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Over there is a nonconstant differentiable function with identically zero derivative, so Rolle and the mean value theorem both fail
Statement refuted
The notion of derivative used here is stated in full, and is not imported. Let be an ordered field, , and a point that is not isolated in , meaning that for every in there is with . Say is differentiable at with derivative when
and write . This is the ordinary difference-quotient condition, read entirely inside . Nothing below cites a definition of the derivative from elsewhere in this library, because there is none yet.
Refuted claim: over every ordered field , if with is differentiable at every point of (Sequences, convergence, Cauchyness, monotonicity, boundedness and closed intervals in an arbitrary ordered field), then
- (Rolle) implies for some , and
- (Mean value) for some .
The witness is and with
is well defined on because no rational squares to (FALSE: some rational number squares to 2). It is locally constant, hence differentiable everywhere on with , and it is not constant, since and ; that refutes clause 2. And satisfies while for every ; that refutes clause 1.
Facts & Assumptions
Given: The ordered field ; ; the functions and above.
is an ordered field (The rationals form a totally ordered field, The rationals as equivalence classes of pairs of integers, Ordered field); closed intervals are as in Sequences, convergence, Cauchyness, monotonicity, boundedness and closed intervals in an arbitrary ordered field.
No rational squares to (FALSE: some rational number squares to 2); consequently and for every , and is not a complete ordered field, since a complete one would contain a square root of (Square roots exist: a unique with ; the positives are , Complete ordered field (least-upper-bound property), The five completeness properties of an ordered field: least upper bound, monotone convergence, nested intervals, Bolzano-Weierstrass, and Cauchy completeness). This is step 1.1 and step 1.2 of On a closed interval of there is a continuous unbounded function, a bounded one with no maximum, and one without the intermediate value property.
Absolute value: , for , , and exactly when (Basic properties of the absolute value); powers (Integer powers , Monotonicity of and of ).
Order arithmetic: a positive element is invertible with positive inverse (Inverses of positives are positive, and reciprocation reverses order); for , if and only if (Sign rules for products and monotonicity of multiplication); adding a constant preserves the order and inequalities add (Order is preserved by adding a constant and by adding inequalities); and (Canonical naturals are positive and strictly increasing); the order is total and transitive (Ordered field).
Counterexample
Every has , so exactly one of , holds and is well defined on ; moreover and and , so and , and is not constant on .
For all one has .
No point of is isolated in : given and , let be the smaller of and , and take if and otherwise; then and .
is differentiable at every with . Put and . For with step 1.2 gives ; so if , that is , then , while if , that is , then . In either case , so the difference quotient is for every such with , and for every ; the same serves for every .
is differentiable at every with : with as in step 2.1, every with has , so the quotient is constantly near ; and , , .
The mean value clause fails for on : while for every , and .
The Rolle clause fails for on : is differentiable at every point of , , and yet for every .
So over the ordered field , on the closed interval , both clauses of the claim are false, and is an ordered field without the least-upper-bound property.
Remarks
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Where the classical proof breaks. Rolle's theorem is proved by taking a point where the function attains its maximum and showing the derivative vanishes there. Over the maximum need not exist: that is On a closed interval of there is a continuous unbounded function, a bounded one with no maximum, and one without the intermediate value property, proved on the same interval and by the same missing . So this counterexample is not independent of that one, it is its consequence for the differential calculus.
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A locally constant function need not be constant when the domain is disconnected, and is disconnected in exactly the way is: the sets and are disjoint, nonempty, cover , and each is open in the - sense. Over no such split of an interval exists, and that is the connectedness that the mean value theorem really rests on.
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The derivative here is genuinely a derivative, not a degenerate reading: the difference quotient is not merely small near , it is exactly for and exactly for on a whole punctured neighbourhood, so the limit exists in the strongest possible sense.
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This item does not use, and does not need, a general theory of differentiation. The difference-quotient condition is stated in the Statement refuted and every use of it above is a direct verification, so the item is self-contained and nothing here waits on a later page. As with On a closed interval of there is a continuous unbounded function, a bounded one with no maximum, and one without the intermediate value property, that is deliberate: the claim refuted is a claim about an arbitrary ordered field and is refuted over , so a derivative defined for real functions on subsets of would not apply to it. The condition above is the ordinary difference-quotient one read inside , and it specialises to the real-variable definition at .
Depends on
- On a closed interval of $\mathbb{Q}$ there is a continuous unbounded function, a bounded one with no maximum, and one without the intermediate value property
- Sequences, convergence, Cauchyness, monotonicity, boundedness and closed intervals in an arbitrary ordered field
- The five completeness properties of an ordered field: least upper bound, monotone convergence, nested intervals, Bolzano-Weierstrass, and Cauchy completeness
- The rationals as equivalence classes of pairs of integers
- The rationals form a totally ordered field
- Square roots exist: a unique $\sqrt{a} \ge 0$ with $(\sqrt{a})^2 = a$; the positives are $\{x^2 : x \neq 0\}$
- FALSE: some rational number squares to 2
- Integer powers $a^m$
- Monotonicity of $x \mapsto x^n$ and of $n \mapsto a^n$
- Basic properties of the absolute value
- Inverses of positives are positive, and reciprocation reverses order
- Sign rules for products and monotonicity of multiplication
- Order is preserved by adding a constant and by adding inequalities
- Canonical naturals are positive and strictly increasing
- Ordered field
- Complete ordered field (least-upper-bound property)
Used by
Nothing in the library uses this result yet.
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 83 results over 25 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- Rolle's theorem (Wikipedia) (standard reference, not scraped)
- Mean value theorem (Wikipedia) (standard reference, not scraped)
- J. Lebl, Basic Analysis I, §4.2 (standard reference, not scraped)