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Filtered spectral generators have summable local shells

Statement

Assume Countable Choice and the finite-matrix C∗-identity for the local spin algebras. Let Φs, s∈[0,1], be a C1 finite-range interaction path on Zd, with uniform range, support-cardinality, weighted interaction norm, and weighted derivative norm as in the interaction definition. Assume the selected finite-volume bands along a fixed increasing exhaustion Λn↑Zd are locally fixed spectral clusters with uniform gap γ>0. Let

DΛn(s)=∫RWγ(t) τtΛn,Φs ⁣(HΛn′(s)) dt,

where energies are dimensionless (ℏ=1) and Wγ and the filtered derivative are as in the finite-volume spectral-generator lemma. For every ρ>d, there are self-adjoint local interactions ΨΛn(Z,s), supported in Z⊆Λn, such that

DΛn(s)=∑∅≠Z⊆ΛnΨΛn(Z,s),sup⁡nsup⁡s∈[0,1]∥ΨΛn(s)∥Fρ<∞.

For every fixed finite nonempty Z⊂Zd, the coefficient ΨΛn(Z,s), set to zero when Z⊈Λn, converges in norm uniformly in s to a self-adjoint Ψ∞(Z,s). The limiting interaction has finite Fρ-norm for every ρ>d.

For every finite Λn and nonempty support Z⊆Λn, the coefficient s↦ΨΛn(Z,s) is norm-continuous.

Facts & Assumptions

Given: Countable Choice, the finite-matrix C∗-identity, a C1 finite-range interaction path with the uniform bounds above, an increasing finite exhaustion Λn↑Zd, locally fixed spectral clusters with uniform gap γ>0, and the dimensionless ℏ=1 convention for the filtered generator.

[A1]

The Axiom of Countable Choice (ACω): Countable Choice is assumed by the norm-completion and finite-range dynamics suppliers.

[F6]

Finite matrix C-star algebra and density-state duality: each finite local matrix algebra with its ordinary operator norm satisfies the finite-matrix C∗-identity used by the quasi-local completion and finite-range dynamics suppliers.

[F1]

Weighted interactions and gapped finite-volume paths: HΛ(s)=∑Y⊆ΛΦs(Y), its derivative is the corresponding finite sum, and ∥∂Φ∥Fa<∞ controls sup⁡s∑Y∋x∣Y∣∥Φs′(Y)∥.

[F2]

Filtered derivative of an isolated finite-volume band: DΛ(s) is a norm-continuous, norm-convergent filtered integral whose kernel has tails bounded by every inverse power.

[F3]

Weighted interaction commutator bound: the finite-volume Heisenberg evolution of the finite-range path obeys the Fa-weighted commutator bound with constants uniform in volume and path parameter.

[F4]

Normalized-trace expectation onto a finite spin region and Contractive local expectations and their commutator bound: EX is a consistent contraction onto AX, and its error is bounded by the sum of commutators with one-site unitaries outside X.

[F5]

Strongly continuous thermodynamic spin automorphism group: under Countable Choice and the finite-matrix C∗-identity, finite-volume dynamics of each bounded finite-range interaction converge in norm on local observables, uniformly on compact time intervals, to a dynamics on the norm-completed quasi-local algebra. The proof's boundary estimate is uniform over the stated path because its finite-range and interaction bounds are uniform in s.

Proof

technique · direct

Given: [A1], [F1]–[F5], the finite-volume gaps, and the exhaustion.

1.1givenA1F2F4F5construct

For each finite nonempty Y⊆Λn, set BY,n(s)=∫RWγ(t) τtΛn,Φs(Φs′(Y)) dt. For fixed n,Y,t, the finite matrix integrand is continuous in s, and it is bounded by sup⁡s∥Φs′(Y)∥∣Wγ(t)∣, an integrable majorant. Dominated convergence makes BY,n(s) norm-continuous. Linearity of the finite sum and [F2] give DΛn(s)=∑∅≠Y⊆ΛnBY,n(s). Define Yk={x:d∞(x,Y)≤k}, EYk(n):=EYk∩Λn, and shells ΔY,n0=EY0(n)(BY,n),ΔY,nk=EYk(n)(BY,n)−EYk−1(n)(BY,n)(k≥1). For all sufficiently large k, Yk∩Λn=Λn, so the sum of these shells is BY,n. Each shell is self-adjoint and supported in Yk∩Λn. Grouping the finitely many shells by this support defines ΨΛn(Z,s) and proves the displayed decomposition. Each expectation is a fixed linear map, so the shell and grouped coefficients are norm-continuous in s.

2.1givenF2F3F4step 1.1algebra

Let a>0 be the weight parameter and v=2CFasup⁡s∥Φs∥Fa, with V=1+v. For z∈Λn∖Yk, the supports Y and {z} are disjoint; [F3] and the local-expectation estimate [F4] give ∥τtΛn,Φs(Φs′(Y))−EYk(n)τtΛn,Φs(Φs′(Y))∥≤C∣Y∣∥Φs′(Y)∥ev∣t∣e−ak/2, where the lattice shell count and the exponential factor in Fa give one constant C independent of Y,n,s,t. The same difference is at most 2∥Φs′(Y)∥ by contractivity. Split the filtered integral at Tk=ak/(4V). On ∣t∣≤Tk the first bound is at most C∣Y∣∥Φs′(Y)∥e−ak/4; on ∣t∣>Tk, the Schwartz-tail construction in [F2] gives ∫∣t∣>Tk∣Wγ(t)∣dt≤CN(1+k)−N for each N. Since ΔY,nk is a difference of the (k)- and (k−1)-expectations, its norm is bounded by the sum of these two expectation errors. Thus, after increasing CN, for every N there is a constant CN independent of Y,n,s,k such that ∥ΔY,nk(s)∥≤CN∣Y∣∥Φs′(Y)∥(1+k)−N. For k=0, the same estimate with an enlarged CN follows from ∥EY(BY,n)∥≤∥Wγ∥1∥Φs′(Y)∥.

3.1givenF1step 2.1algebra

The finite-range path has a uniform range R, so x,y∈Yk implies d∞(x,y)≤R+2k. Also [F1] at x=y gives sup⁡s∑Y∋x∣Y∣∥Φs′(Y)∥<∞. Since x∈Yk forces Y∩Bk(x)≠∅, the sum of ∣Y∣∥Φs′(Y)∥ over such Y is at most C(k+1)d. For each fixed s, summing the shell estimate from step 2.1 over all Y,k with x,y∈Yk gives ∑Z⊆Λnx,y∈Z∥ΨΛn(Z,s)∥≤CN∑k≥(d∞(x,y)−R)/2(1+k)d−N. For any prescribed ρ>d, choose N>ρ+d+1; the last tail is bounded by Cρ(1+d∞(x,y))−ρ. The bound is independent of s and n, so taking their suprema outside the support sum proves the stated uniform Fρ-norm bound. No sum of separate time suprema is asserted; all finite-volume sums are finite and their nonnegative shell bounds are dominated by the displayed convergent scalar series.

4.1givenA1F2F4F5F6step 3.1algebra∎

Fix a finite support Z. Once Λn contains the (2diam⁡Z+1)-neighborhood of Z, any shell with support Yk∩Λn=Z has Y⊆Z and k≤diam⁡Z; otherwise Yk∩Λn would contain a point in that neighborhood outside Z. Thus only finitely many pairs (Y,k) contribute to ΨΛn(Z,s), and their shell projections are the fixed EYk once n is large. By [A1], [F6], and [F5], for each fixed s, τtΛn,Φs(A) converges locally uniformly on compact t-intervals. The same boundary estimate in the proof of [F5] is uniform in s, because the path has uniform finite range and interaction bounds. For A=Φs′(Y), uniformity over s follows by covering the compact finite-dimensional set {Φs′(Y):s∈[0,1]} by a finite norm net and using contractivity of the dynamics. The tails ∣t∣>T are bounded uniformly by 2sup⁡s∥Φs′(Y)∥∫∣t∣>T∣Wγ(t)∣dt, which tends to zero by [F2]. Hence every contributing filtered term converges uniformly in s, defining Ψ∞(Z,s). The Fρ-norm bound passes to the limit by taking the limit on each finite set of support terms and then the supremum.

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