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Complex polynomial weak derivatives and zero boundary preservation
Statement
Assume the Axiom of Choice. Let be open, , let , and let . Set , , and . Write , with norm , and write for the closure of in this norm. All norms use Lebesgue measure and almost-everywhere classes.
For , and almost everywhere. This is the real differential of applied to . There is a constant depending only on such that .
For , . If additionally , then .
Statement references
Facts & Assumptions
Given: The Axiom of Choice, open , , , , and the functions and notation in the statement.
The Sobolev space consists of classes with weak derivatives, defined by the signed identity against compactly supported smooth tests; the complex convention is componentwise. Its norm is the displayed sum-of-squares norm (Integer-order Sobolev spaces and their norms).
The space is the norm closure of , without assuming a boundary trace theorem (Zero-boundary Sobolev space as a norm closure).
Under Choice, if two complex functions are essentially bounded, their product is in and satisfies the weak product rule (Weak product rule for bounded Sobolev functions).
Under Choice, a real globally Lipschitz function with acts on real functions and obeys its weak chain rule, with the stated level-set convention (Chain rule for globally Lipschitz scalar maps of Sobolev functions).
Under Countable Choice, an -convergent sequence has a subsequence converging almost everywhere (Assuming Countable Choice, Lᵖ-convergent sequences have almost-everywhere convergent subsequences). The assumed Axiom of Choice implies Countable Choice (AC supplies the countable and dependent choices used in Banach integration), supplying the hypotheses of [F1], [F2] and this subsequence result.
On an arbitrary measure space, almost-everywhere convergence with one integrable dominating function implies convergence of integrals (Dominated convergence).
There is a smooth compactly supported real cutoff on equal to one on (Explicit compactly supported smooth cutoffs).
Proof
Given: The Axiom of Choice, open , , , , and the functions and notation in the statement.
[F1] The Sobolev space consists of classes with weak derivatives, defined by the signed identity against compactly supported smooth tests; the complex convention is componentwise. Its norm is the displayed sum-of-squares norm (Integer-order Sobolev spaces and their norms).
[F2] The space is the norm closure of , without assuming a boundary trace theorem (Zero-boundary Sobolev space as a norm closure).
[F3] Under Choice, if two complex functions are essentially bounded, their product is in and satisfies the weak product rule (Weak product rule for bounded Sobolev functions).
[F4] Under Choice, a real globally Lipschitz function with acts on real functions and obeys its weak chain rule, with the stated level-set convention (Chain rule for globally Lipschitz scalar maps of Sobolev functions).
[F5] Under Countable Choice, an -convergent sequence has a subsequence converging almost everywhere (Assuming Countable Choice, Lᵖ-convergent sequences have almost-everywhere convergent subsequences). The assumed Axiom of Choice implies Countable Choice (AC supplies the countable and dependent choices used in Banach integration), supplying the hypotheses of [F1], [F2] and this subsequence result.
[F6] On an arbitrary measure space, almost-everywhere convergence with one integrable dominating function implies convergence of integrals (Dominated convergence).
[F7] There is a smooth compactly supported real cutoff on equal to one on (Explicit compactly supported smooth cutoffs).
Proof technique: direct.
Goal: Prove the conclusions in the statement under its stated hypotheses.
By the weak test identity in [F1], taking complex conjugates shows : the test functions may be taken real, and the identity then extends by linearity to complex tests. The same applies to . Repeatedly apply [F3] to the bounded factors and ; every intermediate positive-degree product is bounded and lies in . This gives the displayed formula for and . The value and derivative satisfy and . Taking norms proves the first estimate.
Suppose now . By [F2] choose converging to in . Choose , take the cutoff from [F7], and put . Thus is smooth and globally Lipschitz, , and for , and both and are bounded. Define . Each is smooth and compactly supported in , and the sequence is uniformly bounded in . By [F5], after taking a subsequence, both components of converge almost everywhere to the corresponding components of . Since is Lipschitz and fixes these components almost everywhere, in . For either real component of and corresponding of , [F4] gives and . The difference is . The first term tends to zero in ; the square of the second tends to zero almost everywhere and is dominated by a constant times , so [F6] makes its norm tend to zero. Consequently in .
Put and . Telescoping the factors in gives . The coefficients of and in step 1.1 are polynomials of degree in ; telescoping their factors gives coefficient differences bounded by . Subtract the derivative formulas using : . Taking norms, using essential suprema for , and bounding by a constant depending only on times for , yields the stated symmetric estimate after enlarging .
Each lies in because is a polynomial with . The uniform bound on and the almost-everywhere convergence from step 1.2 imply in by the pointwise polynomial difference bound. In the derivative formula of step 1.1, subtract and add the coefficients at multiplying : the terms containing tend to zero in by the uniform coefficient bounds and step 1.2. Each remaining coefficient difference tends to zero almost everywhere, is uniformly bounded, and multiplies or its conjugate; [F6] applied to its squared modulus gives convergence to zero in . Hence in , and [F2] proves . This uses no boundary regularity or trace characterization.
Depends on
- Integer-order Sobolev spaces and their norms
- Zero-boundary Sobolev space as a norm closure
- Weak product rule for bounded Sobolev functions
- Chain rule for globally Lipschitz scalar maps of Sobolev functions
- Assuming Countable Choice, Lᵖ-convergent sequences have almost-everywhere convergent subsequences
- Dominated convergence
- Explicit compactly supported smooth cutoffs
- The Axiom of Choice
- AC supplies the countable and dependent choices used in Banach integration
Dependency tree · 2 levels
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