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Cook domain criterion

Statement

Assume Countable Choice (The Axiom of Countable Choice (ACω)). To distinguish the Hilbert space from the interacting operator, write the space as H, the free operator as A0, and the interacting operator as A. Both are self-adjoint, with D(A0)⊆D(A). Let D⊆D(A0) be a dense linear subspace of H, invariant under e−itA0 for every real t. For every ψ∈D, suppose bψ(t)=(A−A0)e−itA0ψ is norm-continuous on R, and its norm is integrable on both half-lines. Define

F(t)=eitAe−itA0.

Then Ω±ψ=lim⁡t→±∞F(t)ψ exist on D and, for every s≥0, satisfy the full original estimates

∥Ω+ψ−F(s)ψ∥≤∫s∞∥bψ(t)∥dt,∥Ω−ψ−F(−s)ψ∥≤∫−∞−s∥bψ(t)∥dt.

They extend uniquely to bounded linear isometries on all H, with Ω±∗Ω±=I, injectivity and closed ranges. The extensions are the full strong limits of F(t) in the two time directions. No separability, AC, range equality, spectral-type conclusion or asymptotic completeness is imposed or inferred.

For the consuming intertwining/domain argument, the same construction also proves the consequence

e−iτAΩ±=Ω±e−iτA0,D(A)∩ran⁡Ω±=Ω±D(A0),AΩ±η=Ω±A0η(η∈D(A0)).

This last displayed domain equality is restricted to the wave range; it does not assert that Ω± is onto H.

Facts & Assumptions

Given: CC and the exact H,A0,A,D,bψ above. Inner products are linear in the first argument. Only domain inclusion is given.

[F1]

The actual Resolvent of a self-adjoint operator: nonreal resolvents and the estimate assumes CC and supplies Rz=(C−z)−1 for a self-adjoint C on arbitrary H, with ∥Rz∥≤∣Im⁡z∣−1 and exact range D(C). Its convention uses (z−C)−1; here Rz=(C−z)−1 is its negative, with the same range and bound. The adjoint and commuting resolvent identities used below are derived in step 1.1 rather than imported. Self-adjoint operators are closed. The actual Riesz representation for Hilbert spaces explicitly assumes CC, and gives unique representing vectors and hence adjoints of bounded operators, with no arbitrary Hilbert-basis selection. The exact bounded-adjoint use is only Ω±∗ below.

[F2]

The vector fundamental theorem is Fundamental theorem of calculus for Banach-valued continuous curves. Continuous Hilbert-valued curves on compact intervals have norm Riemann integrals by uniform continuity and completeness. Their integral norm inequality follows from the finite triangle inequality, and the fundamental theorem follows by averaging on shrinking intervals. The improper integrals below are limits of such finite-interval integrals, controlled by the given scalar norm-integrability. These are vector integrals, not integrals of unbounded operator families.

Proof

1.1givenF1algebra

[Resolvent algebra on the exact domains] For nonreal z,w and x,y∈H, put u=Rzx, v=Rz‾y∈D(C). Symmetry gives ⟨Rzx,y⟩=⟨u,(C−z‾)v⟩=⟨(C−z)u,v⟩=⟨x,Rz‾y⟩, hence Rz∗=Rz‾. Applying the two inverse identities to Rwx∈D(C) gives Rzx−Rwx=(z−w)RzRwx; interchanging z,w gives the same left side as (z−w)RwRzx, so the resolvents commute (also trivially when z=w). On D(C), CRzy=y+zRzy=RzCy, and on all H, CRz=I+zRz is bounded. Finally closedness follows directly from the adjoint definition: if uj→u and Cuj→v, then ⟨Cy,u⟩=⟨y,v⟩ for every y∈D(C), so u∈D(C∗)=D(C) and Cu=v. These arguments apply to either C=A or C=A0.

2.1givenF1F2step 1.1constructalgebra

[Actual arbitrary-H autonomous construction] For either C=A or C=A0 and integers n≥1, define Jn=n2RinR−in and the bounded self-adjoint Cn=CJn=(n2/2)(Rin+R−in). Resolvent algebra gives ∥Jn∥≤1, ∥Cn∥≤n and, for y∈D(C), (I−Jn)y=12(Rin+R−in)Cy, so ∥(I−Jn)y∥≤∥Cy∥/n. Density gives Jn→I strongly on H, and Cny=JnCy→Cy. The bounded power-series exponentials En(t)=e−itCn are unitary, commute with one another and with resolvents, and satisfy ∥(En(t)−Em(t))y∥≤∣t∣∥(Cn−Cm)y∥ by the bounded Duhamel identity and commutation. Thus they converge strongly, uniformly on compact time intervals, first on D(C) and then by density on all H. The limits EC(t) are a strongly continuous unitary group: products pass through strong limits of norm-one factors, the opposite-time products are I, and each limit preserves norms. Each bounded approximation preserves D(C) and commutes with C there, as follows by graph-norm convergence of its power series and resolvent commutation. Closedness therefore gives EC(t)y∈D(C) and CEC(t)y=EC(t)Cy. Passing to the bounded integral identities gives EC(t)y=y−i∫0tEC(r)Cy dr, hence EC′(t)y=−iCEC(t)y. In particular, both EC(t)y and CEC(t)y are norm-continuous: this is actual graph continuity, not domain preservation inferred solely from a strong limit. Write EC(t)=e−itC.

3.1F1step 2.1algebra

[Exact generator converse by adjoint testing] If lim⁡h→0(eihCx−x)/h=g exists strongly, then for every v∈D(C), unitarity and step 2.1 give ⟨g,v⟩=lim⁡h→0⟨x,(e−ihCv−v)/h⟩=i⟨x,Cv⟩. Thus ⟨Cv,x⟩=⟨v,−ig⟩ for every v∈D(C). The exact definition of the unbounded adjoint implies x∈D(C∗)=D(C) and Cx=−ig. Conversely step 2.1 gives the derivative iCx for every x∈D(C). This proves the precise generator-domain characterization without spectral Fatou arguments, Stone premises or separability.

3.2givenstep 2.1algebra

[Moving-domain vector differentiation] Fix ψ∈D and put x(t)=e−itA0ψ. Step 2.1 gives x∈C1(R;H), x′(t)=−iA0x(t), x(t)∈D(A0)⊆D(A), and norm-continuity of A0x(t). The given difference curve gives Ax(t)=A0x(t)+bψ(t), hence actual continuity of x(t) in the graph norm of A. For the product derivative, use the identity F(t+h)ψ−F(t)ψ=ei(t+h)A[x(t+h)−x(t)]+eitA[eihA−I]x(t). After division by h, the first term tends to eitAx′(t) by strong continuity and the uniform norm-one bound; the second tends to ieitAAx(t) by the autonomous derivative on the fixed vector x(t)∈D(A). Therefore F′(t)ψ=ieitAbψ(t). This is norm-continuous: subtract its value at a fixed u, use the norm-continuity of bψ for the moving-vector term and strong continuity of the group on the fixed vector bψ(u) for the remaining term. No general rule about differentiating an unbounded operator on an unspecified moving domain is invoked.

4.1givenF2step 2.1step 3.2algebra

[Both Cook limits and both tail estimates] For every pair of real numbers r1<r2, step 3.2 and [F2] give F(r2)ψ−F(r1)ψ=i∫r1r2eirAbψ(r)dr and hence ∥F(r2)ψ−F(r1)ψ∥≤∫r1r2∥bψ(r)∥dr. The positive tail is Cauchy by its assumed integrability; completeness gives its limit, which can be constructed from the integer times and then identified with all real times by this estimate. Fixing r1=s≥0 and taking r2→+∞ yields the stated positive tail bound. On the negative half-line the same displayed identity holds, without changing the free-group sign. Negative-tail integrability makes it Cauchy as both r1,r2→−∞; the integer sequence −n and the same estimate give the full negative limit. Fixing r2=−s and taking r1→−∞ gives exactly the asserted negative tail bound. Linearity of both limits follows from linearity of every F(t), and their norms equal ∥ψ∥ because F(t) is unitary.

5.1F1step 4.1algebra

[Unique extension and full strong limits without energy-indexed choice] For each fixed η∈H, density of D and unitarity give ∥(F(t)−F(u))η∥≤2∥η−ψ∥+∥(F(t)−F(u))ψ∥ for every ψ∈D. Given a tolerance, choose a single sufficiently close ψ and then use step 4.1; this proves Cauchyness on both full tails for η. Integer-time completeness and the same estimate give unique limits Ω±η over all real times. This construction uses uniquely specified limits for each vector, with no simultaneous arbitrary-index choice of approximating sequences. They are linear and norm-preserving by passage from the linear unitary F(t), hence bounded isometries extending their values on D. Any bounded extension agreeing on dense D is identical. Polarization gives ⟨Ω±η,Ω±ζ⟩=⟨η,ζ⟩, so their actual bounded adjoints satisfy Ω±∗Ω±=I. They are injective because they preserve norms. If Ω±ηn converges, isometry makes ηn Cauchy, and completeness followed by continuity gives its limit in the range; the range is therefore closed.

6.1step 2.1step 3.1step 5.1algebra∎

[Intertwining and exact domain on the wave range] For fixed real τ and either time direction, the identity F(t)e−iτA0=e−iτAF(t+τ) follows from the two group laws. Step 5.1's full strong limits are unchanged by a fixed time shift, so they give Ω±e−iτA0=e−iτAΩ±. If η∈D(A0), differentiate the group identity on its free side: the derivative of eitAΩ±η exists and is iΩ±A0η. Step 3.1 therefore implies Ω±η∈D(A) and AΩ±η=Ω±A0η. Conversely, if Ω±η∈D(A), multiply the group identity by Ω±∗ to obtain eitA0η=Ω±∗eitAΩ±η. Its derivative exists by boundedness of Ω±∗ and the interacting-domain derivative, so step 3.1 gives η∈D(A0). This proves D(A)∩ran⁡Ω±=Ω±D(A0), with no onto or completeness assumption. The original existence, both tails, isometry, extension and closed-range claims and the specified consuming domain argument follow.

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