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Gauge-fixed infinitesimal Ricci-flat metric modes on a strict Calabi–Yau threefold

Statement

Assume AC. Let (X,g,J) be a smooth connected compact Ricci-flat Kähler threefold with exact SU(3) holonomy, and let Ω be a specified nonzero parallel holomorphic three-form. All tensors are smooth. On real symmetric two-tensors define (βh)b=−∇ahab+12∇btr⁡gh,(ΔLh)ab=−∇c∇chab−2Racbdhcd. The curvature convention is [∇a,∇b]Vc=RcdabVd. The moduli space here is linear: it is the vector space of solutions of the linearized Ricci equation modulo infinitesimal diffeomorphisms, E=ker⁡(DRic⁡)/{LVg:V∈C∞(TX)}. Each class has a unique representative satisfying βh=0, and these representatives are exactly ker⁡ΔL. There is a real-linear isomorphism E≅H1,1(X;R)⊕H2,1(X)R,dim⁡RE=h1,1+2h2,1. Here Hp,q is the kernel of the Hodge Laplacian on forms of the indicated type, and the subscript R means forgetting the complex scalar multiplication. This is an exhaustive infinitesimal kernel statement for the specified existing metric. It asserts neither nonlinear integrability nor existence of Ricci-flat metrics in arbitrary Kähler classes.

Facts & Assumptions

Given: The fixed smooth compact metric, parallel J,Ω, curvature convention and AC in the Statement. Normalize Ω by a nonzero constant if needed; no new geometric metric is constructed.

[F1]

Hodge-number and Betti-number counts under exact SU(3) holonomy gives b1=h1,0=0 for the specified metric. Its Bochner argument also verifies parallelness of a chosen holomorphic volume form under these hypotheses.

[F2]

Kähler commutators and preservation of harmonic types proves Δd=2Δ∂ˉ and commutation of Δd with bidegree, J, the Lefschetz adjoint Λ and Hodge star. Compact Kähler Hodge decomposition from elliptic harmonic forms identifies the resulting smooth harmonic spaces with Hodge cohomology.

[F3]

Compact Laplace-type operators: smooth kernel, closed range and Green inverse supplies a smooth Green operator for a formally symmetric Laplace-type operator on the compact manifold, inverse on the orthogonal complement of its smooth kernel. The Axiom of Choice is the choice strength inherited by this supplier.

Proof

1.1givenF1F2F3algebra

Vary the connection using 2Γ˙cab=∇ahbc+∇bhac−∇chab and R˙ab=∇cΓ˙cab−∇bΓ˙cac. Commuting the two covariant derivatives, and using Ric⁡=0, gives 2DRic⁡(h)=ΔLh−L(βh)♯g. For example the flat derivative part is −∇c∇chab+∇a∇chcb+∇b∇chca−∇a∇btr⁡h; the commutators supply the displayed −2Racbdhcd. Diffeomorphism covariance gives DRic⁡(LVg)=LVRic⁡=0, and direct differentiation of LVg=2∇(aVb) gives β(LVg)=∇∗∇V♭ at Ricci flatness. The one-form identity ΔdV♭=∇∗∇V♭+Ric⁡(V)♭ follows by expanding dd∗+d∗d and commuting derivatives. Its kernel is zero by [F1] and [F2]. This nonnegative symmetric operator has scalar positive symbol, so [F3] solves ΔdV♭=−βh uniquely and smoothly. Hence every linearized Ricci-flat class has a unique Bianchi representative.

2.1givenF2step 1.1algebra

The parallel complex structure splits h=h++h−, where h+(Ju,Jv)=h+(u,v) and h−(Ju,Jv)=−h−(u,v). Kähler curvature preserves this splitting, so ΔL does as well. The Hermitian summand corresponds to the real (1,1)-form η(u,v)=h+(Ju,v). Expanding the exterior Laplacian on a two-form gives (Δdη)ab=−∇c∇cηab+Ric⁡acηcb+Ric⁡bcηac−2Racbdηcd. One obtains the two Ricci contractions and the two-form curvature term by expanding dη=3∇[aηbc] and d∗η=−∇aηab and using the covector commutator [∇a,∇b]ηcd=−Recabηed−Redabηce. Since J is parallel and Kähler curvature commutes with it, this formula at Ricci flatness identifies Δdη with the same J transform of ΔLh+. Thus its kernels are in bijection. A harmonic (1,1)-form is closed; in unitary coordinates closure says ∇ihjkˉ=∇jhikˉ. Consequently −∇ahai=−∂itr⁡Ch and tr⁡Rh=2tr⁡Ch, proving βh+=0.

3.1givenF2step 2.1algebra

For the anti-Hermitian summand its independent complex components are the symmetric hiˉjˉ. Set μijˉ=gikˉhkˉjˉ and χabjˉ=Ωiabμijˉ. This is an isomorphism from these symmetric components to primitive (2,1)-forms. Indeed in a unitary frame with Ω123=1, the three components of Λχ are nonzero constant multiples of h2ˉ3ˉ−h3ˉ2ˉ and its cyclic variants; thus primitivity is exactly the symmetry condition. The map is parallel. To verify its Laplacian identity explicitly, expansion of ∂ˉ∂ˉ∗+∂ˉ∗∂ˉ on a tangent-valued (0,1)-form gives (Δ∂ˉμ)ijˉ=−gabˉ∇a∇bˉμijˉ+gabˉ[∇a,∇jˉ]μibˉ. Multiplying by two turns the first term into the real rough Laplacian, since its contracted commutator is a Ricci contraction and vanishes. In the second term the covariant bˉ-index contribution is another Ricci contraction, while the contravariant i-index contributes 2gabˉRikajˉμkbˉ. Lowering i gives −2Rℓˉkjˉahka, exactly the curvature term of ΔLh−. Parallelness of Ω then identifies this with 2Δ∂ˉχ=Δdχ by [F2]. Thus the anti-Hermitian kernel corresponds exactly to harmonic primitive (2,1)-forms. Such a harmonic form satisfies ∂ˉ∗χ=0, or gabˉ∇aμibˉ=0; symmetry implies ∇ahajˉ−=0. Since h− is trace free, βh−=0.

4.1F1F2step 1.1step 2.1step 3.1algebra∎

Every harmonic (2,1)-form is primitive here: Λ commutes with Δd by [F2], so Λχ is harmonic of type (1,0), and this space is zero by [F1]. Conversely every harmonic real (1,1)-form and harmonic complex (2,1)-form therefore produce a real symmetric tensor in ker⁡ΔL by steps 2.1 and 3.1. Those steps also prove its Bianchi gauge. Hence ker⁡ΔL consists exactly of these representatives, and step 1.1 identifies it with the quotient in the Statement. Hodge cohomology [F2] gives real dimension h1,1 for the real (1,1)-harmonic space and 2h2,1 for the underlying real space of H2,1. All assertions concern the fixed given metric and its linearized equation. No use of nonlinear Calabi existence, smooth Kuranishi integrability or a dimensional-reduction postulate has entered.

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