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Finite unitary dynamics and stationary Gibbs states

Statement

Let H be a complex Hilbert space of finite dimension d≥1, let H=H∗ be a Hamiltonian with energy unit J, and let ℏ>0 have unit J s. A finite density matrix is a positive semidefinite matrix ρ with Tr⁡ρ=1. For time t∈R measured in s, set U(t)=e−itH/ℏ and αt(A)=U(t)∗AU(t). Then U(t) is a unitary group, αt is a group of matrix ∗-automorphisms, and for every finite density matrix ρ and matrix A,

Tr⁡(U(t)ρU(t)∗A)=Tr⁡(ραt(A)).

The von Neumann entropy S(ρ)=−kBTr⁡(ρlog⁡ρ) is defined using log⁡ρ on the positive spectral support, with zero eigenvalues contributing 0 (the convention 0log⁡0:=0), and is finite and unchanged by U(t)ρU(t)∗. For β>0 with unit J−1, let Zβ=Tr⁡(e−βH) and σβ=Zβ−1e−βH. Then Zβ>0, σβ is stationary, and the finite Gibbs correlation has the KMS strip identity

FA,B(t+iβℏ)=Tr⁡(σβαt(B)A),FA,B(z)=Tr⁡(σβAαz(B)),

where αz(B)=eizH/ℏBe−izH/ℏ. The function FA,B is entire and bounded on 0≤Im⁡z≤βℏ. This finite-dimensional result asserts no approach to equilibrium.

Facts & Assumptions

Given: A finite-dimensional complex Hilbert space, H=H∗, ℏ>0, β>0, matrices A,B, and a positive semidefinite matrix ρ with trace one.

[F1]

Finite matrix spectral and state calculus: every Hermitian matrix has a real spectral decomposition; the finite trace is cyclic; positive matrices have basis-independent spectral functional calculus, including the logarithm on positive support.

[F2]

Finite unitary dynamics and Gibbs KMS identity: for finite-dimensional H=H∗ and β>0, σβ is stationary and FA,B is entire, bounded on the strip 0≤Im⁡z≤βℏ, with boundary value FA,B(t+iβℏ)=Tr⁡(σβαt(B)A). Its current draft proof is the inspected finite spectral calculation; no infinite-volume KMS claim is used.

Proof

Given: The finite-dimensional Hamiltonian, density matrix, and constants in the Statement.

1.1givenF1algebra

Diagonalize H using [F1], with eigenvalues Ej∈R. The eigenvalues of U(t) are e−itEj/ℏ, so U(t)∗U(t)=I and multiplication of the scalar phases gives U(t+s)=U(t)U(s). Conjugation therefore makes each αt a unital matrix ∗-automorphism and gives the group law.

2.1givenF1step 1.1algebra

By cyclicity in [F1], Tr⁡(UρU∗A)=Tr⁡(ρU∗AU). Unitary conjugation preserves the eigenvalues of ρ, so it preserves the finite entropy and Tr⁡ρ=1. Since e−βH is positive definite in finite dimension, its trace is positive; it commutes with U(t), so σβ is stationary.

3.1givenF1F2step 1.1algebra∎

In the eigenbasis of H, each entry of αz(B) is a constant multiple of eiz(Ej−Ek)/ℏ, hence is entire. The finite-dimensional trace makes FA,B entire. The KMS boundary identity and boundedness on the specified strip are exactly [F2] under the same hypotheses.

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