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Local higher derivative bounds for almost complex maps with bounded first derivative

Statement

Assume Countable Choice. Let G be the unit disk in R2 or its upper half-disk. Let Q⊂Cm be compact and let J(s,t,x) be smooth on a neighborhood of G‾×Q, with J2=−I and uniform bounds on derivatives of every order. Suppose a smooth map u:G‾→Q satisfies us+J(s,t,u)ut=0,sup⁡G(∣u∣+∣du∣)≤M,sup⁡G∥J(s,t,u)−i∥≤12. In the half-disk case additionally suppose u(s,0)∈Rm. Then for each 0<ρ<1 and integer k≥0 there is a uniform bound ∥u∥Hk(G∩Bρ)+sup⁡G∩Bρ∣Dku∣≤Ck. The constants depend only on m,M,ρ,k and finitely many of the indicated coefficient bounds. The estimates apply to already smooth solutions; they do not assert weak-solution regularity.

Facts & Assumptions

Given: Countable Choice and the domain, coefficient data, compact coordinate set, smooth solution, first-derivative bound, and principal coefficient smallness in the statement. The Hk norms are the square roots of the sums of squared L2 norms of weak derivatives through order k, with the convention of Integer-order Sobolev spaces and their norms; for these smooth maps they are ordinary derivative norms.

Proof

1.1givenconstructalgebra

We first record the elementary two-dimensional inequalities used in the proof. For a smooth compactly supported vector function f on R2, the one-dimensional fundamental theorem gives ∣f(s,t)∣2≤2∫R∣ffs∣(r,t)dr and the analogous bound in the other coordinate. Multiply these inequalities and integrate to obtain ∥f∥44≤4∥f∥22∥fs∥2∥ft∥2≤2∥f∥22∥∇f∥22. Applying the fundamental theorem twice to ∣f∣2 also gives ∣f(s,t)∣2≤2∫R2(∣ffst∣+∣fsft∣)≤2∥f∥2∥fst∥2+2∥fs∥2∥ft∥2≤C∥f∥H22. These yield local H1→L4 and H2→L∞ bounds after multiplication by a scalar cutoff. They hold on half-disks too, away from the curved edge. For H1 reflect evenly across the flat edge. For H2 extend a compactly supported upper-half-plane function to negative t by F(s,−t)=3f(s,t)−2f(s,2t), t>0. Its value and first normal derivative match at zero, so the extension is C1, piecewise smooth, has weak second derivatives with no line atom, and has controlled H2 norm. The first calculation remains valid for the continuous, piecewise smooth even extension, which is absolutely continuous on coordinate lines; the second remains valid for the order-two extension because its value and first derivatives match.

1.2givenconstructalgebra

For D0=∂s+i∂t and a smooth compactly supported w on the plane one has ∥D0w∥22=∥ws∥22+∥wt∥22. Indeed the integrated cross term is zero by integration by parts in both coordinates. The same identity holds on the upper half-plane for compactly supported smooth w whose flat-edge values are real: the remaining flat-boundary cross term is the imaginary part of the pairing of the real vectors ws and w, hence zero. Let w satisfy D0w=(i−J)wt+F on a patch, with this boundary condition when needed, and let χ be a real cutoff compactly supported away from the curved edge. Apply the identity to χw and commute the cutoff through the equation. The principal coefficient bound gives ∥∇(χw)∥2≤12∥∇(χw)∥2+Cχ∥w∥2+∥χF∥2, so its first term absorbs. This proves the local first-order estimate on any smaller disk or half-disk, with constants depending on the cutoff margin.

2.1step 1.2givenalgebra

We prove uniform local Hk bounds by induction, using slightly nested radii between ρ and one. The H1 bound follows from the given C1 bound and the bounded area. Differentiate the equation once in s and put w=us. Then D0w=(i−J)wt−(∂sJ+(dxJ)us)ut. Its forcing is bounded in L2 by the given C1 and coefficient bounds. In a half-disk w has real flat-edge values. Step 1.2 therefore bounds uss and ust on a smaller patch. The equation rewritten as ut=Jus gives utt=(∂tJ+(dxJ)ut)us+Just, which bounds the remaining second derivative. Thus u has a uniform local H2 bound. Differentiating twice in s gives the same estimate for uss: its commutator terms contain at most one second derivative of u, multiplied by bounded first derivatives, and bounded products of first derivatives. These terms are controlled by H2 and C1. Recovering the other third derivatives from ut=Jus proves the H3 bound.

3.1step 1.1step 1.2step 2.1algebra

For the general induction assume the local Hk bound, k≥3, on a slightly larger patch. Differentiating k times in s gives D0(∂sku)=(i−J)∂t∂sku+Fk. Repeated chain and product rules express Fk as finitely many products of bounded coefficient derivatives and derivatives of u of orders at most k, with sum of their orders at most k+1; the sole order-k+1 term was separated as the principal term. For k=3, the only product not directly bounded by the C1 bound times an H3 norm has two second derivatives, which are L4 by step 1.1 applied to the H3 bound. Their product is L2. For k≥4, derivatives of orders at most k−2 are locally bounded by step 1.1. A factor of order k can only be accompanied by total derivative order at most one, and a factor of order k−1 by total order at most two; in either case put that high-order factor in L2 and the remaining factors in L∞. There cannot be two factors of order k−1, since 2k−2>k+1 for k≥4. If all factors have orders at most k−2, they are bounded and their product is L2 on the finite patch. This controls every term of Fk. Step 1.2 now bounds the derivatives of ∂sku, with real boundary values retained. To recover an order-k+1 derivative with at least two t derivatives, differentiate ut=Jus k times. Its principal term has one fewer t derivative than the derivative on the left, and all other terms are controlled by the same product argument using derivatives through order k. Induction on the number of t derivatives bounds them all. This completes the Sobolev induction.

4.1step 1.1step 2.1step 3.1algebra∎

For each requested derivative order j, obtain the Hj+2 bound on a slightly larger patch from the preceding Sobolev induction. Multiply each Dju by a cutoff and use the H2→L∞ estimate of step 1.1, including its explicit half-plane extension when needed. This bounds sup⁡∣Dju∣ on the desired smaller patch. For any fixed k only finitely many nested radii and coefficient derivatives are used; their constants depend solely on the data stated. All differentiations are of given smooth solutions, so no weak regularity or hidden choice-dependent elliptic theorem has been invoked.

Remarks

The earlier bibliography named Dusa McDuff and Dietmar Salamon, J-holomorphic Curves and Symplectic Topology, elliptic regularity for the Cauchy–Riemann equation (https://bookstore.ams.org/coll-52). The cited book full text was not available in this review; no reading of that edition is asserted. The current reference records the actually read alternate context, while the complete local proof above carries the stated claim.

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