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The Lp trace operator on a bounded C1 domain

Statement

Assume the Axiom of Choice. Let Ω⊂Rn, n≥2, be a bounded C1 domain in the graph sense of Bounded C^k domains and boundary charts, let ∂Ω carry the chart-independent surface measure of Surface integration on compact C1 hypersurfaces and Chart and partition independence of surface measure, let 1≤p<∞ and K∈{R,C}. Then there is a unique bounded linear operator T:W1,p(Ω;K)⟶Lp(∂Ω;K) with Tu=u∣∂Ω for every u∈C(Ω‾)∩W1,p(Ω;K), and it satisfies ∥Tu∥Lp(∂Ω)≤C(Ω,p)∥u∥W1,p(Ω). On each boundary chart the operator is the flat half-space trace of The half-space trace estimate and the half-space trace operator transported by the flattening diffeomorphism, and the chartwise definitions agree on overlaps; uniqueness holds because two bounded operators agreeing on the dense subspace C(Ω‾)∩W1,p(Ω) are equal.

Facts & Assumptions

Given: The Axiom of Choice; a bounded C1 domain Ω with finite boundary atlas and subordinate finite ambient partition as in Bounded C^k domains and boundary charts and Finite ambient partitions near compact sets; 1≤p<∞; and the surface measure conventions of Surface integration on compact C1 hypersurfaces.

[F1]

The half-space trace: for H={xn>0} and 1≤p<∞ there is a unique bounded linear T+:W1,p(H;K)→Lp(Rn−1;K) with T+u=u(⋅,0) for every compactly supported u∈C(H‾)∩W1,p(H), and ∥T+u∥Lp≤C(n,p)∥u∥W1,p(H). (The half-space trace estimate and the half-space trace operator)

[F2]

Let Φ:U→V be a Ck diffeomorphism with bounded derivatives through order k on a compact patch and bounded derivatives of its inverse on the corresponding patch. Then u↦u∘Φ is bounded from Wk,p(V0) to Wk,p(U0) for every k≥1, 1≤p≤∞; for k=1 bounded C1 chart and inverse data suffice. (C^k boundary flattening preserves local W^{k,p})

[F3]

A bounded Ck domain, k≥1, has flattening charts Φj:Wj→Bj×R, Φj(p)=(y,s−hj(y)), with Φj(Ω∩Wj)=Φj(Wj)∩{t<0} and Φj(∂Ω∩Wj)=Φj(Wj)∩{t=0}; derivatives through order k of Φj and Φj−1 are bounded on compactly contained patches. The outward normal is as in Bounded C1 domains and their outward normals. (Bounded C^k domains and boundary charts)

[F4]

Assume ACω. A finite family of open sets covering the compact boundary has a subordinate finite ambient partition χj∈Cc∞(Wj) with ∑jχj=1 on a neighbourhood of ∂Ω. (Finite ambient partitions near compact sets)

[F5]

The surface integral over the compact C1 hypersurface ∂Ω is defined by patching chartwise integrals with graph density Jj(y)=1+∣Dhj(y)∣2; it is a finite Borel measure independent of the charts and the partition, and on a one-sided domain boundary the outward unit normal agrees on overlaps. (Surface integration on compact C1 hypersurfaces, Chart and partition independence of surface measure)

[F6]

Assume the Axiom of Choice. The restrictions to Ω of functions in Cc∞(Rn;K) are dense in W1,p(Ω;K), 1≤p<∞. (Ambient smooth restrictions are dense on bounded C^k domains)

[F7]

For a bounded smooth multiplier η with bounded derivatives, ηu∈W1,p(Ω) for u∈W1,p(Ω), with Di(ηu)=(∂iη)u+ηDiu and ∥ηu∥W1,p≤Cη∥u∥W1,p. (Weak Leibniz rule with a smooth factor)

[F8]

Assume Countable Choice. If X is a normed space with completion (X^,i) and Y is a Banach space, a linear T:X→Y with ∥Tx∥≤C∥x∥ extends uniquely to a bounded linear T^:X^→Y with the same bound. (Bounded linear maps extend uniquely across the completion)

[F9]

Lp(∂Ω;K) is complete for 1≤p≤∞ and W1,p(Ω;K) is a complete normed space. (Riesz-Fischer completeness of Lp for 1≤p≤∞, Integer-order Sobolev spaces are Banach)

[F10]

W1,p(Ω;K) consists of Lp classes with weak first derivatives in Lp, normed as displayed; equalities of classes are almost-everywhere equalities. (Integer-order Sobolev spaces and their norms, The space Lp(μ) as the quotient by null functions)

Proof

technique · direct
1.1F1F2F3F4F5F7algebragiven

The boundary estimate on continuous classes. Let u∈C(Ω‾)∩W1,p(Ω) and let {(Φj,χj)} be the finite atlas and partition of [F3] and [F4], so that u∣∂Ω=∑j(χju)∣∂Ω and the inequality for a sum of N terms gives ∥u∣∂Ω∥Lp(∂Ω)p≤Np−1∑j∫Rn−1∣(χju)∘Ψj(y)∣pJj(y) dy, where Ψj(y):=Φj−1(y,0) and Jj=1+∣Dhj∣2. For each j put uj:=(χju)∘Φj−1 on the flattened patch Φj(Wj)∩{t<0} and extend it by zero; because supp⁡χj is compactly contained in Wj, the extension is compactly supported and continuous on the closed half-space, and uj∈W1,p of the half-space with ∥uj∥W1,p≤Cj∥u∥W1,p(Ω) by [F2] and [F7]. Reflecting t↦−t and applying the half-space estimate [F1] to the reflected function, whose boundary value is y↦(χju)∘Ψj(y), gives ∫∣(χju)∘Ψj∣pdy≤Cj′∥u∥W1,p(Ω)p. Since Jj is bounded on the compact patch, ∫∣(χju)∘Ψj∣pJj(y)dy≤∥Jj∥∞∫∣(χju)∘Ψj∣pdy, and summing the finitely many bounds yields ∥u∣∂Ω∥Lp(∂Ω)≤C(Ω,p)∥u∥W1,p(Ω).

2.1F6F8F9step 1.1algebra

Construction of T by density. Let D be the class of restrictions to Ω of functions in Cc∞(Rn), a linear subspace of C(Ω‾)∩W1,p(Ω) that is dense in W1,p(Ω) by [F6]. The restriction map S:D→Lp(∂Ω), Sφ:=φ∣∂Ω, is linear and satisfies ∥Sφ∥Lp(∂Ω)≤C(Ω,p)∥φ∥W1,p(Ω) by step 1.1. Since D is dense in the complete space W1,p(Ω) [F9] and carries the subspace norm, the pair (W1,p(Ω),inclusion) is a completion of D; the completion universal property [F8], applied with the Banach space Lp(∂Ω) [F9], produces a unique bounded linear T:W1,p(Ω)→Lp(∂Ω) with T∣D=S and ∥T∥≤C(Ω,p).

3.1F6F10step 1.1step 2.1algebragiven∎

Agreement, uniqueness and class-dependence. If u∈C(Ω‾)∩W1,p(Ω) and φm∈D with φm→u in W1,p(Ω) (step 1.1 and [F6]), then Tφm=φm∣∂Ω→Tu by continuity of T, while ∥φm∣∂Ω−u∣∂Ω∥Lp(∂Ω)≤C(Ω,p)∥φm−u∥W1,p(Ω)→0 by step 1.1 applied to φm−u∈C(Ω‾)∩W1,p(Ω); hence Tu=u∣∂Ω in Lp(∂Ω). If T′ is another bounded linear operator with the same property on C(Ω‾)∩W1,p(Ω), then T−T′ vanishes on the dense subspace D and is bounded, hence zero by the same limiting argument; this is the asserted uniqueness. Finally, if u=v are the same W1,p class in the sense of the quotient representation [F10], then u−v is the zero class, T(u−v)=0 because 0∈D is a limit of the constant sequence and S0=0, so T depends only on the class. The construction is chartwise exactly the transported flat trace, and the chartwise definitions agree because both equal T on the dense class.

Source notes

Teschl's Theorem 9.18 (printed pp. 208-209) reduces the bounded-domain trace to finitely many flattened pieces; Laugesen's Steps 2-3 of Theorem 3.14 (printed pp. 63-64) flattens the curved boundary and covers it by finitely many charts; Schikorra's Theorem III.3.21 (printed pp. 76-77) and Hunter's flat half-space model (Theorem 3.44, printed pp. 71-73) are the second independent treatments. The proof above separates the chartwise estimate on continuous classes from the density extension, and it uses the bounded graph density to compare the transported boundary norms with the flat Lp norms.

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