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Compact multiplication by a faster-decaying potential
Statement
Work in ZFC. Let be the smooth three-dimensional exterior with compact smooth boundary and fixed weighted norms, let and , and put and . For every real , multiplication is a bounded compact linear map from to .
The same assertion holds with finitely many compact extra components, with the following precise conventions. Let be compact smooth three-manifolds, each with possibly empty smooth boundary, where . On each fix finitely many coordinate balls or boundary half-balls whose closures lie in larger charts and whose relative interiors cover . Define by regularity up to the boundary and finite ordinary norm on these closed patches, and use the sum of their coordinate derivative suprema through order and order- Hölder seminorms as its norm. Put , with no boundary restriction when , and . Given real , componentwise multiplication by is compact from to , with the sum norm on each finite direct sum.
Facts & Assumptions
Given: the hypotheses and norm conventions in the Statement; work in ZFC.
Goal: prove both compactness assertions.
The exterior, weighted annular norms and Dirichlet spaces are those of the weighted exterior definition. Weighted exterior elliptic domains and admissible weights
For real normed spaces, a linear map is compact exactly when the image of every bounded set has compact closure in the target norm metric. Compact linear operator
On a compact metric space, an equicontinuous pointwise bounded family of real continuous functions has compact closure in the supremum metric, assuming Countable Choice and Dependent Choice. Arzelà--Ascoli for real C(K) under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded
On every bounded nonempty Euclidean open set, the finite-norm boundary-extension class is Banach under Countable Choice. This includes balls, half-balls and annuli; no smoothness of the boundary is needed for this closure-class assertion. The closure Hölder spaces are Banach spaces
Ordinary Hölder norms, scaled derivative norms and boundary-extension classes use the declared Euclidean conventions. Hölder spaces C^k,α, closure and interior scaled norms, and C^k,α domains
ZFC includes the Axiom of Choice, hence supplies the Countable Choice and Dependent Choice used in local completeness, subsequence extraction and metric compactness. The Axiom of Choice AC implies DC implies countable choice
For metric spaces, sequential compactness and compactness are equivalent under Countable Choice and Dependent Choice. For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice
For components with empty boundary use the smooth-manifold convention; for those with nonempty boundary use smooth boundary atlases with transitions smooth in the local-extension sense. Smooth manifolds and their smooth charts Smooth charts, atlases, and structures with boundary
Proof
Given: the hypotheses and norm conventions in the Statement; work in ZFC.
Goal: prove both compactness assertions.
[F1] The exterior, weighted annular norms and Dirichlet spaces are those of the weighted exterior definition. Weighted exterior elliptic domains and admissible weights
[F2] For real normed spaces, a linear map is compact exactly when the image of every bounded set has compact closure in the target norm metric. Compact linear operator
[F3] On a compact metric space, an equicontinuous pointwise bounded family of real continuous functions has compact closure in the supremum metric, assuming Countable Choice and Dependent Choice. Arzelà--Ascoli for real C(K) under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded
[F4] On every bounded nonempty Euclidean open set, the finite-norm boundary-extension class is Banach under Countable Choice. This includes balls, half-balls and annuli; no smoothness of the boundary is needed for this closure-class assertion. The closure Hölder spaces are Banach spaces
[F5] Ordinary Hölder norms, scaled derivative norms and boundary-extension classes use the declared Euclidean conventions. Hölder spaces C^k,α, closure and interior scaled norms, and C^k,α domains
[F6] ZFC includes the Axiom of Choice, hence supplies the Countable Choice and Dependent Choice used in local completeness, subsequence extraction and metric compactness. The Axiom of Choice AC implies DC implies countable choice
[F7] For metric spaces, sequential compactness and compactness are equivalent under Countable Choice and Dependent Choice. For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice
Proof technique: direct.
Write for the parenthesized scaled annular quantity in the weighted norm. Leibniz' rule and give the ordinary product bound. Lower-derivative Hölder seminorms are controlled by suprema of the next derivatives on balls and half-balls; a finite cover and the bound for pairs separated by a fixed positive distance give the same estimates on the unit annulus. Rescaling therefore gives and hence for all , with independent of and . The finite compact-core norms satisfy the same unweighted product bound. On each the fixed chart norms likewise give . These bounds prove that the componentwise linear map is bounded and well-defined.
Take any sequence bounded in the stated domain. The weighted bounds control all coordinate derivatives through order four on compact chart patches: use the finite core cover, finitely many annuli on any bounded end region, and bounded smooth chart-transition derivatives on compact overlaps. On compact extra components this follows directly from their fixed norms. For each patch use smaller closed balls or half-balls inside larger charts. Bounds through order four make the derivatives through order three equicontinuous and bounded, so Ascoli and a diagonal extraction give a subsequence for which these derivatives converge uniformly on a countable exhaustion. Include the bounded end-coordinate annuli for an increasing sequence of in this extraction: finitely many overlapping control each such annulus, and derivative bounds give continuous extensions to its closure. This also controls pairs approaching its artificial inner sphere . For a difference of two terms, the near-pair mean-value estimate and the far-pair supremum estimate on a convex patch give ; a finite patch cover handles each annulus. Thus the subsequence is Cauchy in the ordinary norm on every such patch and bounded end annulus. Local completeness supplies genuine limits. Their function values agree on overlaps by uniform convergence, so they glue on and each . Multiplication by the fixed potentials is continuous in these local norms by step 1.1, giving glued local limits of and of .
Let bound the exterior input norms along this subsequence and set . For every fixed , pass to the limit in each derivative-value bound and each two-point Hölder bound from step 1.1. Taking the same suprema, maxima and finite sums gives . The compact-core norm of is finite by its local regularity. Consequently , and the same finite-chart argument gives . This constructs limits inside the specified targets without assuming completeness of a weighted space.
For , the two bounds for and give . For , all the annuli lie in the bounded end-coordinate region , and the powers of in their scaled norms are uniformly bounded because . Step 2.1 therefore makes the supremum of these remaining annular terms tend to zero. The compact-core norm tends to zero as well: a finite smaller-chart cover handles near pairs in each fixed core subset, and uniform convergence handles pairs a fixed distance apart. Choose first to make small, and then choose to make the bounded-region terms small. This proves in the full norm. On the finitely many the local convergence from step 2.1 gives convergence in each full norm, hence convergence in the finite direct-sum target norm.
Every sequence in the image of a bounded domain set now has a subsequence converging in the target. The closure of that image is sequentially compact: for a sequence in the closure choose image points with target distance less than from ; a convergent subsequence of gives a subsequence of with the same limit, which lies in the closure. The metric compactness equivalence makes this closure compact. This is the required compactness, both for the exterior alone and for the finite direct sum.
Depends on
- Weighted exterior elliptic domains and admissible weights
- Compact linear operator
- Arzelà--Ascoli for real C(K) under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded
- Hölder spaces C^k,α, closure and interior scaled norms, and C^k,α domains
- The closure Hölder spaces are Banach spaces
- The Axiom of Choice
- AC implies DC implies countable choice
- For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice
- Smooth manifolds and their smooth charts
- Smooth charts, atlases, and structures with boundary
Dependency tree · 2 levels
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