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Local horizontal inaccessibility and Pfaff integrability
Statement
Let , , be open and let be a nowhere-zero one-form. Suppose horizontal paths and local reachability are as in A nonsingular Pfaff one-form and its horizontal paths. The following are equivalent: (a) for every and every open neighborhood of contained in , some is not horizontally reachable from by a path contained in ; (b) every has a neighborhood and nowhere zero, with . Both conditions are local. This is a mathematical theorem about the declared horizontal-path relation; identifying that relation with physical adiabatic processes is an additional modeling assumption.
Facts & Assumptions
Given: The open domain, the nowhere-zero one-form, and the stated two-sided, finite-piece horizontal paths.
A nonsingular Pfaff one-form and its horizontal paths: after a coordinate permutation one may write with locally; horizontal paths are piecewise curves with , and reachability is by finite concatenations within the chosen open set.
Local flows by a contraction argument: local flows exist uniquely, are locally Lipschitz in initial data, and both signs of sufficiently small time are available.
Variational equations and commuting local flows: local flows satisfy the variational equation and the bracket uses .
The local nonsingular codimension-one Pfaff–Frobenius theorem: condition is equivalent locally to with and nowhere-zero . Its assigned proof uses the same batch-4 rank carrier below, so this step is conditional while that carrier's precheck repair and Step1 record remain unresolved.
Local graph form at a nonsingular derivative minor (the current carrier is draft, inventoried on the batch-4 A page, order 268): for , is , , and some minor of is invertible; if , after permuting , there are open neighborhoods and a unique graph equivalent to . Its inspected proof reduces to the published Euclidean implicit-function theorem in the case and to the published inverse-function theorem when . In this use and , and the solved-coordinate minor is ; the interface matches. The rank carrier's proof contract and dependencies pass scoped checks, but its phase-number precheck reports a canonical-label repair and its Step1 readiness record is missing, so this cross-batch use remains conditional.
Horizontal orbits under local first integrals have empty interior: if every point has a local nowhere-zero integrating factor and first integral, then the horizontal reachability class of any fails to exhaust every nonempty open subset of , without a global first integral or choice axiom.
A subset of is connected if and only if it is order-convex, that is, an interval: the order-convex interval is connected, so it cannot be separated into two nonempty relatively open subsets.
Proof
Given: Near each point permute coordinates to use for a coordinate with nonzero coefficient, and shrink to a ball where it remains nonzero.
For , assume (a) and fix ; we prove (b) near this arbitrary point.
Put and . These fields form a basis of . Their bracket has only a vertical component, .
Direct coordinate expansion gives for . Suppose for contradiction that at some . For small , let , so . The flow and variational equations give and ; differentiability of gives . Multiplying yields . Since for some and , ; hence for all sufficiently small nonzero , so is transverse to . Thus are linearly independent.
By continuity, choose an open Euclidean ball about , contained in the coordinate neighborhood, on which and the vertical coefficient of the same bracket are both nonzero. For each , repeat step 2.1 at with a sufficiently small nonzero . The flow of is , a finite horizontal concatenation with both time signs available. Starting at , compose this flow with those of to obtain a endpoint map near the zero duration vector. Then and its derivative has the independent columns . Choose and the duration neighborhood small enough that every intermediate segment stays inside , using continuity of local flows and that is interior to .
At each , apply [L1] to at , with ambient dimension and target dimension , permuting the input to so is solved. Its solved derivative is invertible by step 3.1. Conditionally, some open neighborhood of consists of endpoints , all reachable from by horizontal paths inside . Reachability inside is an equivalence relation: constant paths give reflexivity, path reversal gives symmetry, and finite concatenation gives transitivity. Every equivalence class is open in , since each of its points has in that same class. If there were more than one class, one class and the union of all other classes would be disjoint nonempty open subsets covering . Write . It is convex: for and , the triangle inequality gives . Choose a point in each set and join them by their straight segment, which lies in by this calculation; the preimages of the class and its complement would separate into two nonempty relatively open sets, contradicting [F9]. Hence is one class: every point of is reachable from by a path inside , contradicting (a) with .
Thus every bracket vanishes by the contradiction at step 4.1. The coordinate identity from step 2.1 gives , hence for every pair. These evaluations determine the three-form: modulo the -plane , the tangent space has dimension one, so every triple reduces by multilinearity and alternation to a multiple of one and two horizontal vectors. Therefore . By [F4], condition (b) follows, conditionally on [L1].
Conversely suppose (b) holds at every point of . The exact global reachability lemma [F8] applies to these local first integrals and the declared horizontal paths. For every and every open neighborhood of , it gives a point not horizontally reachable from even by a path in , and therefore not by a path in . This proves (a), including neighborhoods larger than an individual first-integral chart, and completes the equivalence.
Depends on
Horizontal orbits under local first integrals have empty interior
A nonsingular Pfaff one-form and its horizontal paths
Local flows by a contraction argument
Variational equations and commuting local flows
The local nonsingular codimension-one Pfaff–Frobenius theorem
Local graph form at a nonsingular derivative minor
A subset of is connected if and only if it is order-convex, that is, an interval
Dependency tree · 2 levels
Sources
- Ko Honda, Differential Geometry Course Notes, §33 and §33.2, full 84-page lecture notes
- Pavel Etingof, Lie groups and Lie algebras, arXiv:2201.09397v5, §10.1, Theorem 10.6 and proof, pp. 55–57
- David Tong, Statistical Physics, complete Chapter 4 in the official HTML edition
- E. H. Lieb and J. Yngvason, The Physics and Mathematics of the Second Law of Thermodynamics, §II.G, complete monographic review