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Jacobson-Morozov triple for a nilpotent element

Statement

Let g be a finite-dimensional complex simple Lie algebra and let f∈g be nilpotent in the adjoint representation. There exist e,h∈g such that [h,e]=2e,[h,f]=−2f,[e,f]=h. The ordered triple (e,h,f) is called an sl2-triple.

Facts & Assumptions

Given: A finite-dimensional complex simple Lie algebra and an element f with (ad⁡f)N=0 for some N≥1.

[F1]

Finite-dimensional simple complex Lie algebra: g is finite-dimensional over C and has no nonzero proper ideals.

[F2]

Nilpotent element in a finite-dimensional Lie algebra: nilpotence means nilpotence of ad⁡f on g.

[F3]

Finite semisimple Cartan, root and string structure: every maximal toral subalgebra has the stated root decomposition, one-dimensional root spaces, opposite-root pairings and normalized root triples. The Killing form is positive definite on the real coroot span; Hα is a nonzero real multiple of its coroot. The supplier also constructs the commuting internal Jordan parts x=s+n; if x commutes with f, both parts commute with f.

[F4]

Engel, the trace criterion, and Killing nondegeneracy: the Killing form is invariant and nondegenerate on every finite-dimensional complex semisimple algebra. A Lie algebra of nilpotent endomorphisms is strictly triangularizable and solvable. If L⊆End⁡(V) satisfies tr⁡(xy)=0 for x∈[L,L], y∈L, then L is solvable.

[F5]

Finite Lie triangularization and rank-one complete reducibility: every finite-dimensional representation of a solvable complex Lie algebra is simultaneously upper triangularizable.

Proof

1.1F3F4givenalgebra

We first prove the missing centralizer reduction in any finite-dimensional complex semisimple algebra a. For a semisimple s∈a, extend the toral subalgebra Cs to a maximal toral subalgebra t: adjoining commuting semisimple elements preserves simultaneous diagonalizability, and dimensions bound the finite extension. Use [F3]'s root decomposition relative to this particular t. Set Ψ={α:α(s)=0}, T=span⁡C{Hα:α∈Ψ} and Z={u∈t:α(u)=0 for every α∈Ψ}. The real span of these Hα lies in [F3]'s positive-definite real form, since each Hα is a nonzero real multiple of its coroot. Thus B∣T is nondegenerate, Z=T⊥∩t, and t=T⊕Z with B∣Z nondegenerate. Empty Ψ gives T=0, Z=t.

1.2F4givenalgebra

Every finite-dimensional complex semisimple algebra is a direct sum of simple ideals, as follows without a reductivity assumption. In a nonzero such algebra a, choose a nonzero ideal I of minimal dimension. The radical of Ba∣I is an ideal of a by invariance, hence is 0 or I. If it is I, then BI=0: for x,y∈I, their adjoint actions on a/I vanish, so the trace on a equals the trace on I. The trace criterion [F4] makes ad⁡I(I) solvable; its central kernel then makes I solvable by the derived series, contradicting semisimplicity. Thus Ba∣I is nondegenerate. Its orthogonal complement is an ideal, and a=I⊕I⊥ is a sum of commuting ideals. Every ideal of I is now an ideal of a, so minimality makes I simple and nonabelian. The complement has no nonzero solvable ideal, since any such ideal would be an ideal of a. Repeating in decreasing dimension proves the claim, including the empty decomposition of zero.

2.1F3step 1.1algebra

The centralizer in step 1.1 is l=as=t⊕⨁α∈Ψaα. Put k=T⊕⨁α∈Ψaα. Root brackets show that k is a subalgebra: sums of roots vanishing on s again vanish on s, and opposite-root brackets lie in CHα⊆T. Also Z commutes with l, while each root vector belongs to [k,k] by its nonzero bracket with its own coroot, and T is spanned by opposite-root brackets. Consequently l=Z⊕k is a sum of commuting ideals, [l,l]=k, and Z is exactly its center: any central element has zero root components and annihilates every root in Ψ. The decomposition is B-orthogonal.

3.1F3step 1.1step 1.2step 2.1algebra

The algebra k is semisimple. Indeed let R be any solvable ideal in it. The commuting diagonalizable actions of T preserve R, so R is a sum of their weight intersections; projections onto the finitely many joint weights are interpolation polynomials in a finite basis of T. The restricted weights α∣T for α∈Ψ are nonzero and pairwise distinct: if α∣T=β∣T, then Hα−Hβ∈T is orthogonal to T, hence zero, and thus α=β; the same argument compares a root to zero. If R has a nonzero root component, the root space is one-dimensional, so it contains a nonzero eα. Bracketing with fα∈k puts hα in R, and then bracketing with fα puts fα in R. This embeds the perfect three-dimensional root-triple algebra in the solvable algebra R, impossible since a subalgebra of a solvable algebra is solvable. Thus R⊆T. Ideality gives [R,aα]⊆R, forcing every α∈Ψ to vanish on R. Nondegeneracy on T gives R=0. This proves semisimplicity; by step 1.2, k is a direct sum of simple ideals. Thus l is reductive in the explicit sense of a central abelian summand and a semisimple derived summand.

4.1F4step 1.1step 2.1step 3.1algebra

If f∈l has nilpotent adjoint action on a, then f∈k. For z∈Z, the operators ad⁡f and ad⁡z commute. Their product is nilpotent because (ad⁡fad⁡z)N=(ad⁡f)N(ad⁡z)N=0. Hence B(f,z)=0. Since B(k,Z)=0 and B∣Z is nondegenerate, the Z component of f is zero. If s≠0, its centralizer is proper: otherwise s is central in the semisimple algebra, whose center is a solvable ideal and hence zero. Every simple ideal of k then has dimension strictly less than dim⁡a.

5.1F1F2F3step 1.2step 4.1givenbaseIHalgebra

We now prove existence of the triple by strong induction on dimension for all finite-dimensional complex semisimple algebras. At dimension d, assume the assertion for every such algebra of dimension less than d. For f=0, use e=h=0, including the zero algebra. If the algebra has more than one simple ideal, step 1.2 and induction give triples in each smaller ideal; the projections of f are nilpotent because the restricted adjoint actions are nilpotent. Their sums give the required relations, since distinct ideals commute. It therefore suffices at each dimension to treat a simple g and f≠0. If gf contains a nonnilpotent x, [F3]'s Jordan construction gives x=s+n with nonzero semisimple s commuting with f. Steps 1.1–4.1 put f in the proper semisimple derived centralizer k. Its adjoint action on k is the restriction of its nilpotent action on g. Induction in this smaller semisimple algebra supplies the triple in k⊆g.

6.1F3F4step 5.1givenalgebra

In the remaining case every x∈gf is adjoint-nilpotent. Since ad⁡f and ad⁡x commute, their product is nilpotent, giving B(f,x)=0. Invariance and nondegeneracy give im⁡(ad⁡f)=(ker⁡ad⁡f)⊥=(gf)⊥, so f∈im⁡(ad⁡f). Rescaling a preimage gives h0 with [h0,f]=−2f. Write h0=s+n for its commuting Jordan parts. On each eigenspace of ad⁡s, ad⁡h0 equals the eigenvalue plus a commuting nilpotent operator. The equation (ad⁡h0+2)f=0 therefore has no component in any eigenspace other than eigenvalue −2, because a nonzero scalar plus a nilpotent operator is invertible. Hence [s,f]=−2f. Set h=s, which is semisimple.

7.1F4F5step 6.1algebra

Put h′=−h, so [h′,f]=2f. Jacobi makes gf an ideal of the Lie algebra Ch′+gf. By [F4], the adjoint image of gf is strictly upper triangular and solvable, and its central kernel is abelian, so gf is solvable. Its one-dimensional extension is solvable as well. By [F5], this extension acts upper triangularly on g. Every ad⁡x for x∈gf is nilpotent and thus has zero diagonal in this basis. Therefore B(h′,x)=tr⁡(ad⁡h′ad⁡x)=0. Nondegeneracy and invariance again yield h′∈(gf)⊥=im⁡(ad⁡f).

8.1F3step 5.1step 6.1step 7.1algebradischarge-induction∎

Choose y with [f,y]=h′. Decompose y under the diagonalizable ad⁡h′. The element f has weight 2, so only the weight-−2 component contributes to the weight-zero bracket [f,y]=h′. Call that component e; then [f,e]=h′ and [h′,e]=−2e. As h=−h′, these equations give [h,e]=2e, [h,f]=−2f, and [e,f]=−h′=h. This closes the remaining induction case and proves the original assertion for every nilpotent f. Repeated ad⁡e shifts the finite set of h-weights upward by 2, so it is nilpotent as well.

Proof status

The reductive-centralizer reduction, nilpotent derived-summand inclusion, and finite simple-ideal decomposition are proved locally above from the exact imported root, Jordan, Killing and triangularization interfaces. The induction covers all finite-dimensional complex semisimple algebras, including zero, and yields the unchanged simple-algebra Statement.

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