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Tame bounds for the quadratic-cubic trajectory remainder

Statement

Assume the Axiom of Choice (The Axiom of Choice), let T>0 and λ∈R, and define F(w,z)=λ(2w∣z∣2+w‾z2+∣z∣2z). Sobolev spaces use their full weak-derivative norms (Integer-order Sobolev spaces and their norms), and H01 is the H1 closure of Cc∞ (Zero-boundary Sobolev space as a norm closure). Time spaces and scalar mixed norms have the convention of Continuous and mixed time-space function spaces. In particular, the Lt4Lx∞ representative is jointly scalar measurable and agrees with the continuous H01 path as a spatial almost-everywhere class for almost every time; it need not be a strongly measurable L∞-valued map.

Energy case. On any open Ω⊂Rn, n≥1, let X1=C([0,T];H01(Ω))∩Lt4Lx∞, with the sum norm, and let w∈C([0,T];W1,∞(Ω)). Here W1,∞ means an essentially bounded function with essentially bounded first weak derivatives, with norm ∥w∥∞+∑j∥Djw∥∞. Thus w need not belong to L2(Ω). Put M1=sup⁡t∥w(t)∥W1,∞. Then F(w,z) is strongly measurable and Bochner integrable into H01 for every z∈X1, and, for d=z−q, ∥F(w,z)∥Lt1H01≤C∣λ∣(M1T3/4∥z∥X12+T1/2∥z∥X13), ∥F(w,z)−F(w,q)∥Lt1H01≤C∣λ∣(M1T3/4(∥z∥X1+∥q∥X1)+T1/2(∥z∥X12+∥q∥X12))∥d∥X1. The cubic input is Cubic and quintic time bounds from L4 Linfinity control; the quadratic terms use the local bounded-coefficient weak product rule Weak product rule for bounded Sobolev functions with the closure and measurability constructions below.

Order-two case. Suppose instead that n∈{2,3} and Ω is the connected smooth compact-obstacle exterior of Uniform localized H2 algebra on a smooth exterior domain. Put V2=H2(Ω)∩H01(Ω) with its H2 norm, X2=C([0,T];V2), and let w∈C([0,T];H2(Ω)), with M2=sup⁡t∥w(t)∥H2. No zero trace of w is required. The function F(w,z) belongs to C([0,T];V2), hence to L1(0,T;V2), and ∥F(w,z)∥Lt1V2≤CΩ∣λ∣T(M2∥z∥X22+∥z∥X23), ∥F(w,z)−F(w,q)∥Lt1V2≤CΩ∣λ∣T(M2(∥z∥X2+∥q∥X2)+∥z∥X22+∥q∥X22)∥z−q∥X2. Its obstacle trace vanishes, using the trace convention and algebra of Uniform localized H2 algebra on a smooth exterior domain. Consequently, in either case, the approved bounds ∥F(w,z)∥Lt1Vs≤Cw(∥z∥Xs2+∥z∥Xs3) and ∥F(w,z)−F(w,q)∥Lt1Vs≤Cw(∥z∥Xs+∥q∥Xs+∥z∥Xs2+∥q∥Xs2)∥z−q∥Xs hold, where V1=H01 and the constant depends only on the fixed domain/dimension, T, λ and the displayed coefficient norm.

Facts & Assumptions

[F1]

The authored Cubic and quintic time bounds from L4 Linfinity control gives cubic strong measurability and the T1/2 energy growth/difference estimates in the scalar mixed-norm convention. The authored Complex polynomial weak derivatives and zero boundary preservation supplies its bounded complex weak-polynomial calculus and the bounded compact-approximation construction used in its zero-boundary proof. We reproduce the needed quadratic closure argument below rather than assuming a trace characterization on an arbitrary open set.

[F2]

The bounded weak Sobolev product rule is Weak product rule for bounded Sobolev functions. Smooth cutoff multiplication and its weak Leibniz formula are Weak Leibniz rule with a smooth factor. For local calculations, compactly supported cutoffs are available by Test function cutoffs and euclidean localization, and smooth H1 functions are dense on any open set by Meyers–Serrin density on an arbitrary open set. These statements are used with their actual local or finite-p hypotheses.

[F3]

The H1 and H2 spaces are Banach (Integer-order Sobolev spaces are Banach); closed subspaces are Banach (A closed subspace of a Banach space is Banach). The norm and closure conventions are Integer-order Sobolev spaces and their norms and Zero-boundary Sobolev space as a norm closure. Thus H01 is Banach, and V2 is Banach because H2↪H1 continuously and H01 is closed in H1.

[F4]

There is a real smooth compactly supported cutoff χ equal to one on [−1,1] (Explicit compactly supported smooth cutoffs). The scalar C1 chain rule with bounded derivative and a zero-fixing composition is Chain rule for a C¹ function with bounded derivative. Almost-everywhere subsequences of L2 convergent sequences and scalar dominated convergence are Assuming Countable Choice, Lᵖ-convergent sequences have almost-everywhere convergent subsequences and Dominated convergence.

[F5]

Time Holder is Holder's inequality for integrals, including the endpoint cases. Strong measurability means almost-everywhere approximation by finite-range measurable maps (Strongly measurable Banach-valued function), and an integrable norm then gives Bochner integrability (Bochner integrability criterion). The compatible scalar mixed and continuous path conventions are Continuous and mixed time-space function spaces.

[F6]

The authored Uniform localized H2 algebra on a smooth exterior domain gives the actual global exterior H2 multiplication and L∞ bounds for n=2,3, conjugation invariance, and the obstacle-trace convention. For a sufficiently large R with Θ⋐BR, the truncation G=Ω∩BR has separated smooth obstacle and spherical boundary components, so is a bounded C2 domain. By Bounded Ck domains admit integer-order Sobolev extension with k=2, p=2 and complex scalars, G is a W2,2-extension domain. By Higher-order Sobolev embedding, assertion (3), with k=2, p=2, m=0 and α=1/4, each H2(G) class has a representative in C0,1/4(G‾): indeed 4>n and 0<1/4<2−n/2 for both n=2 and n=3. On G, the H1 trace is bounded and agrees with continuous boundary values by The Lᵖ trace operator on a bounded C¹ domain with p=2. These extension, embedding and trace inputs are applied only on the bounded truncation, not asserted as global exterior theorems.

[F7]

The Axiom of Choice in The Axiom of Choice supplies the choice assumptions of [F1]–[F6]. All subsequent claims are mathematical consequences under those hypotheses, without any physical premises.

Proof

Given: The spaces, norms, time interval, polynomial and coefficient assumptions in the two parts of the Statement.

Goal: Prove the quadratic-cubic bounds, actual H01 closure, strong measurability and the order-two zero-trace application, allowing energy coefficients without global L2 membership.

1.1F2F3F7given

First, multiplication by a∈W1,∞(Ω) is bounded on H1, with ∥av∥H1≤C∥a∥W1,∞∥v∥H1 and Dj(av)=aDjv+(Dja)v. To prove this without assuming a∈L2, start with smooth v∈H1. Around the compact support of any test function, multiply a and v by a compactly supported smooth cutoff equal to one there. Both localized functions are bounded H1 functions on a bounded neighborhood, so [F2] gives the weak product formula on that test support. The global coefficient bounds make the displayed derivative and value square integrable, proving the asserted global norm bound. For general v, approximate it in H1 by smooth H1 functions using [F2]; the same bound makes their products Cauchy in H1. Their L2 limit is av, so completeness and the weak-derivative norm identify the same formula and bound. Also every H1 function supported in a compact K⋐Ω lies in H01: choose η∈Cc∞(Ω) equal to one near K, approximate the function by smooth H1 functions, and multiply those approximants by η. The weak cutoff bound gives convergence in H1 to ηv=v, while the approximants are in Cc∞(Ω).

1.2F1F3F4F7given

Put TR(s)=sχ(s/R) and SRv=TR(Re⁡v)+iTR(Im⁡v) for positive integers R. The functions TR are smooth, fix zero and have bounded continuous derivatives. The map SR:H1→H1 is continuous. Indeed, along an H1 convergent sequence take an almost-everywhere convergent subsequence; the derivative difference of a real component has the form TR′(vk)(Djvk−Djv)+(TR′(vk)−TR′(v))Djv. The first term tends to zero in L2 by its bounded coefficient, and dominated convergence gives the same for the second. The value difference is controlled by the Lipschitz bound. Applying this argument to every subsequence proves continuity of the full sequence. Since TR(0)=0, its operation on Cc∞ stays in Cc∞; continuity and closure give SR(H01)⊂H01. Each SRv has an essential bound depending only on R. If u∈H01∩L∞, fix R>∥u∥∞+1 and apply SR to compactly supported smooth approximants to u. This produces uk∈Cc∞, uniformly bounded in L∞, converging in H1 to u=SRu and, after a subsequence, almost everywhere. This is also the bounded approximation used in [F1].

2.1F2F3F4step 1.1step 1.2

If u∈H01∩L∞ and v∈H1∩L∞, then uv∈H01. Choose uk from step 1.2. Each ukv is compactly supported and in H1 by [F2], so belongs to H01 by step 1.1. Its value converges to uv in L2 by ∥v∥∞∥uk−u∥2. The derivative difference is v(Djuk−Dju)+(uk−u)Djv; the first term converges in L2, and the second does so by the uniform bound, almost-everywhere convergence and dominated convergence. Closure proves the claim. Conjugation preserves weak derivatives and H01 by conjugating the test identities and approximants. Finally, any a∈W1,∞ preserves H01, without being in L2: for φk∈Cc∞ converging to u∈H01, each aφk is compactly supported H1, and the multiplier estimate in step 1.1 gives convergence to au in H1. Thus all quadratic terms with the energy coefficient have zero-boundary closure.

2.2F1F2step 1.1algebra

For bounded H1 functions define Au=∥u∥∞ and Bu=∥u∥H1. The weak product formula gives ∥uv∥H1≤C(AuBv+AvBu). With d=z−q, the identities z2−q2=dz+qd and ∣z∣2−∣q∣2=dz‾+qd‾ therefore give, for either quadratic expression Q, ∥Q(z)∥H1≤CAzBz and ∥Q(z)−Q(q)∥H1≤C((Az+Aq)Bd+(Bz+Bq)Ad). Apply the multiplier estimate to 2w∣z∣2+w‾z2 to obtain the same bounds times CM1. This calculation uses only the value and first derivative bounds of w, not its global L2 norm. The cubic term and its pointwise-in-time difference estimate are already supplied by [F1].

3.1F1F4F5step 1.2step 2.1step 2.2

To justify energy measurability, t↦SRz(t) is continuous in H01 by step 1.2 and is uniformly spatially bounded for fixed R. On uniformly bounded H1 sets, the maps v↦v2 and v↦∣v∣2 are continuous into H1: for a convergent sequence, subtract the product derivative formulas by adding the approximating coefficient times the limiting derivative; the terms with derivative differences converge by the uniform bound, and the other terms converge by an almost-everywhere subsequence and dominated convergence. The subsequence criterion gives convergence of the whole sequence. Since w is norm-continuous into W1,∞, the two truncated quadratic expressions with w are continuous H01 paths by the multiplier bound and step 2.1. Each continuous path on a compact interval admits uniform finite-valued time-step approximations. For almost every t, compatibility of the scalar mixed representative gives ∥z(t)∥∞<∞, so SRz(t)=z(t) for every sufficiently large integer R. Thus the quadratic expression is a pointwise almost-everywhere limit of these strongly measurable paths, and hence strongly measurable; one may choose each path's finite-valued approximant with uniform error at most 1/R. The cubic term is strongly measurable by [F1]. Differences of the resulting maps are strongly measurable as well. No strong measurability into spatial L∞ is needed.

3.2F2F3F6step 2.1algebra

In the order-two setting [F6] gives H2⊂H1∩L∞ and its global algebra bound. Every quadratic-cubic summand in F has at least one factor z∈H01, while every remaining factor, including w and its conjugate, lies in H1∩L∞. Repeatedly apply step 2.1 to obtain actual H01 membership, with no zero trace assumption on w. Repeated multiplication in the exterior H2 algebra gives ∥F(w,z)∥H2≤CΩ∣λ∣(∥w∥H2∥z∥H22+∥z∥H23). Telescoping the factors in z2−q2, ∣z∣2−∣q∣2, and z2z‾−q2q‾ gives the pointwise difference bound CΩ∣λ∣[∥w∥H2(∥z∥H2+∥q∥H2)+∥z∥H22+∥q∥H22]∥z−q∥H2. Continuous multiplication and conjugation in this algebra show that t↦F(w(t),z(t)) is continuous in H2, and its values are in the closed subspace V2, hence the path is continuous into that Banach space.

4.1F1F5step 2.2step 3.1algebra

For the energy bounds write az=∥∥z(t)∥∞∥Lt4 and bz=sup⁡t∥z(t)∥H1. Holder gives ∫0T∥z(t)∥∞ dt≤T3/4az. Thus step 2.2 bounds the quadratic growth by C∣λ∣M1T3/4azbz. Its quadratic difference is bounded after integration by C∣λ∣M1T3/4((az+aq)bd+(bz+bq)ad). Every a and b is bounded by the corresponding X1 norm. The m=3 case of [F1] supplies the remaining cubic estimates with T1/2. These yield both displayed energy inequalities. In view of step 3.1 the norms are integrable norms of strongly measurable H01 maps, so they are the claimed Bochner L1 quantities by [F5].

4.2F3F5F6step 3.2

Integrating the pointwise bounds in step 3.2 over the finite interval gives the order-two estimates with factor T. The continuous path there is strongly measurable by uniform time-step approximation and has bounded V2 norm, so Bochner integrability follows from [F3] and [F5]. To identify its obstacle trace, choose R with Θ⋐BR and let G=Ω∩BR, the bounded smooth truncation in [F6]. Restrict any H01(Ω) approximating sequence from Cc∞(Ω) to G. Each approximant has zero obstacle trace and convergence in H1(G); boundedness of the trace in [F6] gives zero obstacle trace for the limit. For any u∈H2(Ω), restriction gives u∣G∈H2(G). Apply the bounded-domain extension theorem of [F6] with k=p=2 to make G an H2 extension domain, and then the higher-order embedding there with m=0, α=1/4; its strict supercritical hypotheses hold since 0<1/4<2−n/2. This produces a representative of u∣G continuous on G‾, to which the bounded H1(G) trace theorem applies and identifies the boundary values with the trace. Applying this to u=F(w(t),z(t))∈V2 from step 3.2, for each t, proves the claimed continuous-boundary-value interpretation of its zero obstacle trace, without requiring a zero trace of w or a global exterior trace theorem.

5.1step 4.1step 4.2algebra

Finally, in the energy case absorb C∣λ∣M1T3/4 and C∣λ∣T1/2 into Cw; in the order-two case absorb CΩ∣λ∣T(M2+1). The sharper estimates then imply exactly the two approved quadratic-cubic tame inequalities for s=1,2, with the stated dependence and all membership and measurability assertions proved above. This completes the proof. ∎

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