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Metric compatibility, torsion freedom and the metric-selected connection class

Definition

Let (M,g,N) be a time-oriented smooth Lorentzian four-manifold (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model) and let ∇ be an affine connection on M (Affine connection on a smooth manifold). Smooth vector fields are smooth sections of the tangent bundle (A smooth vector field is a smooth section of the tangent bundle); as there, their use rests on the canonical smooth structure of TM, which assumes the axiom ACω of The Axiom of Countable Choice (ACω). This is the only use of that axiom in this definition.

(a) Metric compatibility. The connection ∇ is g-compatible, or compatible with the metric g, when for all smooth vector fields X,Y,Z on M the identity of smooth functions

X(g(Y,Z))=g(∇XY,Z)+g(Y,∇XZ)

holds on M. Here g(Y,Z) is the smooth function p↦gp(Yp,Zp) and X acts on functions as a derivation; the identity uses only the action of ∇ on vector fields and requires no extension of ∇ to tensor fields. When such an extension is available, this identity is the statement ∇Xg=0, and the compatibility of ∇ with the inverse metric g−1 follows; neither statement is part of this definition.

(b) Torsion freedom. The torsion of ∇ is the tangent-valued 2-tensor T(X,Y)=∇XY−∇YX−[X,Y] of Torsion tensor of an affine connection, with bracket as in The Lie bracket of smooth vector fields. The connection is torsion-free when T(X,Y)=0 for all smooth X,Y, that is, when ∇XY−∇YX=[X,Y] identically.

(c) Metric-selected connections. A metric-selected connection for (M,g) is an affine connection on M that is both torsion-free and g-compatible. Equivalently, it is an element of the class

LC⁡(M,g):={∇:∇ is an affine connection on M, ∇ is torsion-free and g-compatible}.

The name records that the pair of conditions selects the connection out of all affine connections; it is the pair of conditions imposed on the connection that conventional general relativity uses, and the connection so selected is called the Levi–Civita connection of g.

(d) Intrinsic construction before physical use. For smooth local vector fields define the Koszul expression

K(X,Y,Z):=Xg(Y,Z)+Yg(Z,X)−Zg(X,Y)+g([X,Y],Z)+g([Z,X],Y)−g([Y,Z],X).

Define ∇XgY by 2g(∇XgY,Z)=K(X,Y,Z) for every smooth local Z. The proof below establishes existence, smoothness, the affine-connection rules, metric compatibility, torsion freedom and uniqueness; it uses symmetry and nondegeneracy, not positive definiteness. Thus LC⁡(M,g) has this unique element, called the Levi–Civita connection of g. The later nondegenerate-metric theorem retains its fuller tensor-derivative statement. Its Christoffel symbols in any chart are defined by ∇∂bg∂c=Γabc∂a (Christoffel symbols of an affine connection) and obey

Γabc=12gad(∂bgdc+∂cgbd−∂dgbc),a,b,c,d=0,1,2,3.

(e) Basic curvature and contractions. The curvature of this connection is the operator of Curvature of an affine connection, with the fixed sign convention

Rg(X,Y)Z:=∇Xg∇YgZ−∇Yg∇XgZ−∇[X,Y]gZ.

The general affine-connection theorem Curvature is a type (1,3) tensor proves that it depends pointwise only on X,Y,Z and is a smooth tensor. Define its chart components by Rg(∂c,∂d)∂b=Rabcd∂a. Define the Ricci tensor and scalar curvature pointwise by

Ric⁡p(v,w):=tr⁡(z↦Rpg(z,w)v),S(p):=tr⁡(♯p∘Ric⁡p♭),Ric⁡p♭(v):=Ric⁡p(v,⋅).

Here ♯ is the inverse metric isomorphism and traces are the basis-independent trace of The basis-independent trace of an endomorphism of a finite-dimensional vector space. Equivalently, Ric⁡bd=∑aRabad and S=∑b,dgbdRic⁡bd, all sums from 0 through 3. These are well-defined smooth fields by finite contraction of the smooth components of Rg and g−1; basis independence follows from the trace and the intrinsic maps just defined. No symmetry identity or field equation is assumed here. Lowering the curvature output gives Rabcd=gaeRebcd, so the definitions agree with the full later curvature item, which proves the remaining symmetries and coordinate formulas.

Remarks

  • Construction and richer continuation. Clauses (a)-(c) define the two selecting conditions; the proof below independently constructs their unique common solution. The later nondegenerate-metric theorem proves the full extension to tensor derivatives, contraction compatibility and preservation of both metric pairings. No conclusion is assumed from the name of the class. The companion component lemma proves the chartwise equivalences.

  • The two conditions constrain different data. In a chart, torsion freedom is the symmetry Γabc=Γacb of the connection coefficients, a condition on the connection alone, while g-compatibility is the differential identity ∂agbc=Γdabgdc+Γdacgbd relating the coefficients to the metric; both equivalences are proved in a companion lemma on this page. The framework adopts a metric-selected connection as part of its geometric structure; that adoption is a physical postulate of the classical model, recorded with the framework postulates, and the proof below establishes that the class has exactly one element. Its later extension theorem retains the richer tensor-derivative claims.

Facts & Assumptions

Given: The smooth Lorentzian data (M,g,N) of the Definition and smooth local vector fields X,Y,Z.

[F1]

Coordinate vector fields commute (Coordinate vector fields commute). The bracket is smooth and obeys [X,fY]=f[X,Y]+X(f)Y and [fX,Y]=f[X,Y]−Y(f)X (The Lie bracket of smooth vector fields, Leibniz rules for the Lie bracket with function multiples).

[F2]

Nondegeneracy identifies vectors with covectors by g, with inverse components gab smooth and satisfying gacgcb=δab (The inverse metric, musical isomorphisms and index raising, Smoothness and transformation of the inverse-metric components). Coordinate derivations form a basis, and smoothness of a field is equivalent to smoothness of its coordinate components (Coordinate derivations form a basis of the tangent space, Smoothness of a vector field is equivalent to smooth coordinate components).

[F3]

The affine-connection rules and torsion are those of Affine connection on a smooth manifold and Torsion tensor of an affine connection; metric compatibility is (a) above.

[F4]

The curvature operator of any smooth affine connection is a smooth pointwise trilinear tensor, with no metric or torsion hypothesis (Curvature of an affine connection, Curvature is a type (1,3) tensor).

Proof

1.1F1algebra

Expand the six terms of K using [F1] and the derivation product rule. In K(fX,Y,Z) the Y(f)g(Z,X) and −Z(f)g(X,Y) contributions cancel the terms −Y(f)g(X,Z) and Z(f)g(X,Y) from the brackets, so K(fX,Y,Z)=fK(X,Y,Z). In K(X,Y,fZ) the contributions X(f)g(Y,Z) and Y(f)g(Z,X) cancel those from [fZ,X] and [Y,fZ], giving K(X,Y,fZ)=fK(X,Y,Z). In K(X,fY,Z) the two surviving X(f)g(Y,Z) contributions give K(X,fY,Z)=fK(X,Y,Z)+2X(f)g(Y,Z). Additivity and real homogeneity in all slots are termwise.

2.1step 1.1F1F2F3algebra

On any chart put V=12∑a,b=03gabK(X,Y,∂b)∂a. This is smooth by [F1]-[F2] and smoothness of the pairings g(X,Y). Inserting Z=∂c gives 2g(V,∂c)=K(X,Y,∂c) by the inverse-matrix identity; function-linearity in Z from step 1.1 and the coordinate basis then give 2g(V,Z)=K(X,Y,Z) for every Z. Two such local fields agree on an overlap by nondegeneracy, so all these local definitions patch uniquely, without a choice of a global family of frames, to ∇XgY. Step 1.1 and nondegeneracy transfer the three affine-connection rules to ∇g.

3.1step 2.1F1F2F3algebra

By metric symmetry and bracket skew-symmetry, expanding and cancelling terms gives K(X,Y,Z)−K(Y,X,Z)=2g([X,Y],Z) and K(X,Y,Z)+K(X,Z,Y)=2Xg(Y,Z). Together with step 2.1 and nondegeneracy, these are respectively ∇XgY−∇YgX=[X,Y] and g(∇XgY,Z)+g(Y,∇XgZ)=Xg(Y,Z). Thus the constructed connection is torsion-free and metric-compatible.

4.1step 2.1step 3.1F1F2F3algebra

For any other torsion-free metric-compatible ∇′, substitute the compatibility identity into the three derivatives in K and substitute [X,Y]=∇X′Y−∇Y′X into its three brackets. Metric symmetry cancels all pairings except two copies of g(∇X′Y,Z); hence 2g(∇X′Y,Z)=K(X,Y,Z), and nondegeneracy identifies ∇′ with step 2.1. On coordinate fields the brackets vanish and this same identity gives 2gadΓdbc=∂bgca+∂cgba−∂agbc; multiply by the inverse matrix to obtain the displayed Christoffel formula.

5.1step 4.1F2F4algebra∎

The constructed smooth affine connection satisfies the hypotheses of [F4], so Rg is pointwise well defined and smooth. The map z↦Rpg(z,w)v is a linear endomorphism depending bilinearly on v,w; its intrinsic trace therefore gives a basis-independent covariant two-tensor. In a chart its finite trace is Ric⁡bd=∑aRabad. Composing its covector map with ♯ gives a smooth endomorphism, whose trace is S=∑b,dgbdRic⁡bd. Their smoothness follows from these finite sums of smooth components. The same inverse-matrix identity gives ∑a,cgacRabcd=∑cRcbcd=Ric⁡bd, confirming the later component convention. All constructions therefore require no further assumptions or physical premises.

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