives α0log⁡(1+ζ/w). Adding the exponent of Er+s(w) yields exactly the two exponentials and zero-mode powers in Br,s(w+ζ,w). The logarithm here is its formal power series; exponentiation gives the ordinary binomial power (1+ζ/w)rα0, so no logarithmic field is introduced. Consequently the iterate is exactly YM(YA(u,ζ)b,w)=ιw,ζG(w+ζ,w). The calculation with M replaced by A is identical.

5.1F1F2F3step 1.1step 2.1step 3.1step 4.1algebra∎

Fix an input polynomial, its charge and sector, and project the output polynomial to oscillator degrees at most D. Every normal expression in step 3.1 then has finitely many terms: annihilation indices are bounded by the input degree and creation indices by D. Its zero-mode factors are fixed integer powers of z,w. Thus the projected G is a finite sum of Laurent polynomials times integer powers of z−w. For a scalar term zawb(z−w)−K, multiplying the delta sums in [F2] by the two expansions of (z−w)−K shifts their summation indices and gives z0−K; multiplication by za on the third delta substitutes (w+z0)a, including negative integers by the binomial inverse. Thus the substitution form follows for each term, giving the full Jacobi identity with the two products from step 3.1 and the iterate from step 4.1. Since this holds for every D, it holds coefficientwise before projection. This proves the full module Jacobi identity on M and the adjoint Jacobi identity on A, for all monomial states and hence all states. Together with step 1.1 and locality in step 3.1, the latter establishes the ordinary vertex-algebra axioms. The sector rule makes I stable under fields from either side and annihilated by every field from I, so it is a square-zero ideal.

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