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Linearized propagator bounds in the nonlinear control spaces

PDF p. 20: Duhamel formula for S and properties (i)–(ii)

Statement

Assume the Axiom of Choice and hypothesis (H): n∈{2,3}, Ω=Rn∖Θ is connected, Θ is a nonempty compact obstacle with smooth boundary, and its generalized reflected and glancing rays leave every compact set in finite forward time. Let T>0, λ∈R∖{0}, and let w satisfy (W): w∈C([0,T];HD2(Ω)∩W2,∞(Ω)) and i∂tw+Δw+λ∣w∣2w=0 distributionally. Here HDs=D((I−ΔD)s/2) for s≥0, where ΔD is the Dirichlet Laplacian, and W2,∞ consists of classes whose weak derivatives through order two are essentially bounded.

Put V1=2λ∣w∣2, V2=λw2 and W(t)=eitΔD. Let S(t,r) be the real-linear propagator for izt+ΔDz+V1z+V2z‾=0. For I=[r,b]⊆[0,T], let XI consist of continuous H01(Ω)-valued paths admitting a compatible jointly measurable representative with finite scalar L4(I;L∞(Ω)) mixed norm. Equip it with the sum of that norm and the supremum inherited H01 norm; H01 is the H1-closure of compactly supported smooth functions.

There is a constant C, depending on the fixed domain, T, λ and w, such that for s=1,2, every h∈HDs and every strongly measurable f∈L1(I;HDs), ∥S(⋅,r)h∥XIs+∥∫r⋅S(⋅,ρ)f(ρ) dρ∥XIs≤C(∥h∥HDs+∥f∥L1(I;HDs)), where XI1=XI and XI2=C(I;HD2) with its supremum spectral norm. The integrals are Bochner integrals in the corresponding HDs space. The mixed norm is sectionwise and does not assert strong measurability into L∞(Ω).

The homogeneous propagator also satisfies S(t,r)h=W(t−r)h+i∫rtW(t−ρ)(V1(ρ)S(ρ,r)h+V2(ρ)S(ρ,r)h‾) dρ. In a forced equation, a factor i belonging to the forcing remains inside S(t,ρ), since S is only real-linear.

Facts & Assumptions

[F1]

The geometry and non-trapping convention are those of Exterior and truncated obstacle domains and Non-trapping obstacle. The scale and trajectory, including the distributional equation in (W), are specified by Dirichlet spectral Sobolev scale and duality and Reference trajectory hypothesis W. We assume The Axiom of Choice.

[F2]

The closure definition of H01, norm-continuous paths, Bochner L1 forcing and scalar mixed norms are specified by Complex integer-order Sobolev notation and Continuous and mixed time-space function spaces. The compatible-representative convention and norm for XI are the corresponding interval version of Energy control space with a time-integrable supremum norm.

[F3]

Time-dependent potential and conjugation bounds on the scale gives norm-continuous bounded multiplication by V1,V2 and bounded conjugation on HD1 and HD2, with consistent actions. Forward and backward real-linear propagators supplies the unique real-linear evolution and its free-flow Duhamel equation. Scale isometries and free Schrödinger evolution supplies the strongly continuous unitary free group.

[F4]

Under the stated geometry, Free and retarded bounds in the energy control space gives the free homogeneous Lt4Lx∞ estimate on [0,T]. Energy dispersive bounds under bounded trajectory perturbations transfers that estimate to a norm-continuous bounded real-linear perturbation, gives the corresponding retarded forcing estimate on every forward subinterval, and gives the HD2 energy estimate for consistent perturbations.

Proof

[F1] The geometry and non-trapping convention are those of Exterior and truncated obstacle domains and Non-trapping obstacle. The scale and trajectory, including the distributional equation in (W), are specified by Dirichlet spectral Sobolev scale and duality and Reference trajectory hypothesis W. We assume The Axiom of Choice.

[F2] The closure definition of H01, norm-continuous paths, Bochner L1 forcing and scalar mixed norms are specified by Complex integer-order Sobolev notation and Continuous and mixed time-space function spaces. The compatible-representative convention and norm for XI are the corresponding interval version of Energy control space with a time-integrable supremum norm.

[F3] Time-dependent potential and conjugation bounds on the scale gives norm-continuous bounded multiplication by V1,V2 and bounded conjugation on HD1 and HD2, with consistent actions. Forward and backward real-linear propagators supplies the unique real-linear evolution and its free-flow Duhamel equation. Scale isometries and free Schrödinger evolution supplies the strongly continuous unitary free group.

[F4] Under the stated geometry, Free and retarded bounds in the energy control space gives the free homogeneous Lt4Lx∞ estimate on [0,T]. Energy dispersive bounds under bounded trajectory perturbations transfers that estimate to a norm-continuous bounded real-linear perturbation, gives the corresponding retarded forcing estimate on every forward subinterval, and gives the HD2 energy estimate for consistent perturbations.

Given: The domain, time interval, trajectory, initial datum and forcing in the Statement.

Goal: Prove the two homogeneous and retarded bounds and the displayed Duhamel identity.

1.1F3F4

Define B(t)z=i(V1(t)z+V2(t)z‾). By the multiplier bounds and norm continuity in [F3], B is a norm-continuous bounded family of real-linear operators on each of HD1 and HD2; the two actions are consistent. Multiplication by i is bounded on these complex normed spaces. The free group and the unique evolution in [F3] therefore meet the perturbation hypotheses in [F4].

2.1F2F4step 1.1

The homogeneous estimate in [F4], together with the equivalent HD1 and inherited H01 norms supplied by the transfer lemma, is the required free mixed-norm estimate in spectral norm. Apply that lemma on I to B, first with forcing zero and then with initial datum zero. It gives the XI estimates for S(⋅,r)h and the retarded integral. Convert the spectral supremum norm to the equivalent inherited H01 norm. The lemma supplies a compatible scalar mixed-norm representative, rather than a Bochner L∞ assertion.

3.1F4step 1.1step 2.1

Apply the order-two conclusion of the same transfer lemma to the consistent HD2 action of B. It gives the two C(I;HD2) bounds, first with forcing zero and then with initial datum zero. Its constants are uniform for subintervals of [0,T] because the free estimate and the operator bounds are fixed on that interval. Taking a common larger constant proves the displayed inequality for both values of s.

4.1F3F4step 1.1step 3.1∎

The evolution equation in [F3] gives S(t,r)h=W(t−r)h+∫rtW(t−ρ)B(ρ)S(ρ,r)h dρ. Substitution of B and complex linearity of the free group yield the displayed formula, with i outside the free-flow integral. The retarded estimate in [F4] instead integrates S(t,ρ)f(ρ) as written; real-linearity alone does not permit moving i through S. This proves all assertions.

Source notes

The frozen article is cited for attribution of the transfer in the proof of Theorem 1.5, PDF page 20. The deduction above uses the named mathematical suppliers and does not use that passage as a premise proving itself.

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