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Horizontal period maps have bounded metric differential

Statement

Let Φ:H→D be the horizontal period map of a polarized variation of Hodge structure on the punctured disk, lifted to the upper half-plane H={z=x+iy:y>0}. Equip H with the Poincaré metric and D with the Hodge metric. There is a constant C depending only on the fixed polarized Hodge numbers such that the differential of Φ has operator norm at most C everywhere.

Facts & Assumptions

Given: A polarized variation of Hodge structure on Δ∗ and its horizontal lifted period map Φ on H. Fix the Poincaré line element ∣dz∣2/y2, z=x+iy. For each pure weight k write Ep=Hp,k−p. For a finite direct sum of weights use the direct sum of the corresponding Hodge summands and polarization metrics.

[F1]

Polarized variation of Hodge structure and period map gives a finite-rank flat real connection ∇, holomorphic Hodge filtration F, fixed Hodge numbers and the horizontal condition ∇Fp⊂Ω1⊗Fp−1. These analytic data are assumed for the variation itself; no geometric realization is required.

[F2]

Rational mixed Hodge structures fixes the positive polarization metric h(u,v)=Q(Cu,vˉ), linear in the first argument, with C∣Ep=i2p−kI and pairwise orthogonal Hodge summands. The polarization and real conjugation are flat.

[L1]

To fix the metric normalization, represent a tangent vector to the period-domain filtration by its unique strictly Hodge-degree-lowering endomorphism, using the Hodge splitting to identify the quotient blocks. Give it the Hilbert–Schmidt squared norm tr⁡(XX†) from h. On the horizontal tangent this is the sum of squared norms of its blocks Ep→Ep−1. This is the induced Hodge metric used here; a different fixed positive scalar normalization multiplies the final bound by that scalar's square root. The uniqueness follows because a filtration-preserving endomorphism has no strictly lowering component. A real polarization-preserving marking change g transports C to gCg−1 and h isometrically; conjugating X therefore preserves this tangent norm.

Proof

1.1givenF1F2algebra

Pull the flat bundle and its Hodge splitting back to H. The bundles Ep=Fp∩Fˉk−p are smooth: opposition makes the finite matrix of a local splitting invertible, so its projections are smooth functions of holomorphic frames and their conjugates. Holomorphicity, transversality and their conjugates give ∇1,0Ep⊂Ep⊕Ep−1 and ∇0,1Ep⊂Ep⊕Ep+1: intersect Fp−1 with Fˉk−p in the first case, and Fp with Fˉk−p−1 in the second. Write ∇=D+θ+η for its diagonal, lowering (1,0) and raising (0,1) parts. The diagonal connection D preserves h: on a fixed Hodge block C is a constant scalar and off-diagonal terms pair to zero, while ∇Q=0. For adjacent blocks put BQ(u,v)=Q(u,vˉ), u∈Ep, v∈Ep−1. Differentiating their zero BQ pairing gives BQ(θzu,v)+BQ(u,ηzˉv)=0. Since the two Weil scalars satisfy i2p−k=−i2(p−1)−k, this is h(θzu,v)=h(u,ηzˉv). Thus η=θ† and ∇=D+θ+θ†.

2.1F1L1step 1.1algebra

In a curve coordinate write θ=A dz. The Hodge-degree minus-one component of flatness ∇2=0 gives DzˉA=0; its degree-zero component gives FD(∂z,∂zˉ)=−[A,A†]. Products of two (1,0) or two (0,1) forms vanish on the curve, so these are exact identities. In a flat marking, differentiating a section of Ep⊂Fp and projecting modulo Fp leaves exactly its Ep−1 component A∣Ep. Consequently A is dΦ(∂z) under the tangent-space identification in [L1], and the pullback metric coefficient is e=∥A∥2=tr⁡(AA†)≥0.

3.1givenF1F2step 2.1algebra

If the rank N is zero the map is constant. Otherwise let μ=N−1∑ppdim⁡Ep, let the self-adjoint grading operator H act by p−μ on Ep, and put M2=tr⁡(H2)=∑pdim⁡Ep(p−μ)2. For several weights the sums run over their Hodge summands; A preserves the weight summands and still satisfies [H,A]=−A. If M=0, every nonzero summand has the same first index and A=0, again proving the claim. Otherwise put B=[A,A†]. It is self-adjoint, and cyclicity of the finite trace gives tr⁡(BH)=tr⁡(A†[H,A])=−e. Cauchy–Schwarz for finite matrix entries implies ∥B∥2M2≥e2. This constant depends only on the fixed Hodge numbers.

4.1F2step 1.1step 2.1step 3.1algebra

On the open set e>0, use the connection induced by D on endomorphisms and its Hilbert–Schmidt metric. Metric compatibility and DzˉA=0 give ez=⟨DzA,A⟩ and ezzˉ=∥DzA∥2+⟨DzˉDzA,A⟩. The curvature equation in step 2.1 gives [Dz,Dzˉ]A=−[B,A], so DzˉDzA=[B,A]. Cyclicity of trace yields ⟨[B,A],A⟩=tr⁡(B(AA†−A†A))=∥B∥2. It follows that ∂z∂zˉlog⁡e=∥DzA∥2+∥B∥2e−∣⟨DzA,A⟩∣2e2≥∥B∥2e≥eM2. The first inequality is finite-dimensional Cauchy–Schwarz. This is the required negative horizontal curvewise curvature bound, derived on the actual pulled-back variation without assuming an ambient period-domain curvature formula.

5.1step 3.1step 4.1algebra

Transfer to the unit disk by a Cayley transform. Under a holomorphic coordinate change A multiplies by its derivative and e by the absolute square, so step 4.1 has the same form. For 0<r<1 put λr(ζ)=4r2/(r2−∣ζ∣2)2; direct differentiation gives ∂ζ∂ζˉlog⁡λr=λr/2. The smooth function e is bounded on the closed radius-r disk, so e/λr extends by zero on its boundary and attains its maximum. If positive, this maximum occurs where e>0, and the second derivative test for its logarithm gives 0≥∂∂ˉlog⁡(e/λr)≥e/M2−λr/2. Thus its maximum is at most M2/2; the same bound is immediate if its maximum is zero. Let r↑1, obtaining e(ζ)≤(M2/2)4/(1−∣ζ∣2)2 throughout the unit disk. No assertion was made about log⁡e at a zero of A.

6.1givenL1step 2.1step 3.1step 5.1algebra∎

In the upper-half-plane coordinate this is e(z)≤M2/(2y2). By [L1] and step 2.1, the squared operator norm of dΦ relative to ∣dz∣2/y2 is e(z)y2; hence it is at most M2/2. The constant C=M/2 therefore works in this normalization, and the appropriate fixed scalar multiple works for any fixed scalar Hodge-metric normalization. The constant-map cases of step 3.1 also satisfy the conclusion. This proves the original bound everywhere for every admitted polarized variation, including ramification points.

Remarks

The proof reconstructs both the finite-dimensional horizontal curvature estimate and the required Schwarz comparison. It uses the analytic polarized-VHS data directly and adds no geometric-realization or immersion hypothesis. The Hodge-metric normalization is made explicit in [L1]; it changes only the allowed constant. The proof does not require a separate Schwarz theorem or an external period-domain curvature input.

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