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Thermal product state has no normal vacuum extension

Statement

Assume ACω, let Γ=Zd with d≥1, and let q≥2 be a finite integer. Use energy unit J and time unit s. Let h=h∗∈Mq(C) be an on-site Hamiltonian with unit J, let β>0 have unit J−1, fix any ℏ>0 with unit J s, and set r:=e−βhTr⁡(e−βh). Let ωr be the unique onsite product β-KMS state from Unique onsite product Gibbs KMS state, retaining that supplier's exact finite-matrix C*-identity and positive-functional/density hypotheses [A2] and its stated conditional proof status. Its onsite dynamics restrict on each finite region Λ to αt(A)=eitHΛ/ℏAe−itHΛ/ℏ, where HΛ=∑x∈Λhx, hx is the copy of h at site x, and t is measured in seconds; its KMS strip has width βℏ seconds. Let π be the finite-excitation vacuum representation on Hvac from Finite-excitation vacuum spin representation and normality. Then ωr has no normal extension to π(A)′′=B(Hvac). By an extension we mean a state ω~ on B(Hvac) satisfying ω~(π(A))=ωr(A) for every A∈A. In particular, no positive trace-class density operator ρ on Hvac satisfies ωr(A)=Tr⁡(ρ π(A)) for every A∈A. Normality is representation-dependent; the statement does not rule out a normal extension in another representation.

Facts & Assumptions

Given: ACω, d≥1, finite integer q≥2, h=h∗∈Mq(C) in J, β>0 in J−1, ℏ>0 in J s, the supplier's finite-matrix hypotheses, and the finite-excitation representation.

[A1]

Countable Choice ACω is the exact completion assumption carried by The Axiom of Countable Choice (ACω) and the product-state supplier.

[F1]

Finite-excitation vacuum spin representation and normality: Hvac=ℓ2(Sfin) has basis (es), the local algebra acts by its finite-factor matrices, and normality means preservation of suprema of bounded increasing positive nets.

[F2]

Faithful irreducible finite-excitation representation: π is faithful and irreducible, so π(A)′′=B(Hvac).

[F3]

Unique onsite product Gibbs KMS state: under ACω and its finite-matrix hypotheses [A2], ωr restricts on each finite region Λ to the density r⊗Λ and is the unique onsite β-KMS state for the specified ℏ and physical-time dynamics. The retained finite-matrix interfaces assert ∥A∗A∥=∥A∥2 and that positive complex-linear matrix functionals are exactly trace pairings with positive matrices, with functional norm equal to the matrix trace; normalization is trace one. These are the same interfaces used by the local spin algebra supplier. The product density and the nonnormality argument are independent of the chosen positive ℏ. Since h is finite-dimensional and Hermitian, r is positive definite with trace one; for the unit reference vector e0, write p0:=⟨re0,e0⟩. All q diagonal entries are positive and sum to one, so 0<p0<1 when q≥2.

[F4]

Trace-class normal density states: a positive trace-class operator ρ with Tr⁡ρ=1 has a finite or countable orthonormal spectral expansion ρ=∑jλj∣uj⟩⟨uj∣ with λj>0, ∑jλj=1, and its bounded-operator state is A↦Tr⁡(ρA)=∑jλj⟨Auj,uj⟩.

Proof

technique · use a decreasing net of local cylinder projections for each finite-excitation vector, then the increasing net of finite-rank basis sums

Given: [A1], [F1]–[F4], and the product state ωr.

1.1A1F1F2construct

For s∈Sfin and finite F⊆Γ, let PFs∈AF be the projection onto the one-dimensional local basis vector with configuration s∣F. If t∈Sfin, then π(PFs)et=et exactly when t∣F=s∣F, and otherwise it is zero. Thus, as F increases over finite subsets ordered by inclusion, π(PFs) decreases strongly to the rank-one projection Es:=∣es⟩⟨es∣: each basis vector et with t≠s eventually fails at a site where it differs from s, and es remains fixed. Since all these projections have norm at most one and the finite span of the basis is dense, convergence on basis vectors extends to strong convergence on every vector.

1.2F3constructalgebra

Let ks:=∣{x:sx≠0}∣. Once F contains this finite support, the product-state expectation is ωr(PFs)=∏x∈F⟨sx,rsx⟩=(∏x:sx≠0⟨sx,rsx⟩)p0 ∣F∣−ks. Because 0<p0<1 and Γ is infinite, this tends to zero along the directed set of finite regions: for every N all sufficiently large F have ∣F∣−ks≥N.

2.1F1F2step 1.1step 1.2

Suppose a normal state ω~ on B(Hvac) extended ωr. The complements QF:=I−π(PFs) are increasing projections. The projection onto the closure of the union of their increasing ranges is their least upper bound: it dominates each QF, and any upper bound dominates that closed span. Strong convergence in step 1.1 identifies this supremum as I−Es. Normality and step 1.2 give ω~(I−Es)=sup⁡Fω~(I−π(PFs))=sup⁡F(1−ωr(PFs))=1, so ω~(Es)=0 for every s∈Sfin. For finite J⊆Sfin, the projections RJ:=∑s∈JEs increase to I as J ranges over finite subsets, because (es) is a complete orthonormal basis. Applying normality again gives 1=ω~(I)=sup⁡Jω~(RJ)=0, a contradiction. Therefore no normal extension exists.

3.1F1F2F4step 1.1step 1.2∎

Suppose instead a positive trace-class density ρ represented an extension. By [F4], for each s and finite F, Tr⁡(ρπ(PFs))=∑jλj⟨π(PFs)uj,uj⟩. For every fixed N, strong convergence in step 1.1 makes the first N terms converge to ∑j≤Nλj⟨Esuj,uj⟩. The tails of both the π(PFs) sum and its proposed Es limit are bounded by ∑j>Nλj, because each operator is a projection. Hence their tail difference is at most 2∑j>Nλj, which tends to zero; therefore Tr⁡(ρπ(PFs))→Tr⁡(ρEs). Step 1.2 then gives Tr⁡(ρEs)=0 for each s. The same finite-tail argument applied to RJ↑I gives Tr⁡(ρI)=sup⁡JTr⁡(ρRJ)=0, contradicting Tr⁡ρ=1. Thus no such trace-class density exists.

Remarks

This is a representation-specific failure of normality for a full-rank product state. The argument does not say that every infinite-volume state is nonnormal, or that this state lacks a normal GNS representation.

Depends on

Dependency tree · 2 levels

Sources