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The square-root recurrence is a contraction of with a unique coded solution
Statement
Fix and put
Let and be the two-sign shift space and the closed ball of bounded bilateral sequences of The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences, and for define
For a nonzero real , define when and when . Once clause 2 establishes , its iterates are defined by and for .
Then:
- , so ; moreover , hence ;
- for every and the radicands lie in , so is a well-defined bounded sequence with ; in particular ;
- for all and every ,
- hence has, for each , exactly one fixed point , and for every
Facts & Assumptions
Given: The real number , the constants and , the shift space and the complete ball of The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences and The bounded functions on a set form a complete metric space in the supremum metric, and the coding map of the two-sign shift space is an isometry, and the operators .
Square roots (Square roots exist: a unique with ; the positives are , Complete ordered field (least-upper-bound property)): every has a unique with ; if then , since and ; in particular for and for . Also because and is increasing on .
The ball is nonempty and, with the supremum distance , a complete metric space (The bounded functions on a set form a complete metric space in the supremum metric, and the coding map of the two-sign shift space is an isometry, clauses 1, 2 and 4; Metric space: iff , symmetry, and the triangle inequality; pseudometric and ultrametric); the value satisfies exactly when for all (The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences, Absolute value in an ordered field).
Banach's fixed point theorem (A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point, Lipschitz map, -Hölder map for rational , and contraction): a contraction of a nonempty complete metric space into itself, with constant , has exactly one fixed point.
Absolute value and order: exactly when for ; ; and for every (Basic properties of the absolute value, Absolute value in an ordered field, The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences).
Order arithmetic on intervals (Intervals of : the nine order-convex forms, nondegeneracy, and length, Complete ordered field (least-upper-bound property)): if for then ; and for reals one has by [F1].
Proof
Constants: by [F1], , so and ; hence by [F1]. Further and , so and [F1] gives .
Well-definedness and self-mapping: let , and . Since by [F2], [F5] gives ; by step 1.1 this is a positive interval, so [F1] makes a well-defined positive real, and is a function . Moreover by [F4], [F1] and step 1.1. Taking the supremum over gives , so .
Contraction: let and , and put , ; by step 1.1 both lie in , so by [F1]. Then where the first identity is the algebraic identity ([F1], [F4]), the second inequality uses [F4] and [F5], and the last uses [F2]. Since by [F4], taking the supremum over gives , and by step 1.1.
Fixed point: is nonempty () and complete in the sup distance by [F2]; maps into itself by step 2.1 and is a contraction with constant by step 2.2; [F3] therefore gives exactly one with .
Properties of the fixed point: fix and write , so that by the fixed point equation. If then , and if then ; hence in both cases and . Squaring the fixed point equation gives , which is the recurrence, and by step 1.1, [F1] and [F5].
Remarks
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The choice is a convenient explicit margin: it gives , hence and the self-mapping inequality with room to spare. The argument works for every with and .
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No choice principle is used: the contraction and the completeness of are choice-free, and the fixed point is unique.
Depends on
The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences
The bounded functions on a set form a complete metric space in the supremum metric, and the coding map of the two-sign shift space is an isometry
A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point
Lipschitz map, -Hölder map for rational , and contraction
Square roots exist: a unique with ; the positives are
Basic properties of the absolute value
Absolute value in an ordered field
Intervals of : the nine order-convex forms, nondegeneracy, and length
Complete ordered field (least-upper-bound property)
Metric space: iff , symmetry, and the triangle inequality; pseudometric and ultrametric
Convergence of a sequence in a metric space: iff in
Dependency tree · 2 levels
Sources
- G. Teschl, Ordinary Differential Equations and Dynamical Systems, AMS Graduate Studies in Mathematics 140 (author's preliminary online edition, complete PDF), Section 13.1, contraction and invariant-coding constructions for quadratic horseshoe maps
- R. Devaney and Z. Nitecki, Shift automorphisms in the Hénon mapping, Communications in Mathematical Physics 67 (1979) 137-146, nested-disk coding by a contraction on a compact set