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A sufficiently long focal-free boundary segment contradicts negative outgoing expansion

Statement

Work in ZFC. Use the full data and hypotheses of the source-normal null-generator construction on the smooth globally hyperbolic time-oriented Lorentzian four-manifold (E,g,N) of signature (−,+,+,+), with compact spacelike source A⊂τ−1(0) and earliest cylinder contact pR. Identify A=Sϵ with the source graph in the outward affine-normalization lemma and assume that lemma's full hypotheses on the same exterior and segment, including pR∉K. Let γ:[0,ℓ]→E be the generator from A to pR supplied by the source-normal construction, after the positive affine rescaling supplied by the normalization lemma. Thus its initial tangent is exactly the smooth outgoing null field Lϵ at its source point.

Suppose δ∗>0, the outgoing source expansion in this gauge satisfies θLϵ≤−δ∗, the affine length satisfies ℓ>2/δ∗, and Ric⁡(γ˙,γ˙)≥0 along the segment. Then the source-normal focal exclusion and Raychaudhuri are incompatible. The requisite local normal geodesic family exists through the focal bound because this finite segment exists beyond it; no null-completeness assumption is used.

Facts & Assumptions

[F1]

Under its full hypotheses, the source-normal generator construction supplies this segment from A to its earliest contact pR, with no focal point to A strictly before pR, measured from A toward pR. Its positive affine reparametrizations preserve that focal exclusion. Time reversal supplies a source-normal generator without interior source focal points

[F2]

The affine source scale is exactly the outgoing null field for which the negative expansion bound is supplied. The surviving source-normal ray has the outgoing affine normalization

[F3]

Null Raychaudhuri gives a focal point by two divided by the absolute negative initial expansion if the smooth normal congruence exists through that parameter. Null optical comparison with affine and screen conventions

[F4]

For the metric-selected connection on a smooth time-oriented Lorentzian four-manifold, the maximal geodesic parameter interval is open and the geodesic evaluation domain is open with smooth evaluation. In particular, nearby initial data have a common smooth flow through any compact parameter interval of an existing segment. The geodesic initial-value problem and the exponential map of the metric-selected connection

[F5]

Focal points are loss of rank of the normal screen Jacobi map. Null expansions, screen quotients and focal data

[F6]

The metric-selected connection is metric-compatible and torsion-free: Xg(Y,Z)=g(∇XY,Z)+g(Y,∇XZ) and ∇XY−∇YX=[X,Y]. Its coordinate coefficients are symmetric in their two lower indices. The supplier has domain mathematics. Metric compatibility, torsion freedom and the metric-selected connection class

[A1]

Work in ZFC, including the countable and dependent choice required by the invoked geodesic, compactness and causal interfaces. The Axiom of Choice

Proof

Given: The assumptions in the Statement.

Goal: Establish the stated conditional claim.

1.1A1F2F4F6givenconstructalgebra

Let a=γ(0) and use the smooth outgoing null normal field Lϵ on a surface neighborhood of a in A. The existing affine segment and its endpoint in the smooth open spacetime belong to a maximal geodesic defined on an open interval containing [0,ℓ]. By [F4], openness of the flow domain and compactness of this parameter interval give a common surface neighborhood U of a and an open interval J⊃[0,ℓ] on which F(y,λ)=γy,Lϵ(y)(λ) is smooth. Its central generator is the given γ by uniqueness. Every parameter curve is affine, and metric compatibility gives ∂λg(L,L)=2g(∇LL,L)=0, where L=∂λF. Its initially nonzero future null tangent therefore remains future null; it cannot vanish at a later time by geodesic uniqueness.

2.1F2F3F5F6step 1.1algebra

For a source-coordinate variation let V=∂sF. The parameter derivatives commute. In any ambient chart, the mixed second derivatives of F agree and the symmetric connection coefficients in [F6] give DλV=DsL along the map, including at rank loss. Since DλL=0, metric compatibility yields ∂λg(L,V)=g(L,DλV)=g(L,DsL)=12∂sg(L,L)=0. The initial value is zero because Lϵ is normal to A, so every variation field is orthogonal to L. Before screen rank loss, the two source variation fields are independent modulo L; together with the nonzero L they span the three-dimensional space L⊥. Thus the family is locally an immersed null hypersurface congruence on the regular interval, as required by [F3]. Its initial optical expansion is precisely θLϵ by [F2] and [F5].

3.1F1F3F5step 1.1step 2.1givencontradiction∎

Apply [F3] with nonnegative null Ricci curvature and θ(0)=θLϵ(a)≤−δ∗<0. It forces a focal instant no later than 2/∣θ(0)∣≤2/δ∗<ℓ. This is strictly before the endpoint, contradicting [F1]. The smooth normal geodesic family is defined through that bound by step 1.1 and has the required null hypersurface structure wherever its screen map is regular by step 2.1; no existence past the bound was inferred from the focusing inequality.

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