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Weak compact-domain comparison for continuous nonnegative potentials

Statement

Assume the Axiom of Choice. Let (M,h) be a smooth Riemannian manifold and let D⊂M be a relatively compact smooth domain, allowing D to be disconnected, such that the closure of every connected component of D meets ∂D. Let V≥0 be real and continuous on D‾ and let w∈C2(D)∩C1(D‾) be real. Use the positive-divergence Laplace–Beltrami convention Δh=div⁡hgrad⁡h, extended to C2 functions by the metric trace of their Hessian. If (Δh−V)w≥0 in D and w≤0 on ∂D, then w≤0 throughout D.

In particular, a nonnegative potential V∈C2,α(D‾), for 0<α<1, has the required continuity. Here this Hölder class is understood locally in smooth interior and boundary charts of D‾: coordinate derivatives through order two extend continuously to the boundary, and on each smaller compact chart patch the second derivatives obey ∣∂ijV(x)−∂ijV(y)∣≤C∣x−y∣α for some finite C. No differentiability of the potential beyond continuity is required for the comparison.

Facts & Assumptions

Given: The hypotheses of the Statement.

Goal: Prove the comparison and its continuous-potential qualification.

[F1]

The Axiom of Choice includes Countable Choice by restriction to countable families; these are the inherited assumptions of the truncation and partition suppliers. The Axiom of Choice

[F2]

For smooth inputs on a smooth Riemannian manifold, (grad⁡hf)i=hij∂jf, div⁡hX=m−1∂i(mXi), and Δhf=div⁡hgrad⁡hf, where m=det⁡(hij)>0. The volume density is dμh=m dx in these coordinates and is independent of the chart, without an orientability assumption. These are smooth-input formulas; their use for the present C2 function is justified in step 1.1. Riemannian metric and riemannian manifold Riemannian gradient Coordinate formula for riemannian divergence Laplace–Beltrami operator as the trace of the Hessian The riemannian volume density is coordinate independent

[F3]

Under the declared choice assumptions, for a real u∈H1(Ω) on a Euclidean open set and a real k, the positive-part truncation (u−k)+ has weak gradient D(u−k)+=1{u>k}Du and zero gradient almost everywhere on {u≤k}. For η∈Cc∞(Ω), the nonnegative test η2(u−k)+ is admissible in a local divergence inequality with locally square-integrable source, and its gradient is 2η(u−k)+Dη+η2D(u−k)+. Positive-part truncation calculus and admissible cut-off weak tests

[F4]

Under Countable Choice every open cover of a smooth manifold has a subordinate smooth partition of unity: the functions are nonnegative, their supports lie in the respective cover members, and their sum is one. Applying this to a finite cover gives a finite family of smooth functions. Smooth partitions of unity exist on manifolds

[F5]

The Euclidean boundary-extension Hölder class C2,α(Ω‾), with 0<α<1, requires continuous extensions of the coordinate derivatives through order two and a finite second-order Hölder seminorm. Applying this definition on smaller interior and boundary chart patches gives the local convention in the Statement; in particular the order-zero representative is continuous up to the boundary. Hölder spaces C^k,α, closure and interior scaled norms, and C^k,α domains

Proof

Given: The hypotheses in the Statement and the conventions in Facts & Assumptions.

Proof technique: direct.

1.1F2givenalgebra

At an interior chart point p, replace w by its quadratic Taylor polynomial P in that chart. The metric dual of dw has components hij∂jw; its first derivatives depend only on the derivatives of w through order two. Consequently its covariant derivative and trace at p agree with those of grad⁡hP. Applying the smooth formulas of [F2] to P proves Δhw=m−1∂i(Aij∂jw) at p, with Aij=mhij, since the right side also depends only on that same two-jet. Thus the classical hypothesis gives −∂i(Aij∂jw)+mVw≤0 throughout the chart. Multiply by any nonnegative φ∈Cc∞ of the chart and integrate. Integration of the derivative of the compactly supported C1 product Aij∂jw φ, first in the ith coordinate, gives ∫(Aij∂jw ∂iφ+mVwφ) dx≤0 by the fundamental theorem of calculus. No derivative of V is taken.

1.2F1F4givenconstruct

Fix ϵ>0 and put z=(w−ϵ)+, K={w≥ϵ} and K′={w≥ϵ/2}, taking these closed sets in D‾. They are compact subsets of D because the boundary values are nonpositive; in particular supp⁡z⊆K. If K is empty there is nothing to prove for this ϵ. Otherwise cover K′ by finitely many relatively compact interior coordinate balls U1,…,UN, whose closures lie in larger interior charts, and set U0=D∖K′. By [F1] and [F4], this finite open cover of the smooth manifold D has a subordinate partition ϕ0,…,ϕN. Define ηj=ϕj/(∑ℓ=0Nϕℓ2)1/2. The denominator is positive everywhere. Each ηj is smooth, ∑j=0Nηj2=1, and, for j≥1, supp⁡ηj is compactly contained in Uj. On the open neighborhood {w>ϵ/2} of K, η0=0, so ∑j=1Nηj2=1 and ∑j=1N2ηj dηj=0 there.

2.1F1F2F3step 1.1step 1.2algebra

On each Uj, j≥1, the coordinate representative of w is in H1: w and its first derivatives are bounded on its compact closure in the larger chart, and the coordinate ball has finite measure. The source −mVw is locally bounded and hence locally square integrable. Thus [F3] extends the weak inequality of step 1.1 to the nonnegative test ηj2z, with Dz=1{w>ϵ}Dw and D(ηj2z)=ηj2Dz+2ηjzDηj. The coefficients are bounded on the test support. Rewrite these chart integrals using the density in [F2] and sum over j=1,…,N. Since z and Dz vanish off K up to null sets, the two sum identities of step 1.2 cancel the cross terms and give ∫D∣∇z∣h2 dμh+∫DVwz dμh≤0.

3.1F2F3F5step 1.2step 2.1givenalgebra∎

Both integrands in step 2.1 are nonnegative, since V≥0 and w>ϵ wherever z>0. Hence ∇z=0 almost everywhere. On the open set {w>ϵ}, [F3] identifies this gradient with that of the C2 function w. Continuity of ∇w and positivity of the volume density therefore give ∇w=0 everywhere on that open set. On every coordinate ball contained in it, the fundamental theorem of calculus along segments shows that w is constant. Thus w=c>ϵ on each connected component G of {w>ϵ}. If p is in the closure of G relative to D, continuity gives w(p)=c>ϵ; a small connected coordinate ball about p in {w>ϵ} meets G, so p∈G. Thus G is both open and closed in D and is a whole connected component of D. Its closure meets ∂D, where continuity would give w=c>ϵ, contrary to the boundary condition. Hence no such G exists, and w≤ϵ. Letting ϵ decrease to zero proves w≤0. The empty-domain case is vacuous; a nonempty zero-dimensional domain cannot satisfy the component-boundary hypothesis. Finally [F5] gives the stated C2,α(D‾) consequence. Only local boundedness and nonnegativity of the continuous potential were used in the argument.

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