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Remark 5: controllability above the Sobolev algebra threshold

PDF p. 16: Remark 5

Statement

Assume the Axiom of Choice and hypothesis (H): n∈{2,3}, the nonempty compact obstacle Θ⊂Rn has smooth boundary and connected exterior Ω=Rn∖Θ, and its generalized reflected rays leave every compact set in finite time. Let T>0, n/2<s≤2, m∈{3,5} and λ∈R∖{0}. Put H=HDs(Ω)=D((I−ΔD)s/2) with its spectral norm, where ΔD is the Dirichlet Laplacian. Let φ be the real smooth control cutoff of Control region and nested real cutoffs, vanishing on ∣x∣≤R, with R=R0+1 and Θ⊂BR0(0).

There is δ1>0 such that any two states v0,vT∈H of norms at most δ1 can be joined by a solution v∈C([0,T];H) of i∂tv+Δv+λ∣v∣m−1v=φk, with k∈C([0,T];H), v(0)=v0 and v(T)=vT. The equation holds in distributions on (0,T)×Ω, and the homogeneous obstacle boundary condition is encoded by the Dirichlet scale. The forcing is supported where ∣x∣≥R.

Put Ω0=BR0(0)∖Θ, Γ1=∂BR0(0) and Γ2=∂Θ. Let Hs be the whole-space Bessel-potential restriction space and Xs(Ω0)={u∈Hs(Ω0):γΓ2u=0}, with the inherited norm and Sobolev value trace. There is δ>0 such that any two states u0,uT∈Xs(Ω0) of norms at most δ can be joined by a distributional solution u∈C([0,T];Hs(Ω0)) of i∂tu+Δu+λ∣u∣m−1u=0, with u(0)=u0, u(T)=uT, zero trace on Γ2, and outer boundary control h=γΓ1u∈C([0,T];Hs−1/2(Γ1)). Thus both the cubic and quintic internal and outer-boundary conclusions hold throughout this range.

Facts & Assumptions

[F2]

For 1≤s≤2, Low-order identifications of the Dirichlet scale identifies HDs with Hs(Ω)∩H01(Ω) with equivalent norms. Here H01 is the H1 closure of compactly supported smooth functions. Since s>n/2, Fractional Hilbert Sobolev algebra on a smooth exterior domain gives the L∞ embedding, the Hs product estimate and conjugation invariance. For the displayed cubic or quintic power, Complex polynomial weak derivatives and zero boundary preservation preserves H01 for bounded inputs.

[F3]

Scale isometries and free Schrödinger evolution gives a strongly continuous unitary group W(t)=eitΔD on H. The variation-of-constants theorem and Bochner norm inequality give a continuous retarded path Df(t)=∫0tW(t−r)f(r) dr for f∈L1(0,T;H) and ∥Df∥C([0,T];H)≤∥f∥L1(0,T;H). Variation of constants for the inhomogeneous abstract Cauchy problem Bochner integral norm inequality

[F4]

Under (H), Choice and the three control-space hypotheses, Theorem 3.7: abstract small-data perturbation result supplies small-data exact internal control for either power. Its integral solution has the Duhamel formulation described in Mild formulation of the controlled power NLS.

[F5]

Lemma 3.11: extension preserving the obstacle Dirichlet condition gives a bounded extension E:Xs(Ω0)→H that restricts to the identity. Given a distributional exterior solution with locally integrable forcing and nonlinearity, Transfer from exterior internal control to outer boundary control restricts it to the stated outer-boundary system and transfers a sufficiently small exterior control radius.

[F6]

For a nonempty topological domain and complete metric target, the continuous function space is complete in the truncated uniform metric ρ(a,b)=sup⁡tmin⁡{∥a(t)−b(t)∥H,1}. This is If (Y,d) is complete then Y^X is complete in the uniform metric, and so is C(X,Y); its conclusion is for that metric, so the passage to the supremum norm is checked below.

[F7]

The generator on H is defined by the right norm limit Bx=lim⁡h↓0(W(h)x−x)/h on its domain Infinitesimal generator of a C0-semigroup. The Dirichlet realization is self-adjoint on the nonzero complex space L2(Ω), has D(ΔD)=H2(Ω)∩H01(Ω), and acts there as the weak Laplacian; also A=I−ΔD≥I Dirichlet Laplacian and positive shift. For a self-adjoint operator, the two-sided group difference quotient in L2 exists exactly on its operator domain and equals i times the operator Flow calculus of a self-adjoint generator: commutation, invariance and differentiability. This supplier has domain mathematics, assumes Choice and Countable Choice, and contributes no physical premise; the assumed full Choice supplies both.

[F8]

Bounded linear maps commute with Bochner integration Bounded linear maps commute with Bochner integration. Distributional derivatives use the bilinear test pairing and the interior space-time convention in Distributional equation convention for complex Schrödinger solutions.

Proof

Given: The hypotheses, parameters and spaces in the Statement.

Goal: Verify the abstract control-space hypotheses and obtain the internal and boundary conclusions for both powers.

1.1F1F3F6given

Set XT=C([0,T];H) with the supremum norm, which is finite and satisfies the norm axioms by the time-space definition in [F1]. The interval is nonempty and H is complete. Thus [F6] makes XT complete in ρ. Since ρ(a,b)≤∥a−b∥XT, any supremum-norm Cauchy sequence has a ρ limit in XT. If ρ(a,b)<1, then min⁡{∥a(t)−b(t)∥H,1}≤ρ(a,b)<1 for each t, so no pointwise distance is truncated and ∥a−b∥XT=ρ(a,b). Consequently convergence in ρ implies convergence in the supremum norm, proving that XT is a complex Banach space. Its inclusion into itself has norm one. Unitarity gives ∥W(⋅)v0∥XT=∥v0∥H, while the retarded estimate in [F3] gives the second abstract hypothesis.

2.1F1F2step 1.1given

Write g(z)=λz(m+1)/2zˉ(m−1)/2. The scale identification, algebra estimate and conjugation invariance imply ∥g(v)∥H≤C∥v∥Hm and, by telescoping the m factors, ∥g(v)−g(u)∥H≤C(∥v∥Hm−1+∥u∥Hm−1)∥v−u∥H. The energy rule shows g(v)∈H01, so the scale identification makes these estimates estimates in H, not merely in Hs. The same difference estimate makes t↦g(v(t)) norm-continuous in H; hence it is Bochner integrable on [0,T]. Integrating the pointwise bounds gives the third hypothesis with a factor T, and one sufficiently large constant works in all three hypotheses.

3.1F1F2F4F7step 2.1given

Apply the abstract control theorem to XT for the chosen m. It supplies δ1, the continuous control k and an integral solution joining the prescribed endpoints. The cutoff gives the stated support. Put f=ig(v)−iφk. By the integral-solution formulation, f is Bochner integrable in H. Moreover f is continuous in L2: step 2.1 makes g(v) continuous in H, the spectral norm satisfies ∥x∥2≤∥x∥H because A≥I, and multiplication by φ has L2 norm at most one. In particular the nonlinear and control terms are locally integrable.

4.1F3F7step 3.1

Let B be the generator on H. For every x∈D(B) the right difference quotients converge to Bx in H, hence in L2 by the preceding norm inequality. The scale group is consistent with the L2 group by [F3]. Its negative difference quotient, for h>0, is (W(−h)x−x)/(−h)=W(−h)(W(h)x−x)/h, which also converges in L2 to Bx by unitarity and strong continuity. Apply the mathematical flow-calculus lemma in [F7] to the self-adjoint ΔD on L2(Ω): the two-sided limit forces x∈D(ΔD) and Bx=iΔDx in L2. Thus this identification holds on the full H-generator domain, and its action there is iΔx in spatial distributions.

5.1F4F7F8step 3.1step 4.1

Write U(t)=∫0tv(r) dr and P(t)=∫0tf(r) dr. By [F4], U(t)∈D(B) and v(t)=v0+BU(t)+P(t). The continuous inclusion H→L2 commutes with these integrals by [F8]. For either continuous L2 path q=v or q=f, the norm of (∫tt+hq(r) dr)/h−q(t) is at most sup⁡r between t and t+h∥q(r)−q(t)∥2, which tends to zero. Hence U′=v and P′=f in L2 on (0,T). Step 4.1 turns the integrated identity into v=v0+iΔxU+P in space-time distributions. Differentiating it in time gives ∂tv=iΔxv+f: time and spatial distributional derivatives commute, as follows by applying their test-function definitions in either order. Substitution of f yields i∂tv+Δxv+g(v)=φk. Explicitly, for every η∈Cc∞((0,T)×Ω;C), the bilinear test identity is ∫0T∫Ω[−iv∂tη+vΔxη+(g(v)−φk)η] dx dt=0. Local integrability from step 3.1 makes each term meaningful.

6.1F5step 3.1step 5.1given∎

Extend each boundary endpoint by E. Boundedness of E makes both exterior endpoints smaller than δ1 when their Xs norms are sufficiently small. Apply steps 3.1 and 5.1 and then the boundary-transfer proposition: restriction gives the equation and endpoint values, the obstacle trace vanishes, and the outer trace is a continuous Hs−1/2(Γ1) control. This applies separately to m=3 and m=5, completing both assertions.

Source notes

The frozen article is cited for attribution of Remark 5. The argument above applies the separately supplied algebra, scale, abstract control and boundary-transfer results; the article's remark is not used as a proof premise. Path-space completeness uses the cited library theorem with its metric checked explicitly. The generator-domain and distributional passages are local deductions from the stated mathematical suppliers; they do not assert an original-article defect or an independent review.

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