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Reflexive iff unit ball weakly compact
Statement
Assume the ultrafilter lemma and HB. A real or complex Banach space is reflexive if and only if its closed unit ball
is compact for the weak topology .
Facts & Assumptions
Given: The ultrafilter lemma, HB, and a real or complex Banach space .
Reflexivity means that the canonical evaluation map is surjective (Reflexivity is surjectivity of the canonical map).
Under HB, is scalar-linear and isometric, with (Relative Hahn–Banach makes the canonical bidual map an isometry).
The weak topology on is the initial topology of the maps for , and the weak-star topology on is the initial topology of the evaluations for (Weak topology on a normed space, The weak-star topology from finite evaluations).
Every weak-star topology is Hausdorff; this needs neither HB nor a choice principle (Basic weak star neighborhoods, step 4.1).
Assuming the ultrafilter lemma, the closed unit ball of a normed dual is weak-star compact (Banach–Alaoglu).
A continuous image of a compact space is compact (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, claim 1).
A compact subset of a Hausdorff space is closed (In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, claim 3).
Under HB, is weak-star dense in (Goldstine's theorem).
The compactness principle used by the selected proof of Banach–Alaoglu is compact-Hausdorff Tychonoff under the ultrafilter lemma (Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact).
HB denotes the real dominated-extension principle and is an additional hypothesis over ZF (The real dominated-extension principle as an additional hypothesis over ZF).
Proof
For every and , . Consequently the pullback by of the weak-star initial topology on is exactly the weak initial topology on : both are generated by the same family . Since [F2] makes injective, it is a homeomorphism from weak onto with the relative weak-star topology. This also covers , when both spaces are singletons.
Isometry gives . Indeed , so both inclusions include the closed boundary ; if , both sides are the singleton .
Suppose first that is reflexive. By [F1], , so step 1.2 gives . Apply Banach–Alaoglu to the normed space : under the ultrafilter lemma its dual ball is weak-star compact. The homeomorphism in step 1.1 therefore transfers this compactness to weak . This is the only direction, and the only step, that spends the ultrafilter lemma; in the selected Alaoglu proof it enters through [F9].
Conversely, suppose that is weakly compact. Step 1.1 makes the restriction weak-to-weak-star continuous, so [F6] makes weak-star compact. The weak-star topology on is Hausdorff by [F4], and hence [F7] makes weak-star closed in . No compactness choice principle is used in this reverse implication: its compact set is the one in the hypothesis.
Goldstine [F8] says that is weak-star dense in . It is contained in that ball by step 1.2 and is weak-star closed by step 2.2. Therefore . This uses topological closure, not merely sequential closure.
Let . If , then . If , put . Step 3.1 supplies with ; scalar linearity then gives . Thus is onto, so is reflexive by [F1]. This normalization treats the zero and norm-one endpoints separately and selects only one witness for the supplied , not a family of witnesses.
Steps 2.1 and 4.1 prove the two implications. HB is used through the canonical isometry [F2] and Goldstine [F8], and [F10] records exactly which additional principle that name denotes. The ultrafilter lemma is used only through Alaoglu in step 2.1; the reverse implication is choice-free once its weak compactness hypothesis and HB-backed Goldstine are supplied.
Remarks
Completeness is present because reflexivity is defined here for Banach spaces; the topological ball argument itself never applies a completeness theorem. The proof also explains why compactness, rather than sequential compactness, appears at this stage: compactness in a Hausdorff space makes the Goldstine-dense canonical ball closed. The sequential characterization requires the separate Eberlein–Šmulian theorem.
Depends on
Reflexivity is surjectivity of the canonical map
Relative Hahn–Banach makes the canonical bidual map an isometry
Banach–Alaoglu
Goldstine's theorem
Weak topology on a normed space
The weak-star topology from finite evaluations
Basic weak star neighborhoods
A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones
Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact
The real dominated-extension principle as an additional hypothesis over ZF