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A progressive map with no fixed point, on a poset that is not chain-complete

Statement refuted

Refuted claim: the chain-completeness hypothesis of the Bourbaki–Witt fixed point theorem is decoration, that is every progressive map f:PPf : P \to P on a poset has a fixed point (Bourbaki–Witt fixed point theorem, Chain-complete poset).

The witness is (N,)(\mathbb{N}, \le) (Order on the natural numbers) with the successor map f(n)=σ(n)=n+1f(n) = \sigma(n) = n + 1. It is progressive, and it has no fixed point at all. There is no conflict with Bourbaki–Witt, because (N,)(\mathbb{N}, \le) is not chain-complete: N\mathbb{N} is a chain (Chain in a poset) with no upper bound in N\mathbb{N} ((N,)(\mathbb{N}, \le) has no maximal element: Zorn's chain hypothesis fails), hence with no least upper bound (Upper bound, least upper bound, and strict upper bound).

Facts & Assumptions

Given: N\mathbb{N} with the order mn    kN (m+k=n)m \le n \iff \exists k \in \mathbb{N}\ (m + k = n) (Order on the natural numbers) and addition satisfying m+0=mm + 0 = m and m+σ(n)=σ(m+n)m + \sigma(n) = \sigma(m + n) (Addition of natural numbers), together with the map f:NNf : \mathbb{N} \to \mathbb{N} given by f(n)=σ(n)f(n) = \sigma(n).

[L1]

\le is a linear order on N\mathbb{N} (\le is a linear order on N\mathbb{N}).

[L2]

nσ(n)n \ne \sigma(n) for every nNn \in \mathbb{N} (No natural number equals its own successor).

[L3]

A map is progressive when xf(x)x \le f(x) for every xx, and a poset is chain-complete when every chain has a least upper bound (Chain-complete poset).

[L4]

A least upper bound of SS is in particular an upper bound of SS (Upper bound, least upper bound, and strict upper bound).

[L5]

N\mathbb{N} is a chain of (N,)(\mathbb{N}, \le) and it has no upper bound in N\mathbb{N} ((N,)(\mathbb{N}, \le) has no maximal element: Zorn's chain hypothesis fails, Chain in a poset).

[L6]

Bourbaki–Witt: a progressive map on a chain-complete poset has a fixed point (Bourbaki–Witt fixed point theorem).

Counterexample

technique · direct
1.1

ff is progressive: for every nn one has n+σ(0)=σ(n+0)=σ(n)n + \sigma(0) = \sigma(n + 0) = \sigma(n), so nσ(n)=f(n)n \le \sigma(n) = f(n).

givenL1L3
1.2

ff has no fixed point: f(n)=σ(n)nf(n) = \sigma(n) \ne n for every nNn \in \mathbb{N}.

givenL2
1.3

(N,)(\mathbb{N}, \le) is not chain-complete: N\mathbb{N} is one of its chains and has no upper bound in N\mathbb{N}, so it has no least upper bound either, a least upper bound being in particular an upper bound.

L3L4L5
2.1

So a progressive map on a poset can fail to have a fixed point, and the claim is refuted: progressivity alone buys nothing.

step 1.1step 1.2L3
2.2

No conflict with [L6] arises, because by step 1.3 the poset is not chain-complete, so Bourbaki–Witt has nothing to say about (N,)(\mathbb{N}, \le).

step 1.3L6
3.1

Chain-completeness is therefore exactly what Bourbaki–Witt is buying: drop it and the same theorem's other hypothesis, progressivity, is left standing beside a map with no fixed point.

step 2.1step 2.2

Remarks

  • The failure is sharp, and it is a missing supremum. Adjoin one element \infty above every natural number. The enlarged poset is chain-complete: a subset containing \infty has supremum \infty, a subset of N\mathbb{N} with an upper bound in N\mathbb{N} has a least one by The well-ordering principle, a subset of N\mathbb{N} with none has supremum \infty, and the empty chain has supremum 00. Extending ff by f()=f(\infty) = \infty keeps it progressive, and the fixed point Bourbaki-Witt promises is \infty, precisely the supremum that was missing. Any progressive map on the enlarged poset must fix \infty, since \infty is greatest.

  • Monotonicity is not the issue. The map f(n)=σ(n)f(n) = \sigma(n) is order preserving as well as progressive: σ(m)=m+σ(0)\sigma(m) = m + \sigma(0) and σ(n)=n+σ(0)\sigma(n) = n + \sigma(0) by the Given, and adding a fixed natural number preserves \le in both directions (Order is compatible with addition), so mnm \le n gives σ(m)σ(n)\sigma(m) \le \sigma(n). So this is not a case of a badly behaved map defeating the theorem; a perfectly well behaved map is defeated by the poset. Conversely Bourbaki–Witt fixed point theorem assumes no monotonicity at all, which is what lets Zorn's lemma apply it to a map built from an arbitrary choice function.

  • No iteration argument could have worked. Starting at 00 and iterating ff walks up N\mathbb{N} forever without converging, and the fixed point in Bourbaki-Witt is not reached by iterating: it is the supremum of the smallest set closed under ff and under suprema of its chains. When that supremum does not exist there is nothing to reach.

  • This is the same defect as in (N,)(\mathbb{N}, \le) has no maximal element: Zorn's chain hypothesis fails, read one notch higher up the scale of bounds. There the chain N\mathbb{N} had no upper bound, which is what Zorn's lemma asks of every chain; here the same chain has no least upper bound, which is what Bourbaki–Witt fixed point theorem asks of every chain through chain-completeness. A least upper bound is in particular an upper bound, so the first failure implies the second, and adjoining one top element repairs both at once.

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