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Relative mixing for a small nested set — Lemma 3.8

PDF p. 21: Lemma 3.8 and proof

Statement

Let G=(V,E) be an (n,d∗,α,c−,c+)-expander, with α≠0 and c+≠c−, and let ε,ρ>0. Thus n=∣V∣>0; the expander condition includes the centered adjacency bound ∥A−(d∗/n)J∥≤αd∗ and the two-sided centered Laplacian bounds. For subsets P,Q⊆V, let e(P,Q)=∑p∈P∑q∈QApq, and let Pc=V∖P. Put δ=ε/(c+−c−). If X⊆Y⊆V, ∣Y∣≤n/2, (1+δ)∣X∣≥∣Y∣, and ∣X∣≤ραn, then

e(X,Yc)≥1+c−−ε2(1+ρ)αe(X,X).

The count is ordered: an internal non-loop edge contributes twice to e(X,X) and an internal loop contributes once.

Facts & Assumptions

[F1]

The expander definition supplies n>0, the centered adjacency norm bound, and the centered Laplacian bounds; it imposes no separate sign restriction on the parameters (Two-sided spectral expander — Definition 1.9).

[F2]

The ordered adjacency count is a sum of nonnegative entries, and complements are relative to V (Oriented edge count between sets).

[F3]

For every X⊆V, internal-edge mixing gives e(X,X)≤(d∗/n)∣X∣2+αd∗∣X∣ (Internal-edge mixing bound — Lemma 3.3).

[F4]

Under the stated nested-set hypotheses, the lower nearby-set mixing bound is e(X,Yc)≥(1+c−−ε)(d∗/n)∣X∣∣Yc∣ (Mixing for two nearby nested sets — Lemma 3.7).

Proof

Given: An expander, parameters and sets satisfying the statement.

Goal: Prove the displayed relative mixing bound.

1.1givenF1F2

Since ∣X∣≥0 and ∣X∣≤ραn, while ρ,n>0 and α≠0, necessarily α>0. The left side of the norm bound in [F1] is nonnegative, so d∗≥0. The hypothesis ∣Y∣≤n/2 gives ∣Yc∣≥n/2.

2.1F2step 1.1

Write b=1+c−−ε. If b≤0, the desired right side is nonpositive because e(X,X)≥0 and 2(1+ρ)α>0. The left side is nonnegative by [F2], proving the claim in this case.

2.2givenF3step 1.1

Suppose b>0. Using [F3], ∣X∣/n≤ρα, and d∗∣X∣≥0, we obtain e(X,X)≤d∗∣X∣(∣X∣/n+α)≤(1+ρ)αd∗∣X∣. This remains valid when d∗=0 or X is empty.

3.1F4step 1.1step 2.1step 2.2∎

By [F4], step 1.1, and bd∗∣X∣≥0, e(X,Yc)≥b(d∗/n)∣X∣∣Yc∣≥bd∗∣X∣/2. Step 2.2 and positivity of 2(1+ρ)α now give e(X,Yc)≥be(X,X)/(2(1+ρ)α), as required. Together with step 2.1, this proves the claim.

Source notes

The statement and the combination of the two mixing bounds are attributed to Lemma 3.8 of Expander graphs are globally synchronizing. The proof separates the nonpositive coefficient case and uses the local suppliers; the article is not a proof premise.

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