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Lemma 4.1: retarded smoothing down to negative order two

PDF p. 17: Lemma 4.1; (4.1)

Statement

Assume the Axiom of Choice. Let n≥2 and let Ω=Rn∖Θ be the connected exterior of a nonempty compact obstacle with smooth boundary. Assume that Θ is nontrapping: every generalized reflected ray leaves each compact set in finite forward time. Let ΔD be the Dirichlet Laplacian, HDs(Ω) the spectral scale of I−ΔD, with negative orders understood by pivot antiduality, and W(t)=eitΔD.

For every T>0, real η∈Cc∞(Rn) and s∈[−2,1], there is C>0 such that, whenever g=ηf∈L2(0,T;HDs(Ω)), the retarded integral u(t)=∫0tW(t−r)g(r) dr satisfies ∥ηu∥L2(0,T;HDs+1(Ω))≤C∥g∥L2(0,T;HDs(Ω)). The time spaces and integral are Bochner spaces and a Bochner integral. Cutoffs act by their bounded extensions on the indicated scale spaces. The constant may depend on T, s, the obstacle and the cutoff, but not on f.

Facts & Assumptions

[F1]

The smooth exterior geometry and generalized-ray nontrapping convention are given by Exterior and truncated obstacle domains and Non-trapping obstacle. The scale, its negative-order pivot antiduals and the group notation are given by Dirichlet spectral Sobolev scale and duality. The time-space and Bochner-integral conventions are given by Continuous and mixed time-space function spaces.

[F2]

For −1≤s≤1, Proposition 2.2: retarded local smoothing gives the retarded smoothing estimate with the same smooth cutoff on the input and output, under the stated geometry and Choice assumption.

[F3]

For −2≤s≤−1, Negative resolvent bounds and the retarded Fourier argument gives the stated retarded estimate for input g=ηf and real cutoff η, under the stated geometry and Choice assumption.

[F4]

Smooth compactly supported cutoff multiplication is bounded on HDq for −2≤q≤2, with compatible negative-order extensions Endpoint multiplier bounds extended to negative spectral orders. A real smooth compactly supported cutoff equal to one on a neighborhood of a prescribed compact set exists by A smooth bump between concentric Euclidean balls. The assumed The Axiom of Choice supplies the Choice hypotheses of the cited results.

[F5]

The space Cc∞(Rn) consists of real-valued smooth functions on Rn with compact support The spaces C_c(ℝⁿ) and C_c^∞(ℝⁿ).

Proof

Given: The geometry, T, η, s and g=ηf in the statement.

Goal: Prove the displayed estimate for every s∈[−2,1].

1.1F1F3given

If −2≤s≤−1, apply [F3] directly to g=ηf. Its retarded integral and output cutoff are exactly those in the statement, so it gives the required bound with a constant depending at most on the stated parameters.

1.2F2F4F5given

If −1≤s≤1, choose a real ρ∈Cc∞(Rn) equal to one on a neighborhood of supp⁡η. Then ρg=g: multiplication identities hold on the common scale core and extend by the compatible multiplier actions. Apply [F2] with cutoff ρ and input g to obtain ∥ρu∥L2HDs+1≤Cρ∥g∥L2HDs. Since ηρ=η, bounded multiplication by η on HDs+1 gives the required estimate for ηu.

2.1step 1.1step 1.2∎

The two intervals in steps 1.1 and 1.2 cover [−2,1]. For the given s, use the corresponding constant; the overlap at s=−1 requires no additional argument. This proves the estimate.

Source notes

The original article is cited for attribution of Lemma 4.1 and equation (4.1). The proof above uses the two stated suppliers; their independent inputs and source reading limits are recorded in those items. The explicit Choice assumption records the hypotheses of those suppliers and is not attributed to the article.

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