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Affinity and trace-norm continuity of the scalar spectral law

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)) and let H be a nonzero complex Hilbert space (Hilbert space). Let A be a self-adjoint operator on H with spectral projection-valued measure EA (Projection valued measure). For a self-adjoint trace-class operator T on H (Trace class operator, Trace of a trace class operator) and a Borel set B⊆R put ΦT(B):=tr⁡(TEA(B))∈C. Then:

(a) ∣ΦT(B)∣≤∥T∥1 for every Borel set B; the map T↦ΦT(B) is real-linear on the self-adjoint trace-class operators; and for every density operator ρ one has 0≤Φρ(B)≤1, so that μρA:=Φρ is a probability measure on the Borel sets with μρA(R)=1 (Density operators and scalar spectral probability clause (b)).

(b) If ρ=∑nwnρn is a statistical mixture of density operators ρn with weights wn≥0, ∑nwn=1, the trace-norm convergent sum of The state space is convex, closed under countable mixtures, and complete in the trace norm, then for every Borel set B μρA(B)=∑nwn μρnA(B), the series converging absolutely.

(c) For density operators ρ,σ one has sup⁡{ ∣μρA(B)−μσA(B)∣: B⊆R Borel }≤∥ρ−σ∥1, and if density operators ρk converge to ρ in trace norm, then μρkA(B)→μρA(B) uniformly over all Borel sets B.

Facts & Assumptions

Given: The Axiom of Countable Choice (The Axiom of Countable Choice (ACω)); a nonzero complex Hilbert space H; a self-adjoint operator A with spectral PVM EA; self-adjoint trace-class operators T and density operators ρ,ρn,σ on H; Borel sets B⊆R.

[F1]

Projections and the trace ideal. Every EA(B) is an orthogonal projection, hence ∥EA(B)∥≤1; for trace-class T and bounded S the product TS is trace class with ∥TS∥1≤∥T∥1∥S∥ (Projection valued measure, Trace class is a two sided Banach operator ideal clause 2).

[F2]

Trace linearity and bound. The trace is linear on the trace-class operators and ∣tr⁡S∣≤∥S∥1 for every trace-class S (Trace is absolutely convergent and basis independent clauses 1 and 4).

[F3]

Scalar law. For a density operator ρ with spectral expansion ρ=∑nwnTun,un, wn≥0, ∑nwn=1, (un) orthonormal, and every PVM E, the assignment B↦tr⁡(ρE(B)) is a probability measure and tr⁡(ρE(B))=∑nwn∥E(B)un∥2 (Density operators and scalar spectral probability clauses (a) and (b)).

[F4]

Convex combinations of states. If ρn are density operators and wn≥0, ∑nwn=1 over a finite or countable index set, then ρ:=∑nwnρn converges in trace norm to a density operator (The state space is convex, closed under countable mixtures, and complete in the trace norm).

Proof

1.1givenF1F2algebra

[Contraction and trace bound] By [F1] the operator TEA(B) is trace class with ∥TEA(B)∥1≤∥T∥1∥EA(B)∥≤∥T∥1, since EA(B) is an orthogonal projection of norm at most one; [F2] gives ∣ΦT(B)∣=∣tr⁡(TEA(B))∣≤∥TEA(B)∥1≤∥T∥1.

1.2givenF1F2F3algebra

[Real-linearity and positivity on states] For self-adjoint trace-class S,T and real a,b the operator aS+bT is self-adjoint and trace class, and [F2] gives ΦaS+bT(B)=tr⁡((aS+bT)EA(B))=atr⁡(SEA(B))+btr⁡(TEA(B))=aΦS(B)+bΦT(B); this proves real-linearity. If ρ is a density operator with expansion ρ=∑nwnTun,un, then [F3] gives Φρ(B)=∑nwn∥EA(B)un∥2≥0 and Φρ(B)≤∑nwn∥un∥2=1; together with [F3] this makes μρA=Φρ a probability measure.

2.1givenstep 1.2F1F2F4algebra

[Affinity under mixtures] Let ρn be density operators and wn≥0, ∑nwn=1, with trace-norm convergent sum ρ=∑nwnρn, a density operator by [F4]. Writing SN:=∑n≤Nwnρn, [F1] gives ∥SNEA(B)−ρEA(B)∥1≤∥SN−ρ∥1∥EA(B)∥≤∥SN−ρ∥1→0; by [F2] and continuity of the scalar limit, tr⁡(ρEA(B))=lim⁡Ntr⁡(SNEA(B))=lim⁡N∑n≤Nwntr⁡(ρnEA(B))=∑nwnμρnA(B), the series converging absolutely because the finite partial sums of the nonnegative terms are bounded by the limit μρA(B)≤1.

2.2givenstep 1.1algebra

[Uniform trace-norm continuity] For Borel B, ρ−σ is self-adjoint and trace class, so step 1.1 gives ∣μρA(B)−μσA(B)∣=∣Φρ−σ(B)∣≤∥ρ−σ∥1; taking the supremum over Borel sets yields the displayed bound, and the convergence assertion follows by applying it to ρk−ρ.

3.1step 1.1step 1.2step 2.1step 2.2∎

[Conclusion] Step 1.2 proves the bound, real-linearity, positivity and probability-measure clauses of (a); step 2.1 proves the mixture identity (b); step 2.2 proves the uniform bound and continuity (c).

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