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Self-adjointness and the flow of a self-adjoint operator perturbed by a bounded operator commuting with its flow

Statement

Assume the Axiom of Choice and the Axiom of Countable Choice (The Axiom of Choice, The Axiom of Countable Choice (ACω)). Let H be a nonzero complex Hilbert space (Hilbert space), let A be a self-adjoint operator on H with domain D(A) (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators), and let B be a bounded self-adjoint operator on H (A bounded linear operator between normed spaces, Self-adjoint, positive, unitary and normal operators) with B eisA=eisAB(s∈R), where eisA=∫Reisλ dEA(λ) is the unitary group of A in the spectral calculus (A self-adjoint operator generates a strongly continuous unitary group, Bounded borel pvm integral, Projection valued measure). Put A+B on its natural domain D(A+B):=D(A)∩D(B)=D(A). Then:

(a) A+B is self-adjoint;

(b) eisBeitA=eitAeisB for all s,t∈R; the flows of A and of the bounded B commute;

(c) the family s↦P(s):=eisAeisB is a strongly continuous one-parameter unitary group (Strongly continuous one-parameter unitary group), and its infinitesimal generator G (Infinitesimal generator of a unitary group) is G=i(A+B): the quotient 1s(P(s)x−x) converges as s→0 exactly for x∈D(A), with limit i(A+B)x. Consequently P(s)=eis(A+B) for every s∈R.

Facts & Assumptions

Given: the Axiom of Choice and the Axiom of Countable Choice; a nonzero complex Hilbert space H; a self-adjoint operator A; a bounded self-adjoint operator B commuting with every eisA; real s,t,λ; a unit vector or vector x.

[F1]

Flow calculus. For a self-adjoint T with spectral projection-valued measure ET and UT(s):=eisT: UT is a strongly continuous one-parameter unitary group with UT(s)∗=UT(−s), UT(s)D(T)=D(T) and TUT(s)=UT(s)T on D(T); the quotient 1s(UT(s)x−x) converges as s→0 exactly for x∈D(T), with limit iTx; and for every bounded Borel f:R→C one has ∥f(T)∥≤sup⁡∣f∣ and f(T)UT(s)=UT(s)f(T), where f(T)=∫f dET. The norm bound follows from the bounded PVM integral; the commutation follows because both factors are integrals against ET and the integral map is multiplicative, so ΦET(f)ΦET(λ↦eisλ)=ΦET(f(λ)eisλ)=ΦET(λ↦eisλ)ΦET(f) (Bounded borel pvm integral, Pvm integral is a star homomorphism). (A self-adjoint operator generates a strongly continuous unitary group, Bounded borel pvm integral).

[F2]

Resolvents. For λ≠0 put rλ(μ):=(μ+iλ)−1 and Rλ:=ΦEA(rλ). The bounded PVM integral gives ∥Rλ∥≤1/∣λ∣. The spectral domain formula gives ∫μ2∣rλ(μ)∣2 dEA,x(μ)≤∥x∥2, so Rλx∈D(A) for every x∈H; the unbounded Borel calculus product rule then gives (A+iλ)Rλ=ΦEA(μrλ+iλrλ)=I on H. For y∈D(A) the same product rule gives Rλ(A+iλ)y=ΦEA(rλ(μ+iλ))y=y. Thus Rλ=(A+iλ)−1 and A+iλ:D(A)→H is bijective. These claims use the spectral domain formula and bounded PVM norm bound (Spectral theorem for unbounded self-adjoint operators (PVM form), Bounded borel pvm integral) and the unbounded Borel calculus (Unbounded Borel functional calculus: domains, products, spectral mapping clause 2).

[F3]

Neumann series. If R∈B(H) with ∥R∥<1, then I−R is invertible and (I−R)−1=∑n≥0Rn in operator norm (Neumann series and small perturbations of bounded inverses clause 1, The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[F4]

Stone uniqueness. Two strongly continuous one-parameter unitary groups with the same infinitesimal generator agree at every time; equivalently s↦eisT is determined by the self-adjoint T (Stone's theorem: unitary groups and self-adjoint generators, Infinitesimal generator of a unitary group).

[F5]

For bounded operators S,T between compatible normed spaces, their composition satisfies ∥ST∥≤∥S∥ ∥T∥ (Composition satisfies |ST|\le|S|,|T|).

Proof

technique · direct; prove self-adjointness of $A+B$ by the Neumann series for the resolvent of $A$, differentiate the conjugation curve to obtain the commutation of the two flows, and identify the generator of the product group by comparing difference quotients, concluding with Stone's theorem

Given: The data of the statement and [F1]-[F5].

1.1givenalgebra

[Symmetry and domain of A+B] The domain D(A+B)=D(A) is a dense linear subspace of H because D(A) is dense and B is everywhere defined and linear; for x,y∈D(A), using that A is symmetric and B is self-adjoint and bounded, ⟨(A+B)x,y⟩=⟨Ax,y⟩+⟨Bx,y⟩=⟨x,Ay⟩+⟨x,By⟩=⟨x,(A+B)y⟩, so A+B is densely defined and symmetric.

1.2F2F3F5algebra

[Surjectivity of (A+B)±iλ] Fix λ>∥B∥ (if B=0 take λ=1); by [F2] the map (A+iλ):D(A)→H is a bijection with inverse of norm at most 1/λ, so [F5] gives ∥(A+iλ)−1B∥≤∥B∥/λ<1; [F3] applied to −R makes I+R invertible on H, where R:=(A+iλ)−1B. Since R(H)⊆D(A), for any y∈D(A) the vector x:=(I+R)−1y satisfies x=y−Rx∈D(A), so I+R maps D(A) onto D(A). For x∈D(A), Rx∈D(A) and (A+B+iλ)x=(A+iλ)(I+R)x; therefore (A+B)+iλ maps D(A) onto H, and the same argument with −λ shows that (A+B)−iλ maps D(A) onto H.

1.3F1givenalgebra

[Adjoint inclusion] Let y∈D((A+B)∗) and put z:=(A+B)∗y; for every x∈D(A) one has ⟨Ax,y⟩+⟨Bx,y⟩=⟨x,z⟩, that is ⟨Ax,y⟩=⟨x,z−By⟩ because B∗=B and By∈H, and since A is self-adjoint the existence of the vector z−By representing x↦⟨Ax,y⟩ forces y∈D(A) with Ay=z−By, so D((A+B)∗)⊆D(A)=D(A+B) with (A+B)∗y=(A+B)y there.

1.4F1givenalgebra

[Commutation of the flows] Fix t and x∈H and define g(s):=eisBeitAe−isBx; by [F1] applied to the self-adjoint operator B (whose domain is all of H) the difference quotients 1h(ei(s+h)By−eisBy)→iBeisBy and 1h(e−i(s+h)By−e−isBy)→−ie−isBBy for every y, so the product rule gives g′(s)=eisB(iBeitA−ieitAB)e−isBx, and the hypothesis BeitA=eitAB makes this derivative vanish for every s; hence g is constant with value g(0)=eitAx, that is eisBeitA=eitAeisB for all s,t, which is the first identity of (b).

1.5F1algebra

[Quotient of the product group on D(A)] Put P(s):=eisAeisB and let x∈D(A); the algebraic identity 1s(P(s)x−x)=eisA1s(eisBx−x)+1s(eisAx−x) holds for every s≠0, and as s→0 the first term converges to iBx because 1s(eisBx−x)→iBx in norm by [F1] and eisA→I strongly, while the second converges to iAx by [F1]; hence the quotient of P at x converges, with limit i(A+B)x.

2.1step 1.1step 1.3

[Self-adjointness] Step 1.1 gives A+B⊆(A+B)∗ and step 1.3 gives (A+B)∗⊆A+B including domains, so A+B=(A+B)∗, which is (a).

2.2step 1.4F1algebra

[Group property and strong continuity] By step 1.4, P(s)P(t)=eisAeisBeitAeitB=eisAeitAeisBeitB=P(s+t) and P(s)∗=e−isBe−isA=e−isAe−isB=P(−s); each factor is strongly continuous, and the estimate ∥P(s)x−P(s0)x∥≤∥eisA(eisBx−eis0Bx)∥+∥(eisA−eis0A)eis0Bx∥ shows that P is strongly continuous, hence a strongly continuous one-parameter unitary group.

2.3step 1.4F1algebra

[No larger domain] Let x∈H and suppose that 1s(P(s)x−x) converges, to y∈H; by step 1.4, P(s)=eisBeisA, so eisAx=e−isBP(s)x and the identity 1s(eisAx−x)=e−isB1s(P(s)x−x)+1s(e−isBx−x) holds; the first term converges to y because e−isB→I strongly and 1s(P(s)x−x)→y, and the second converges to −iBx by [F1] applied to the self-adjoint operator −B, so 1s(eisAx−x) converges and [F1] gives x∈D(A) with y=i(A+B)x.

3.1step 1.5step 2.2step 2.3

[Generator identification] By step 2.2 the family P is a strongly continuous one-parameter unitary group with infinitesimal generator G; steps 1.5 and 2.3 show that the quotient of P at x converges exactly for x∈D(A), with limit i(A+B)x; hence D(G)=D(A) and G=i(A+B), which is the generator statement of (c).

4.1step 1.4step 3.1F1F4∎

[Identification of the groups] By [F1] the family s↦eis(A+B) is a strongly continuous one-parameter unitary group whose quotient at x converges exactly for x∈D(A+B)=D(A), to i(A+B)x; by step 3.1 it has the same infinitesimal generator i(A+B) as P, so Stone's theorem [F4] yields P(s)=eis(A+B) for every s, completing (c); (b) is step 1.4.

Remarks

  • Why the hypothesis is a commutation with the flow. The hypothesis BeisA=eisAB for all s is a commutation of the bounded operator with every element of the unitary group of A; it implies, but is not assumed as, a formal commutator identity on a small domain, and it is the exact form in which the model's internal matrices commute with the free flow.
  • Bounded perturbation. Clause (a) is the standard self-adjointness of a self-adjoint operator perturbed by a bounded self-adjoint operator; the flow hypothesis is not needed for it, only for the product formula of (b) and the generator statement of (c).

Depends on

Dependency tree · 2 levels

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