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The square-root recurrence Ts(x)n=sna+xn−1+xn+1 is a contraction of BR with a unique coded solution

Statement

Fix a≥100 and put

R:=a+3,L:= a−2R .

Let X± and BR be the two-sign shift space and the closed ball of bounded bilateral sequences of The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences, and for s∈X± define

Ts:BR⟶RZ,(Tsx)n:=sn a+xn−1+xn+1 (n∈Z).

For a nonzero real r, define sign⁡r:=+1 when r>0 and sign⁡r:=−1 when r<0. Once clause 2 establishes Ts(BR)⊆BR, its iterates are defined by Ts0:=id⁡BR and Tsm+1:=Ts∘Tsm for m∈N.

Then:

  1. a−2R=(a−1)2−7≥74, so L≥74>1; moreover a+2R<R2, hence a+2R<R;
  2. for every s∈X± and x∈BR the radicands a+xn−1+xn+1 lie in [a−2R,a+2R]⊆(0,∞), so Tsx is a well-defined bounded sequence with ∥Tsx∥∞≤a+2R<R; in particular Ts(BR)⊆BR;
  3. for all x,y∈BR and every s∈X±,

∥Tsx−Tsy∥∞≤1L ∥x−y∥∞,1L<1;

  1. hence Ts has, for each s∈X±, exactly one fixed point x(s)∈BR, and for every n∈Z

sign⁡xn(s)=sn,∣xn(s)∣≥L,xn+1(s)+xn−1(s)=xn(s)2−a.

Facts & Assumptions

Given: The real number a≥100, the constants R=a+3 and L=a−2R, the shift space X± and the complete ball BR of The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences and The bounded functions on a set form a complete metric space in the supremum metric, and the coding map of the two-sign shift space is an isometry, and the operators Ts.

[F1]

Square roots (Square roots exist: a unique a≥0 with (a)2=a; the positives are {x2:x≠0}, Complete ordered field (least-upper-bound property)): every u≥0 has a unique u1/2:=u≥0 with (u)2=u; if 0≤u≤v then u≤v, since u,v≥0 and (u)2=u≤v=(v)2; in particular u2=u for u≥0 and x>0 for x>0. Also a≥10 because a≥100=102 and t↦t2 is increasing on [0,∞).

[F2]

The ball BR is nonempty and, with the supremum distance ∥x−y∥∞, a complete metric space (The bounded functions on a set form a complete metric space in the supremum metric, and the coding map of the two-sign shift space is an isometry, clauses 1, 2 and 4; Metric space: d(x,y)=0 iff x=y, symmetry, and the triangle inequality; pseudometric and ultrametric); the value ∥x∥∞ satisfies ∥x∥∞≤R exactly when ∣xn∣≤R for all n (The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences, Absolute value in an ordered field).

[F3]

Banach's fixed point theorem (A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point, Lipschitz map, α-Hölder map for rational 0<α≤1, and contraction): a contraction of a nonempty complete metric space into itself, with constant q<1, has exactly one fixed point.

[F4]

Absolute value and order: ∣u∣≤M exactly when −M≤u≤M for M≥0; ∣uv∣=∣u∣∣v∣; and sn∈{−1,+1} for every n (Basic properties of the absolute value, Absolute value in an ordered field, The two-sign bilateral shift space, its coding map, and the ball of bounded bilateral real sequences).

[F5]

Order arithmetic on intervals (Intervals of R: the nine order-convex forms, nondegeneracy, and length, Complete ordered field (least-upper-bound property)): if ∣xj∣≤R for j∈Z then a−R−R≤a+xn−1+xn+1≤a+R+R; and for reals u≥v>0 one has u≥v>0 by [F1].

Proof

technique · direct; bound the radicands on the ball, estimate the square-root Lipschitz constant from below by $2L$, and apply Banach's fixed point theorem
1.1givenF1algebra

Constants: by [F1], a≥10, so R=a+3≥13 and a−2R=a−2a−6=(a−1)2−7≥81−7=74; hence L=a−2R≥74>1 by [F1]. Further R2=a+6a+9 and R2−(a+2R)=a+6a+9−a−2a−6=4a+3>0, so a+2R<R2 and [F1] gives a+2R<R.

2.1givenstep 1.1F1F2F4F5

Well-definedness and self-mapping: let s∈X±, x∈BR and n∈Z. Since ∣xn±1∣≤R by [F2], [F5] gives a−2R≤a+xn−1+xn+1≤a+2R; by step 1.1 this is a positive interval, so [F1] makes a+xn−1+xn+1 a well-defined positive real, and Tsx is a function Z→R. Moreover ∣(Tsx)n∣=∣sn∣a+xn−1+xn+1=a+xn−1+xn+1≤a+2R<R by [F4], [F1] and step 1.1. Taking the supremum over n gives ∥Tsx∥∞≤a+2R<R, so Ts(BR)⊆BR.

2.2givenstep 1.1F1F2F4F5algebra

Contraction: let x,y∈BR and n∈Z, and put u:=a+xn−1+xn+1, v:=a+yn−1+yn+1; by step 1.1 both lie in [a−2R,a+2R]⊆[L2,∞), so u,v≥L>0 by [F1]. Then ∣u−v∣=∣u−v∣u+v≤∣u−v∣2L≤∣xn−1−yn−1∣+∣xn+1−yn+1∣2L≤∥x−y∥∞L, where the first identity is the algebraic identity u−v=(u−v)(u+v) ([F1], [F4]), the second inequality uses [F4] and [F5], and the last uses [F2]. Since ∣(Tsx)n−(Tsy)n∣=∣u−v∣ by [F4], taking the supremum over n gives ∥Tsx−Tsy∥∞≤∥x−y∥∞/L, and 1/L<1 by step 1.1.

3.1step 2.1step 2.2F2F3

Fixed point: BR is nonempty (0∈BR) and complete in the sup distance by [F2]; Ts maps BR into itself by step 2.1 and is a contraction with constant 1/L<1 by step 2.2; [F3] therefore gives exactly one x(s)∈BR with Tsx(s)=x(s).

4.1step 3.1step 1.1F1F4F5∎

Properties of the fixed point: fix n and write r:=a+xn−1(s)+xn+1(s)>0, so that xn(s)=snr by the fixed point equation. If sn=+1 then xn(s)=r>0, and if sn=−1 then xn(s)=−r<0; hence in both cases sign⁡xn(s)=sn and ∣xn(s)∣=r. Squaring the fixed point equation gives xn(s)2=r2=a+xn−1(s)+xn+1(s), which is the recurrence, and ∣xn(s)∣=r≥L by step 1.1, [F1] and [F5].

Remarks

  • The choice a≥100 is a convenient explicit margin: it gives a≥10, hence L2≥74 and the self-mapping inequality a+2R<R with room to spare. The argument works for every a with a−2R>1 and a+2R<R2.

  • No choice principle is used: the contraction and the completeness of BR are choice-free, and the fixed point is unique.

Depends on

Dependency tree · 2 levels

Sources