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Exterior Dirichlet parametrix and compact decaying potentials

Statement

Let (Σ,h) be the smooth three-dimensional exterior with compact smooth boundary of the weighted exterior definition, 0<α<1, h−δ∈C−13,α and −1<β<0. The scalar Dirichlet Laplacian Δh:Xβ→Yβ is Fredholm of index zero. Multiplication by any real V∈C−42,α is compact from Xβ to Yβ. Hence Δh−V is Fredholm of index zero. No sign assumption on V is required for this index assertion. The smooth compact inner boundary is included in the construction; no restriction on its number of components or on the topology of the compact core is imposed.

Facts & Assumptions

Given: the hypotheses in the Statement; work in ZFC.

Goal: prove the Statement.

[F2]

Fredholm means finite-dimensional kernel and cokernel and closed range between Banach spaces. Fredholm and Banach continuation interfaces

[F3]

The scalar Laplacian on the end component has a bounded inverse obtained by compact-boundary exhaustion; Proof 4.1 of this supplier proves completeness of its end-component spaces. Scalar exterior inverse from exhaustion and uniform annular estimates

[F4]

There are finitely many extra compact components. Proof 2.1 of this supplier proves their Hölder spaces are Banach and their nonempty-boundary Dirichlet inverses are bounded; Proof 4.1 gives the bounded mean-zero Green inverse on each closed component, and Proof 5.1 identifies its kernel and range. Compact extra components contribute index zero

[F5]

Potential multiplication is compact at the stated orders and weights. Compact multiplication by a faster-decaying potential

[F6]

A compact perturbation preserves Fredholmness and index. Fredholm index is stable under compact perturbations

Proof

Given: the hypotheses in the Statement; work in ZFC.

Goal: prove the Statement.

[F2] Fredholm means finite-dimensional kernel and cokernel and closed range between Banach spaces. Fredholm and Banach continuation interfaces

[F3] The scalar Laplacian on the end component has a bounded inverse obtained by compact-boundary exhaustion; Proof 4.1 of this supplier proves completeness of its end-component spaces. Scalar exterior inverse from exhaustion and uniform annular estimates

[F4] There are finitely many extra compact components. Proof 2.1 of this supplier proves their Hölder spaces are Banach and their nonempty-boundary Dirichlet inverses are bounded; Proof 4.1 gives the bounded mean-zero Green inverse on each closed component, and Proof 5.1 identifies its kernel and range. Compact extra components contribute index zero

[F5] Potential multiplication is compact at the stated orders and weights. Compact multiplication by a faster-decaying potential

[F6] A compact perturbation preserves Fredholmness and index. Fredholm index is stable under compact perturbations

Proof technique: direct.

1.1F1F3F4

Write Σ0 for the end component and M1,…,Mm for the finitely many compact components supplied by [F4]. The spaces X0,Y0 on Σ0 are Banach by [F3], Proof 4.1, and the compact-component spaces Xj,Yj are Banach by [F4], Proof 2.1, at orders four and two respectively. Here Xj has zero trace when ∂Mj≠∅. Restriction identifies Xβ and Yβ with these finite direct sums, with equivalent norms: the annular term involves only Σ0, and the compact terms are finite chart norms. Smooth coordinate transitions compare these compact norms by the chain and product rules. Restriction decreases each chart supremum and seminorm; conversely, pairs lying in different components of a fixed compact chart subset have positive Euclidean separation, so their Hölder quotients are bounded by derivative suprema. Thus the full norm and the sum of the component norms bound each other by fixed constants. A Cauchy sequence in either full space is therefore Cauchy in each component space, has component limits there, and converges in the finite sum norm and hence in the original norm. The component limits glue across the disjoint open-and-closed components and preserve the zero boundary values. This proves completeness of both full-exterior spaces.

2.1F1F3F4step 1.1

Let Hj denote the mean-zero inverse of Δh on a closed component Mj. The estimate ∥Hjf∥C4,α(Mj)≤Cj∥f∥C2,α(Mj) for mean-zero f is proved in [F4], Proof 4.1; it is not inferred merely from a kernel-and-range assertion. Put Pjf=μh(Mj)−1∫Mjf dμh, viewed as a constant function. Since ∣Pjf∣≤∥f∥C0(Mj), this is a bounded projection at both relevant Hölder orders. Use Hj(I−Pj) as the closed-component block of G, the bounded compact Dirichlet inverse on each nonempty-boundary compact component, and the bounded end inverse on Σ0. The finite sum and step 1.1 make G:Yβ→Xβ bounded. The same componentwise reasoning makes Δh:Xβ→Yβ bounded. The inverse identities on each component give ΔhG=IYβ−ΠY and GΔh=IXβ−ΠX, where ΠX,ΠY apply Pj on closed components and vanish elsewhere. They are bounded finite-rank projections.

3.1F2F4step 1.1step 2.1

Let q be the number of closed compact components. Their constants are in the Laplacian kernel, and GΔh=I−ΠX implies that these are the entire kernel. The closed-component range assertion in [F4] gives ΠYΔh=0, while ΔhG=I−ΠY shows every element of ker⁡ΠY lies in the range. Hence ran⁡Δh=ker⁡ΠY, a closed subspace. The kernel and cokernel both have dimension q, since ΠX and ΠY project onto the q independent closed-component constants. Together with boundedness and the Banach property this proves Fredholmness and index zero, with all inner-boundary conditions retained.

4.1F5F6step 1.1step 3.1∎

Multiplication by V is a compact bounded linear map by [F5]. Step 1.1 establishes the Banach hypotheses on the full exterior, including its compact components, and step 3.1 establishes Fredholmness of the bounded Dirichlet Laplacian. Apply [F6] to this operator and the compact map −MV, where MVu=Vu. The operator Δh−V is Fredholm with the same index zero. No sign assumption on V was used. This proves all assertions.

Source notes

The proof composes the existing scalar exhaustion inverse with the compact-block construction. In the latter, Proof 2.1 proves compact Hölder completeness and the bounded Dirichlet inverse, and Proof 4.1 proves the mean-zero Green estimate used here. The finite-component argument above completes the full-exterior Banach-space check. No weighted vector-operator theorem is used.

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