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Bounded quantum lattice pressure on cubes and van Hove sets

Statement

Let d≥1, q≥1, and let Φ be a translation-invariant uniformly bounded finite-range interaction as in Translation-invariant finite-range spin interaction. For each finite nonempty Λ⊂Zd, let HΛ be its free-boundary finite-volume Hamiltonian, ZΛ(β)=Tr⁡Λ(e−βHΛ), and pΛ(β)=∣Λ∣−1log⁡ZΛ(β), where Tr⁡Λ is the ordinary finite-matrix trace of Local spin matrix algebras and their factor inclusions. Fix β>0, measured in inverse joules when the interaction terms are assigned energy units.

Write d∞(x,y):=max⁡1≤j≤d∣xj−yj∣ for the lattice metric of Local spin matrix algebras and their factor inclusions. For a finite Λ⊆Zd and x∈Λ, define dist⁡∞(x,Zd∖Λ):=min⁡y∈Zd∖Λd∞(x,y). This minimum exists: Λ is finite, so its complement is nonempty, and the distances from x to that complement are positive integers. A sequence of finite nonempty regions (Λn) is van Hove if ∣Λn∣→∞ and, for every fixed integer r≥0, the inner boundary ∂rΛn:={x∈Λn:dist⁡∞(x,Zd∖Λn)≤r} satisfies ∣∂rΛn∣/∣Λn∣→0. Then pΛn(β) converges to the same finite value pΦ(β) for every van Hove sequence; in particular, for positive integers L, the cube limit for QL={0,…,L−1}d exists and equals this value. The normalization is dimensionless log-partition per lattice site; the finite-volume Helmholtz free energy per site is −β−1pΛ(β).

For every van Hove sequence (Λn) and every sequence of self-adjoint matrices Bn∈AΛn satisfying ∥Bn∥/∣Λn∣→0, the perturbed normalized log-partition functions satisfy ∣Λn∣−1log⁡Tr⁡Λn ⁣(e−β(HΛn+Bn))⟶pΦ(β). No spatial support condition on Bn is needed. This theorem makes no claim for changes to the bulk interaction.

Facts & Assumptions

Given: d≥1, finite site dimension q≥1, a translation-invariant interaction with finite range and per-site norm bound, finite regions Λ, and β>0.

[A1]

If interaction terms are interpreted as energies, each Φ(Z) and HΛ has units joules and β has units J−1; βHΛ and pΛ are dimensionless.

[F1]

Translation-invariant finite-range spin interaction: the finite canonical-shape list SΦ represents each nonzero translation orbit once, the terms are translation copies, and HΛ sums exactly the self-adjoint terms whose full supports lie in Λ, with diam⁡∞S≤R. Local spin matrix algebras and their factor inclusions: AΛ=B(HΛ)≅Mq∣Λ∣(C) and Tr⁡Λ is the ordinary finite-matrix trace.

[F2]

Duhamel derivative and finite Kubo–Mori response: for a continuously differentiable finite-dimensional Hermitian path M(s), ddslog⁡Tr⁡(eM(s))=Tr⁡(ρsM′(s)), where ρs=eM(s)/Tr⁡(eM(s)). The proof uses the convergent matrix-exponential derivative and finite trace cyclicity; this proof uses only the first-derivative clause, not the supplier's separate Hessian-positivity clause.

[F3]

Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely: every normal endomorphism of a finite-dimensional complex inner-product space has an orthonormal eigenbasis. In particular this applies to the self-adjoint finite-volume Hamiltonians.

Proof

technique · direct boundary comparison with fixed finite blocks

Given: [A1], [F1]–[F3], the van Hove sequence and self-adjoint perturbations in the Statement, and the finite-volume partition functions.

1.1givenF1F3algebra

Write SΦ for the finite anchored-shape list and JΦ=∑S∈SΦ∥Φ(S)∥. For each shape there are at most ∣Λ∣ translates contained in Λ, so ∥HΛ∥≤JΦ∣Λ∣. By [F3], HΛ has real eigenvalues in [−JΦ∣Λ∣,JΦ∣Λ∣]. Therefore q∣Λ∣e−βJΦ∣Λ∣≤ZΛ(β)≤q∣Λ∣eβJΦ∣Λ∣, and pΛ(β) is real and uniformly bounded.

1.2F2F3algebra

For self-adjoint matrices K,L on the same finite spin space, put Ms=L+s(K−L). Apply [F2] to obtain ddslog⁡Tr⁡(eMs)=Tr⁡(ρs(K−L)). The matrix ρs is positive with trace one by [F3]; diagonalizing ρs gives ∣Tr⁡(ρs(K−L))∣≤∥K−L∥, since each unit eigenvector v obeys ∣⟨(K−L)v,v⟩∣≤∥K−L∥. Integrating over 0≤s≤1 proves ∣log⁡Tr⁡(eK)−log⁡Tr⁡(eL)∣≤∥K−L∥. In particular, for self-adjoint Hamiltonians H,H′ on that same space, ∣log⁡Tr⁡(e−βH)−log⁡Tr⁡(e−βH′)∣≤β∥H−H′∥.

2.1F1step 1.1constructalgebra

Fix an integer block side ℓ≥1 and tile QL by N=⌊L/ℓ⌋d disjoint full ℓ-cubes, leaving EL as the residual sites. The strips in the d coordinate directions give ∣EL∣≤dℓLd−1 when L≥ℓ. Let HLcut be the sum of the free-boundary Hamiltonians of the full blocks, embedded into AQL, and zero on residual sites. An interaction term omitted from this cut either meets EL or crosses an internal grid plane. For each anchored shape, at most M∣EL∣ translates meet EL, because choosing a site of the shape and a residual site determines its anchor. For a fixed coordinate grid plane, at most (r+1)Ld−1 anchors can have a support crossing it, where r=⌈R⌉: the support's coordinate span is at most r, the anchor must lie in an interval of at most r+1 lattice sites, and each of the other d−1 anchor coordinates has at most L choices. There are at most dL/ℓ internal planes. Thus ∥HQL−HLcut∥≤JΦ(M∣EL∣+d(r+1)Ld/ℓ).

3.1F1F3step 1.2step 2.1algebra

The block Hamiltonians act on separate tensor factors. Diagonalize each block Hamiltonian using [F3]; tensor products of their eigenvectors and residual-site basis vectors form an orthonormal eigenbasis of HLcut. Hence Tr⁡(e−βHLcut)=ZQℓ(β)Nq∣EL∣. Step 1.2 and the residual-volume bound imply lim sup⁡L→∞∣pQL(β)−pQℓ(β)∣≤βJΦd(r+1)/ℓ.

4.1step 1.1step 3.1algebra

For any ϵ>0, choose ℓ so large that 2βJΦd(r+1)/ℓ<ϵ/2. The estimate in step 3.1 then makes ∣pQL(β)−pQL′(β)∣<ϵ for all sufficiently large L,L′. The sequence is Cauchy in R and converges to a finite pΦ(β) by step 1.1. The estimate also gives ∣pΦ(β)−pQℓ(β)∣≤βJΦd(r+1)/ℓ.

5.1F1step 1.2step 3.1step 4.1constructalgebra

Let (Λn) be van Hove and fix ℓ≥1. Use any fixed offset to tile Zd by ℓ-cubes, retain only cubes fully contained in Λn, and let Nn be their number. Every residual site x∈En:=Λn∖⋃B lies in a grid cube that also contains some y∉Λn, so dist⁡∞(x,Zd∖Λn)≤ℓ−1 and En⊆∂ℓΛn. Thus ∣En∣/∣Λn∣→0 and Nnℓd=∣Λn∣−∣En∣. Define Hncut to be the sum of the free-boundary Hamiltonians on the retained full cubes, embedded in AΛn, and zero on the residual sites. Any omitted interaction term either meets En, in which case its anchor lies in ∂ℓ+rΛn, or crosses a face between two retained cubes. For each retained cube, at most 2d(r+1)ℓd−1 anchor sites lie in its face layers wide enough for a support of range r=⌈R⌉ to cross a face; hence all internal-cut anchors number at most 2d(r+1)ℓd−1Nn≤2d(r+1)∣Λn∣/ℓ. Since the norm sum over shapes at one anchor is JΦ, ∥HΛn−Hncut∥≤JΦ(∣∂ℓ+rΛn∣+2d(r+1)∣Λn∣/ℓ). Translation invariance makes every full-block partition function equal to ZQℓ, and the zero residual Hamiltonian contributes q∣En∣, so Tr⁡Λn(e−βHncut)=ZQℓNnq∣En∣. Divide the comparison from step 1.2 by ∣Λn∣; the van Hove condition sends the fixed-width boundary term and ∣En∣/∣Λn∣ to zero, while Nn/∣Λn∣→ℓ−d. Therefore lim sup⁡n∣pΛn(β)−pQℓ(β)∣≤2βJΦd(r+1)/ℓ. Letting ℓ→∞ and using step 4.1 proves pΛn(β)→pΦ(β).

6.1givenstep 1.2step 5.1algebra∎

Put p~n:=∣Λn∣−1log⁡Tr⁡Λn(e−β(HΛn+Bn)). Applying step 1.2 to the self-adjoint matrices −β(HΛn+Bn) and −βHΛn shows that ∣p~n−pΛn(β)∣≤β∥Bn∥/∣Λn∣. This tends to zero by hypothesis, so step 5.1 gives p~n→pΦ(β).

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