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CC spectral calculus on an arbitrary complex Hilbert space by compatible vector-local Cayley subspaces

Statement

Assume Countable Choice (The Axiom of Countable Choice (ACω)). Let H be an arbitrary complex Hilbert space, with inner product linear in the first variable, and let A=A∗ be a densely defined self-adjoint operator on H. There is no separability or supplied-basis hypothesis on H.

There is a unique regular projection-valued Borel measure EA on R representing A, with EA(R)=I, strong countable additivity and

D(A)={x:∫λ2dμx(λ)<∞},∥Ax∥2=∫λ2dμx,μx(B)=⟨EA(B)x,x⟩.

Regularity means compact inner and open outer approximation of each finite scalar measure μx. For bounded Borel b, its calculus satisfies ∥b(A)∥≤sup⁡∣b∣, (bc)(A)=b(A)c(A) and b‾(A)=b(A)∗. For finite-valued, possibly unbounded complex Borel b, there is a closed densely defined operator b(A) on exactly {x:∫∣b∣2dμx<∞}, with norm given by that integral and convergence of the bounded cutoffs on its domain.

The PVM is concentrated on σ(A), and a real λ belongs to σ(A) exactly when every neighborhood of λ has nonzero spectral projection. For z∉σ(A), the bounded resolvent is the multiplier (λ−z)−1, maps into exactly D(A), and has norm at most dist⁡(z,σ(A))−1 (with the zero-space convention 1/∞=0).

The operators UA(t)=eitA form a strongly continuous unitary group on all of H, with the exact derivative criterion

lim⁡t→0UA(t)x−xt exists in H⟺x∈D(A),ddtUA(t)x∣t=0=iAx.

They preserve D(A) and its graph norm and commute with A on that domain. The group with this exact generator is unique. PVMs, Borel calculus and groups transport under unitary intertwiners, and an isometry intertwining the groups for all real times has a reducing closed range and intertwines the PVMs. The construction uses countably generated subspaces attached to each finite tuple of vectors and their uniquely determined compatible calculus; it does not choose an arbitrary global cyclic decomposition or an orthonormal basis of H.

Facts & Assumptions

Given: CC, the arbitrary complex Hilbert space H and the self-adjoint operator A with its exact dense domain.

[F1]

The proved fixed-dense-sequence construction CC spectral calculus on a Hilbert space with a fixed countable dense sequence applies to a Hilbert space with a specified countable norm-dense sequence and a self-adjoint operator. It gives a unique regular PVM with the exact square-integrability domain, bounded/unbounded Borel calculus and strong group with exact derivative domain. Its scalar cyclic moment argument proves uniqueness of a regular positive circle measure with prescribed moments ⟨Unx,x⟩: Fejer approximates continuous functions by Laurent polynomials, distance cutoffs determine closed-set masses, and regularity determines all Borel masses. This scalar uniqueness is used below without requiring a dense sequence for the whole H.

[F2]

Resolvent of a self-adjoint operator: nonreal resolvents and the estimate assumes CC and self-adjointness on a Hilbert space, without separability. It supplies the inverses Q±i=(A∓i)−1:H→D(A), with bounded norm. The adjoint and resolvent identities give the Cayley unitary U=(A−i)(A+i)−1=I−2iQ−i; these identities are verified below using the inverse equations, rather than a general spectral theorem.

[F3]

Orthogonal decomposition by a closed subspace assumes CC and a closed linear subspace of any real or complex Hilbert space, and supplies its unique orthogonal projection. Linearity, contraction and self-adjointness follow from the unique decomposition and the Pythagorean identity. The compatible-vector construction below uses these unique projections rather than a family of choices of representing vectors.

Proof

1.1F2F3givenconstructalgebra

Vector-local Cayley subspaces: the adjoint inverse equations give Q−i∗=Qi; inserting A+i=(A−i)+2i into the inverse equations gives Qi−Q−i=2iQiQ−i and commutation of the resolvents. Consequently (I+2iQi)(I−2iQ−i)=I, with the reverse product also I, so the U in [F2] is unitary. For a finite tuple x=(x1,…,xm) put Kx=span⁡‾{Unxj:n∈Z,1≤j≤m}, permitting the zero space. The rational-complex finite linear combinations of this explicitly enumerated countable orbit give a specified dense sequence in Kx. This says nothing about separability of the whole H. The orbit span and its closure are invariant under both U and U∗, hence reduce U; [F3] gives a unique projection Px commuting with U. Thus it commutes with Q−i=(I−U)/(2i) and, by taking adjoints, with Qi. For x=Q−iy∈D(A), Pxx=Q−iPxy∈D(A) and APxx=PxAx by (A+i)Q−i=I. Hence every Kx reduces the unbounded operator with its actual domain. No decomposition indexed by an arbitrary family has been selected.

2.1F1F2step 1.1algebra

Actual self-adjoint restrictions: for any K=Kx define AK on D(A)∩K by restriction. This domain is dense in K: projecting a norm-approximating sequence from D(A) onto K preserves the domain by step 1.1 and converges to any chosen vector of K. The restricted operator is symmetric, and Q±i∣K are two-sided inverses from K onto D(A)∩K of AK∓i, because both the resolvents and A preserve K. If y∈D(AK∗), solve (AK−i)x=(AK∗−i)y with x∈D(AK) by that surjectivity. Then y−x∈ker⁡(AK∗−i)=ran⁡(AK+i)⊥={0}, so y=x∈D(AK) and AK∗y=AKy. This proves AK self-adjoint including domains. We may therefore apply [F1] using the specified orbit-dense sequence from step 1.1. Write its uniquely determined PVM as EK and its calculus as b(AK).

3.1F1step 1.1step 2.1constructalgebra

Compatibility inside a common finite-tuple space: suppose M=Ky⊆Kx=K; the restriction to K of the projection onto M commutes with AK including its domain, by step 1.1. The reflection J=2PM−IK is unitary and JAKJ=AK on exactly D(AK). The PVM JEK(B)J is consequently another regular representing PVM for AK, so uniqueness in [F1] gives JEK(B)J=EK(B) for each Borel B. Thus EK(B) preserves M and M⊥∩K. Its restriction to M is a regular PVM representing AM, including the exact domain: both the norm integrals and the operator action are the restrictions of those on K. Uniqueness in [F1] therefore gives EK(B)∣M=EM(B). Simple-function approximations imply the same restriction identity for bounded Borel calculus, and its norm-convergent cutoffs give it for unbounded Borel functions on their precise domains. In particular, for any x,y and scalars c,d, all of Kx, Ky and Kcx+dy lie in K(x,y) and use the same calculus there. The local objects are unique; their assembly never chooses among possible PVMs or representations.

4.1F1step 3.1constructalgebra

Global projections and bounded calculus by compatible vectors: define EA(B)x=EKx(B)x, with zero at x=0. Within K(x,y), step 3.1 identifies these values with the single linear projection EK(x,y)(B); hence EA(B) is linear on all of H and has norm at most 1. The same common space gives ⟨EA(B)x,y⟩=⟨x,EA(B)y⟩. Moreover EA(B)x∈Kx, so KEA(B)x⊆Kx and compatibility gives EA(C)EA(B)x=EKx(C)EKx(B)x=EA(C∩B)x. Thus the global operators are orthogonal projections. They have EA(R)=I; for disjoint Bn, strong countable additivity on each fixed vector is exactly the local additivity inside Kx. Its finite scalar measure μx equals the local scalar measure and is regular. Likewise define b(A)x=b(AKx)x for bounded Borel b. The common spaces give linearity, norm bound, product and adjoint laws. Every value is uniquely determined by its property, so replacement assembles a single operator-valued function on the set of vectors; arbitrary-index choice and a global Hilbert basis are absent.

5.1F1step 2.1step 3.1step 4.1constructalgebra

Exact global unbounded domains and closedness: for finite-valued Borel b put Db={x:∫∣b∣2dμx<∞} and define b(A)x=b(AKx)x there. The local unbounded restriction identity in step 3.1 shows that this domain is linear and that the operation is linear: for x,y∈Db use the common space K(x,y), where the norm estimate for b(x+y) follows from the local linear operator and its domain. Its norm is exactly the stated integral. Let Pn=EA({∣b∣≤n}) and bn=b1∣b∣≤n. For every x, Pnx→x and Pnx∈Db by its local measure and boundedness of b on that set, so Db is dense. For x∈Db, bn(A)x→b(A)x in norm, again by the local square-integrable tail. If xj→x and b(A)xj→y in H, bounded calculus gives Pny=bn(A)x for each fixed n. Hence ∫∣b∣≤n∣b∣2dμx=∥Pny∥2≤∥y∥2; monotone convergence gives x∈Db, and increasing n gives b(A)x=y. Thus b(A) is closed without putting the whole H into one multiplication representation. For b(λ)=λ, Db=D(A): by step 2.1 the local domain is exactly D(A)∩Kx, and x∈Kx always, so finite local second moment is equivalent to x∈D(A). Its action is the original Ax.

6.1F2step 4.1step 5.1constructalgebra

Spectrum support and the exact distance bound: if EA((λ−ε,λ+ε))=0, the bounded multiplier b(t)=1{∣t−λ∣≥ε}/(t−λ) satisfies tb(t) bounded. Hence b(A)H⊂D(A) and (A−λ)b(A)=I, b(A)(A−λ)=I on D(A), by the exact domains and product identities in step 5.1; thus λ∉σ(A). Conversely, if (A−λ)−1 has norm M, every u in the projection of a bounded interval ∣t−λ∣<ε belongs to D(A) and satisfies ∥(A−λ)u∥≤ε∥u∥. When Mε<1 this forces u=0, so that projection is zero. These two implications prove the stated neighborhood characterization. Each point of the real resolvent set therefore has a zero-projection neighborhood; the countable rational intervals whose closures lie in such neighborhoods cover that open set. Their projections are zero, and countable PVM additivity shows EA(R∖σ(A))=0. Nonreal points are in the resolvent by [F2], so σ(A) is real. For any z∉σ(A) let d=dist⁡(z,σ(A))>0, and define b(t)=(t−z)−1 on the spectrum and zero off it. Both b and tb are bounded, with ∥b∥∞≤d−1. The same exact-domain identities give the two-sided inverse (A−z)−1=b(A) and its distance bound. Its range is D(A) by the inverse identities. The zero Hilbert space case has zero PVM/operator and empty spectrum, consistent with the stated convention. No arbitrary global spectral representation or DC inverse theorem has been used.

6.2F1step 1.1step 4.1step 5.1algebra

Global uniqueness by scalar cyclic moments: let E~ be any other regular PVM representing A with its exact domain. Its simple-function calculus and truncations make (A−i)(A+i)−1 the bounded multiplier (λ−i)/(λ+i), so pushing its scalar measure at x to the circle gives moments ⟨Unx,x⟩ for every integer n and no mass at 1. The same is true for EA, because on Kx its Cayley unitary is U∣Kx. These circle scalar measures are regular: compact inner approximation on R followed by continuous Cayley images gives compact inner approximation on the circle, and complements give outer approximation. The scalar moment uniqueness proved in [F1] therefore forces equality for every x. Inverse Cayley transport gives ⟨E~(B)x,x⟩=⟨EA(B)x,x⟩ for every real Borel B. Applying complex polarization to the common quadratic forms gives equality of all pairings and hence of the bounded projection operators. Thus the global PVM, and the bounded/unbounded calculus built from its truncations, are unique. This uniqueness uses only the scalar moment argument, never an arbitrary orthogonal cyclic decomposition of H.

6.3F1step 2.1step 4.1step 5.1algebra

Strong groups, precise derivative domain and group uniqueness: define UA(t)=bt(A) with bt(λ)=eitλ. Step 4.1 gives unitary group laws on H. For every fixed x, this is the local strongly continuous group on Kx; hence it is strongly continuous on all of H. If x∈D(A), the exact local derivative in [F1] gives (UA(t)x−x)/t→iAx. Conversely, if those quotients converge in H, all belong to the closed space Kx, so their limit belongs to Kx and the local derivative criterion gives x∈D(AKx)=D(A)∩Kx. Domain invariance, commutation with A and preservation of both ∥x∥ and ∥Ax∥ also follow in Kx, proving graph-norm invariance. If another strongly continuous unitary group V(t) has this exact generator iA, its group law gives V(t)D(A)=D(A) and AV(t)x=V(t)Ax by taking the derivative at zero in V(s)V(t)x=V(t)V(s)x. For x∈D(A), differentiate UA(−t)V(t)x: the two derivatives cancel, so every scalar pairing of this vector-valued function has zero derivative and is constant by the scalar fundamental theorem. Therefore V(t)x=UA(t)x on the dense domain; boundedness extends equality to all H. This supplies the arbitrary-H autonomous group and exact generator without a global separability assumption or an AC Stone theorem.

7.1F2F3step 2.1step 6.2step 6.3algebra∎

Transport under intertwiners: for a unitary W carrying A with its full domain to another self-adjoint B, the PVM WEA(C)W∗ is a regular representing PVM for B with the correct domain, so step 6.2 gives EB(C)W=WEA(C) and all bounded and unbounded calculus transports. If instead an isometry W intertwines their groups for every real t, its closed range M reduces the target group because it is invariant for both time signs. The unique orthogonal projection onto M commutes with the target group; the derivative criterion in step 6.3 shows that it preserves D(B) and commutes with B there. The restrictions of the nonreal resolvents to M are two-sided inverses on the dense restricted domain, so the elementary adjoint argument of step 2.1 makes B∣M self-adjoint. Both directions of the derivative criterion give D(B∣M)=WD(A) and B∣M=WAW∗. Uniqueness on this arbitrary closed subspace, already proved in step 6.2, gives the PVM intertwining and its bounded/unbounded versions. The Statement is proved for arbitrary H under CC.

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