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Regular Bethe data give transfer-family eigenpairs

Statement

Let VN=(C2)⊗N, N≥3, with auxiliary copy Va=C2, Raj(u)=uI+iPaj, where Paj swaps the auxiliary factor with site j, and Laj(u)=Raj(u−i/2). Define TaL(u)=LaN(u)⋯La1(u), τ(u)=tr⁡aTaL(u), and the auxiliary entries TaL(u)=(A(u)B(u)C(u)D(u))a in the ordered basis e↑,e↓. Put Ω=e↑⊗N. Suppose finite roots λ1,…,λM, 0≤M≤N, are pairwise distinct, avoid ±i/2, have no pairwise difference equal to ±i, satisfy (λj+i/2λj−i/2)N=∏k≠jλj−λk+iλj−λk−i(1≤j≤M), and give the nonzero vector Ψ=∏j=1MB(λj)Ω. For u∉{λ1,…,λM} its eigenvalue is Λ(u)=(u+i/2)N∏j=1Mu−λj−iu−λj+(u−i/2)N∏j=1Mu−λj+iu−λj. The apparent poles cancel, so Λ extends to a polynomial and the eigenvector identity holds for every u∈C. This result asserts no converse, singular-root regularization, descendant construction, or completeness.

Facts & Assumptions

Given: N≥3, 0≤M≤N, finite pairwise distinct roots λ1,…,λM satisfying the displayed exclusions and Bethe equations, and the associated vector Ψ≠0.

[F1]

Ordered auxiliary-space monodromy: Raj(u)=uI+iPaj and the ordered monodromy is the product RaN(u)⋯Ra1(u).

[F2]

Regular on-shell Bethe data without a completeness assumption: Laj(u)=Raj(u−i/2), TaL(u)=LaN(u)⋯La1(u) has auxiliary entries A,B,C,D, Ω=e↑⊗N, the roots are regular and pairwise distinct, their Bethe equations hold, and Ψ=∏jB(λj)Ω≠0.

[F3]

The rational Yang–Baxter equation lifts to RTT: for all x,y∈C, Rab(x−y)Ta(x)Tb(y)=Tb(y)Ta(x)Rab(x−y).

Proof

1.1givenF1F3algebra

Apply [F3] at x=u−i/2 and y=v−i/2. Since the two shifts cancel in x−y, the shifted monodromies obey Rab(u−v)TaL(u)TbL(v)=TbL(v)TaL(u)Rab(u−v). All operators act on finite-dimensional auxiliary and chain tensor factors.

1.2givenF1F2algebra

On a single site with the site vector e↑, direct application of Laj(u)=(u−i/2)I+iPaj gives the auxiliary matrix Laj(u)e↑=((u+i/2)e↑ie↓0(u−i/2)e↑)a. It is upper triangular; multiplying these local matrices in the prescribed site order keeps the product upper triangular on Ω=e↑⊗N. Its diagonal entries multiply, so C(u)Ω=0,A(u)Ω=a(u)Ω,D(u)Ω=d(u)Ω,a(u)=(u+i/2)N,d(u)=(u−i/2)N.

2.1givenF1F2step 1.1algebra

In the ordered auxiliary basis ∣↑↑⟩,∣↑↓⟩,∣↓↑⟩,∣↓↓⟩, Rab(x) has diagonal entries x+i,x,x,x+i and the two off-diagonal middle entries i. Comparing the row ∣↑↑⟩ and column ∣↓↑⟩ entries in step 1.1 gives (x+i)B(u)A(v)=iB(v)A(u)+xA(v)B(u),x=u−v. Exchange u,v and solve for A(u)B(v) to obtain A(u)B(v)=f(x)B(v)A(u)+g(x)B(u)A(v) for x≠0, where f(x):=(x−i)/x and g(x):=i/x. The row ∣↑↑⟩, column ∣↓↓⟩ entry gives (x+i)B(u)B(v)=(x+i)B(v)B(u), hence the B operators commute for x≠−i; both sides are polynomial matrices, so this holds also at x=−i. The row ∣↓↑⟩, column ∣↓↓⟩ entry gives xD(u)B(v)+iB(u)D(v)=(x+i)B(v)D(u). Thus for x≠0, D(u)B(v)=h(x)B(v)D(u)+k(x)B(u)D(v), where h(x):=(x+i)/x and k(x):=−i/x.

3.1F2step 2.1step 1.2algebra

For pairwise distinct parameters v1,…,vM and a variable u distinct from them, the exchange relations of step 2.1 imply A(u)∏k=1MB(vk)Ω=a(u)∏k=1Mf(u−vk)∏k=1MB(vk)Ω+∑j=1Ma(vj)g(u−vj)∏k≠jf(vj−vk) B(u)∏k≠jB(vk)Ω,D(u)∏k=1MB(vk)Ω=d(u)∏k=1Mh(u−vk)∏k=1MB(vk)Ω+∑j=1Md(vj)k(u−vj)∏k≠jh(vj−vk) B(u)∏k≠jB(vk)Ω. For M=0 these follow from step 1.2. Suppose they hold for M−1 and move A(u) past the first factor B(v1) using step 2.1, then apply the induction formulas to the remaining M−1 factors. The unwanted coefficient for a fixed j≥2 is the common factor a(vj)∏k≠1,jf(vj−vk) times f(x)g(y)+g(x)g(y−x), with x=u−v1 and y=u−vj. Direct substitution of f(z)=(z−i)/z and g(z)=i/z gives f(x)g(y)+g(x)g(y−x)=g(y)f(x−y); here x−y=vj−v1, the missing factor in the target product. For j=1, the second term of the first exchange gives the displayed coefficient directly. For D, the same induction uses h,k and the identity h(x)k(y)+k(x)k(y−x)=k(y)h(x−y), verified by substituting h(z)=(z+i)/z and k(z)=−i/z. This proves both formulas for all M.

4.1givenF2step 1.2step 3.1algebra

Apply step 3.1 with vj=λj and add its A and D equations. The coefficient of ∏kB(λk)Ω is exactly Λ(u) in the statement. For each j, the combined coefficient of B(u)∏k≠jB(λk)Ω is g(u−λj)[a(λj)∏k≠jf(λj−λk)−d(λj)∏k≠jh(λj−λk)], because k(u−λj)=−g(u−λj). The bracket is zero: after substituting a,d,f,h, its equality is precisely the Bethe equation in [F2], whose denominators are nonzero by the regularity hypotheses. Thus τ(u)Ψ=Λ(u)Ψ for every u outside the finite root set.

5.1givenF2step 4.1algebra∎

Put Q(u)=∏j=1M(u−λj). The numerator of Λ(u) is P(u)=a(u)∏j=1M(u−λj−i)+d(u)∏j=1M(u−λj+i), a polynomial. At u=λj, its value is P(λj)=i[d(λj)∏k≠j(λj−λk+i)−a(λj)∏k≠j(λj−λk−i)]=0 by the same Bethe equation. Since the λj are distinct, each is a simple root of Q, so the factor theorem gives Q∣P and Λ=P/Q is a polynomial. Both τ(u)Ψ and Λ(u)Ψ are then polynomial vector-valued functions agreeing away from finitely many points by step 4.1; their difference has infinitely many zeros and is identically zero. As Ψ≠0 by [F2], this is an eigenvector identity for every u, with no claim that other eigenvectors arise this way.

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