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Pointwise and energy difference estimates for odd powers

PDF p. 15: pointwise and gradient difference bounds in Proposition 3.9

Statement

Assume the Axiom of Choice. Let n≥2, let Θ⊂Rn be nonempty and compact with smooth boundary, and suppose that Ω=Rn∖Θ is connected. Let m∈{3,5}, λ∈R∖{0}, and g(z)=λ∣z∣m−1z. Write H01(Ω) for the closure of Cc∞(Ω;C) in the norm ∥w∥H1=(∥w∥22+∑j=1n∥Djw∥22)1/2, where Dj denotes the weak derivative. The L∞ norm is the essential supremum, and ∣∇w∣=(∑j∣Djw∣2)1/2.

There is a constant C depending only on m and ∣λ∣ such that, for u,v∈H01(Ω)∩L∞(Ω), g(v)−g(u)∈H01(Ω) and almost everywhere

∣g(v)−g(u)∣≤C(∣v∣m−1+∣u∣m−1)∣v−u∣,

∣∇(g(v)−g(u))∣≤C(∣v∣m−1+∣u∣m−1)∣∇(v−u)∣+C(∣v∣m−2+∣u∣m−2)(∣∇v∣+∣∇u∣)∣v−u∣.

Consequently, with the displayed norm on H01(Ω),

∥g(v)−g(u)∥H01≤C(∥v∥∞m−1+∥u∥∞m−1)∥v−u∥H01+C(∥v∥∞m−2+∥u∥∞m−2)(∥v∥H01+∥u∥H01)∥v−u∥∞.

Facts & Assumptions

Given: The hypotheses and notation in the Statement.

[F1]

The complex Sobolev norm, weak derivatives, essential-supremum convention and zero-boundary closure are as in Complex integer-order Sobolev notation. The assumed Axiom of Choice is recorded in The Axiom of Choice.

[F2]

Under these hypotheses Power nonlinearity preserves the zero-boundary energy space gives g(u),g(v)∈H01(Ω) and the weak gradient formula for g.

[F3]

The polynomial energy rule Complex polynomial weak derivatives and zero boundary preservation applies under Choice on open sets to bounded H1 functions. It gives Djg(w)=λ(awa−1wˉbDjw+bwawˉb−1Djw‾), where a=(m+1)/2 and b=(m−1)/2, and supplies the corresponding H1 difference estimate.

Proof

Given: The hypotheses and notation in the Statement.

[F1] The complex Sobolev norm, weak derivatives, essential-supremum convention and zero-boundary closure are as in Complex integer-order Sobolev notation. The assumed Axiom of Choice is recorded in The Axiom of Choice.

[F2] Under these hypotheses Power nonlinearity preserves the zero-boundary energy space gives g(u),g(v)∈H01(Ω) and the weak gradient formula for g.

[F3] The polynomial energy rule Complex polynomial weak derivatives and zero boundary preservation applies under Choice on open sets to bounded H1 functions. It gives Djg(w)=λ(awa−1wˉbDjw+bwawˉb−1Djw‾), where a=(m+1)/2 and b=(m−1)/2, and supplies the corresponding H1 difference estimate.

Given: The hypotheses and functions in the Statement.

Goal: Establish the two pointwise inequalities and the energy-norm inequality.

1.1F1F2givenalgebra

Put h=v−u, a=(m+1)/2 and b=(m−1)/2. Since g(z)=λzazˉb, telescope the m factors in vavˉb−uauˉb. Each summand has one factor h or hˉ and m−1 factors chosen from u,uˉ,v,vˉ. Hence ∣g(v)−g(u)∣≤m∣λ∣(∣u∣+∣v∣)m−1∣h∣. The elementary inequality (x+y)r≤2r−1(xr+yr) for x,y≥0 and integer r≥1 gives the first displayed bound. By [F2], both nonlinear terms lie in H01, so their difference does as well.

2.1F3step 1.1algebra

In the derivative formula of [F3], the two coefficient polynomials have degree m−1 in w and wˉ. Their absolute values are bounded by a constant times ∣w∣m−1; telescoping their factors shows that each coefficient difference between v and u is bounded by a constant times (∣v∣m−2+∣u∣m−2)∣h∣. Subtract the two formulas, writing each derivative of v as the corresponding derivative of u plus that of h. The triangle inequality in Cn then yields the stated gradient inequality, after increasing C; conjugation does not change the vector norm.

3.1F1F3step 1.1step 2.1algebra∎

Take L2 norms in the value and gradient inequalities, bound the coefficients and h by their essential suprema, and use the triangle inequality for the value-and-gradient vector defining the H1 norm. This gives the displayed energy bound, with a possibly larger C depending only on m and ∣λ∣. The same norm inequality is also supplied directly by [F3]; [F1] identifies the norm on the zero-boundary subspace.

Source notes

The article is cited for attribution of the pointwise and energy difference bounds used in Proposition 3.9. The argument above uses the separately supplied weak polynomial rule and zero-boundary preservation, not the article's claim as a premise.

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