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Conditional Penrose vanishing from positive scalar curvature

Statement

Let A be a smooth framed anti-self-dual unitary connection on the specified round oriented S4, and let E be its holomorphic Ward bundle on Z=CP3. Suppose the following conditional Penrose-transform input is supplied for both E and its dual E∨: there are injective linear maps

PE:H1(Z,E(−2))⟶{s∈Γ(E):(∇A∗∇A+R/6)s=0},

and the analogous map for E∨, where R>0 is the scalar curvature of the round metric and the target connection is the induced unitary connection. Then

H1(Z,E(−2))=H1(Z,E∨(−2))=0.

This is a conditional vanishing result; it does not assert or prove the Penrose-transform input.

Facts & Assumptions

Given: The Ward bundle and framed ASD connection, the two injective Penrose maps stated in the Statement, and the positive scalar curvature of the round S4.

[F1]

For integers N≥2 and k≥0, under full AC and the exact coherent tensor/cohomology projective GAGA comparison on P3, the framed Ward correspondence applies to smooth Hermitian rank-N bundles on the unit round S4 with its specified positive stereographic orientation, smooth unitary ASD connection, unitary framing at infinity, and charge qN=−(8π2)−1∫tr⁡N(FA∧FA)=−k. It associates the specified positive-reality holomorphic Ward bundle with unitary infinity-line framing and c2=kH2. This records the full correspondence for context: neither the conditional argument nor the additional AC-only forward construction below invokes that correspondence theorem. The conditional Statement already supplies its bundle and two injective maps. Conditional framed Penrose–Ward correspondence on the round four-sphere

[F2]

A smooth section solving (∇∗∇+R/6)s=0 on the round S4 vanishes when R/6>0. Positive scalar term eliminates the coupled Laplace kernel on round S4

[F3]

Under full AC, a smooth square-zero Dolbeault operator on a finite-rank smooth complex bundle has local holomorphic frames, defining its unique holomorphic bundle structure. This local analytic result assumes no projective GAGA. Local holomorphic frames for an integrable smooth Dolbeault operator

[A1]

Assume full AC for this additional application. The coupled-vanishing interface then says: for any smooth finite-rank Hermitian bundle with a smooth unitary ASD connection on the fixed positively oriented round sphere, and a holomorphic bundle smoothly identified with its twistor pullback whose Dolbeault operator is the vertical ordinary derivative and the connection-horizontal alpha-plane operator, both H1(F(−2)) and H1(F∨(−2)) vanish. It includes reducible and flat summands and assumes no GAGA or inverse ADHM normal form. Coupled Penrose vanishing on the round four-sphere, The Axiom of Choice

[L1]

The elementary deduction from the two injective maps in the Statement is proved in steps 1.1–2.1. Under full AC, for Ward bundles with the operator specified in [A1], that supplier gives the two vanishings directly, as checked in steps 1.2–3.1. Its vanishing Statement does not assert existence of the transform maps assumed in the conditional lemma. The coefficient of the coupled conformal scalar operator is R/6; the generic positive-kernel lemma is unchanged.

Proof

Given: The Statement hypotheses; only for the additional Ward-bundle application in step 1.2, full AC and the exact supplier hypotheses [A1], with the forward operator constructed directly using [F3].

1.1givenF2algebra

Let ξ∈H1(Z,E(−2)). By the assumed injective map PE, its image is a smooth section solving the coupled equation in the Statement. Since R/6>0, [F2] makes that image zero, and injectivity gives ξ=0. Thus H1(Z,E(−2))=0.

1.2givenA1F3constructalgebra

For the additional application assume full AC, and construct the forward holomorphic bundle directly, without invoking [F1]'s full correspondence. On the smooth pullback π∗E, take the ordinary vertical Dolbeault derivative and the connection derivative along the projected complex alpha-planes in [A1]. In the incidence chart t=λ2/λ1, these directions are ∂tˉ, H1=∂zˉ1−t∂z2 and H2=∂zˉ2+t∂z1. They annihilate the holomorphic coordinates t, μ1=z1−zˉ2t, μ2=z2+zˉ1t, and commute. The mixed vertical/horizontal squares vanish because the horizontal coefficients are holomorphic in t and A is pulled back from the base. The horizontal square is FA(H1,H2)=F1ˉ2ˉ−t(F11ˉ+F22ˉ)+t2F12=0: in the specified positive orientation the three coefficients are the self-dual curvature components, so ASD makes them zero. The same calculation in the second projective chart covers t=∞; using the other stereographic base chart covers the infinity fibre. The vertical/alpha-plane prescription is intrinsic to the stated incidence and connection, so its chart expressions agree. Thus it is a global smooth square-zero Dolbeault operator. By [F3] it defines a holomorphic bundle F on Z, smoothly equal to π∗E, with exactly this vertical/horizontal operator. This is the forward Ward bundle by its defining operator, without any inverse Ward or algebraization claim.

2.1givenF2step 1.1algebra

Apply the same argument to ξ∨∈H1(Z,E∨(−2)) and the assumed injective map PE∨; [F2] gives a zero image and injectivity gives ξ∨=0. Hence H1(Z,E∨(−2))=0, proving both asserted vanishings conditional on the specified transforms.

3.1givenA1F3step 1.2step 1.1step 2.1algebra∎

The sphere, orientation, smooth pullback and holomorphic operator of step 1.2 are precisely those required by [A1]. That analytic coupled-vanishing theorem therefore gives both H1(Z,F(−2))=0 and H1(Z,F∨(−2))=0, without an extra injective-map premise or irreducibility assumption. The dual connection is unitary and ASD since its curvature is −FAt and Hodge star commutes with transpose; its induced holomorphic operator is the dual vertical/horizontal operator. Hence the dual clause matches as well. This additional conclusion assumes full AC but no projective GAGA. Steps 1.1–2.1 prove the original conditional Statement independently of this construction and without full AC.

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