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The translation semigroup is not analytic
Statement refuted
Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) for the cited integral and semigroup suppliers.
On with , let be the right-translation semigroup (Continuous compactly supported functions are translation-continuous in , is dense in for ). Then is a strongly continuous semigroup of isometries, its generator is the derivative being the weak derivative (Weak derivative of a locally integrable function, Integer-order Sobolev spaces and their norms), and is not an analytic semigroup in the sense of Complex sector and bounded analytic semigroup. Two independent obstructions are recorded: (1) (range) for and every one has because a weak derivative of a translate would translate back to a weak derivative of ; but analytic semigroups satisfy for (Cauchy estimates for an analytic semigroup give generator power bounds); (2) (spectrum) , which meets every sector , so fails the sectorial resolvent condition (Sectorial operator with the semigroup sign convention); the bounded analytic semigroup characterization Sectorial resolvent characterisation of bounded analytic semigroups therefore rules out bounded analytic generation. The range obstruction in (1) rules out even an analytic semigroup extension. Countable Choice is inherited from the translation-continuity, density and Sobolev vocabulary (Continuous compactly supported functions are translation-continuous in , is dense in for , Integer-order Sobolev spaces and their norms); no further choice principle beyond Dependent Choice is used.
Refuted claim. A strongly continuous semigroup of isometries on generated by a first-order differential operator is analytic, at least after shrinking the sector. The right-translation semigroup is a semigroup of isometries whose generator is differentiation, yet no positive time maps all of into the domain , which analytic semigroups are required to do; independently, the imaginary-axis spectrum blocks every sectorial resolvent estimate.
Facts & Assumptions
Given: , with the quotient norm, the right-translation family in the convention of Translation of a function on , and the generator of Infinitesimal generator of a C0-semigroup.
For one has as , and is dense in (both assume Countable Choice) (Continuous compactly supported functions are translation-continuous in , is dense in for ).
is dense in in the Sobolev norm (assuming Countable Choice) (Compactly supported smooth functions are dense in W^{k,p}(R^n), Integer-order Sobolev spaces and their norms).
weakly means for every ; consists of the classes with weak derivative in (Weak derivative of a locally integrable function, Integer-order Sobolev spaces and their norms).
The norm is translation invariant, Lebesgue measure and measurability are translation invariant, and Fubini applies to absolutely integrable integrands on products of -finite spaces (The space as the quotient by null functions, Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation, Fubini's theorem for L^1 functions on a sigma-finite product).
A strongly continuous semigroup is a family with , and continuous orbits; its generator has domain consisting of the vectors with convergent right difference quotients (Strongly continuous semigroup, Infinitesimal generator of a C0-semigroup).
A bounded analytic semigroup of angle with generator satisfies and for every and (Cauchy estimates for an analytic semigroup give generator power bounds, Complex sector and bounded analytic semigroup).
is sectorial of angle at vertex only if ; the conditions (a)-(e) of the characterisation theorem are equivalent, so a sectorial operator generates a bounded analytic semigroup on each smaller sector (Sectorial operator with the semigroup sign convention, Sectorial resolvent characterisation of bounded analytic semigroups).
A strongly measurable curve is Bochner integrable exactly when the integral of its norm is finite, and the Bochner integral obeys the norm inequality (Bochner integrability criterion, Bochner integral norm inequality, Bochner-integrable function).
Counterexample
Strong continuity and isometries. Each is linear and, by translation invariance of the norm [L4], an isometry with ; the functional equation and are immediate, and the orbit of is continuous at by [L1]; for general and choose with by [L1] and estimate , so strong continuity extends to all of ; hence is a strongly continuous semigroup of isometries.
The generator is differentiation on . If the difference quotient of converges in to , then for every test function the substitution and translation invariance give (uniform convergence of the difference quotients of with compactly supported domination), so weakly and by [L3]; conversely for and one has while the shift inequality for follows from for smooth and extends by the density [L2]; given choose with , write , and estimate , so the limsup is and with ; hence .
The range obstruction. Translation commutes with weak differentiation: if and , then for every test function the identities show ; hence if for some , then is a translate of a function and lies in , a contradiction whenever ; such exist, for instance , whose would-be weak derivative must vanish a.e. off the two jump points by testing away from them, hence a.e. everywhere, which is incompatible with for a test function with ; therefore for every .
The translation semigroup is not analytic. If had any analytic extension, norm differentiability at would give for every . The generator definition [L5] would therefore put in , with no global sector bound required; [step 1.3] exhibits a vector with for every , while [step 1.2] identifies as the domain of the generator, so admits no analytic extension with generator , bounded or not.
The half-planes lie in the resolvent set. For and put and for put ; both are absolutely convergent Bochner integrals by [L8] because the isometries of [step 1.1] give , and the substitution (respectively ) with [L4] gives for every test function the identity in both cases, so with weak derivative , that is with as in [step 1.2]; conversely, for the same Fubini computation with the weak-derivative identity of [L3] gives for every test function , so ; hence with for every .
The imaginary axis lies in the spectrum. Fix , choose with and set for ; then by [step 1.2], and by the substitution in the Lebesgue integrals while , so the ratios tend to ; if lay in the bounded inverse would give the positive lower bound for all , a contradiction for large ; hence for every , that is .
The spectral obstruction and the conclusion. By [step 2.2] and [step 2.3] one has ; since the point has argument , it lies in for every , so no sector is contained in and [L7] rules out sectoriality of every positive exponent; the characterisation theorem [L7] therefore rules out generation of a bounded analytic semigroup, independently of the range obstruction of [step 2.1], which already excludes every analytic extension; the restriction is essential, since right translation is not strongly continuous on , and the argument uses no choice principle beyond Dependent Choice, which implies the Countable Choice required by the translation-continuity, density and Sobolev vocabulary.
Depends on
- Complex sector and bounded analytic semigroup
- Cauchy estimates for an analytic semigroup give generator power bounds
- Sectorial resolvent characterisation of bounded analytic semigroups
- Sectorial operator with the semigroup sign convention
- Strongly continuous semigroup
- Infinitesimal generator of a C0-semigroup
- Weak derivative of a locally integrable function
- Integer-order Sobolev spaces and their norms
- Continuous compactly supported functions are translation-continuous in $L^p$
- $C_c^\infty(\mathbb{R}^n)$ is dense in $L^p(\mathbb{R}^n)$ for $1 \le p < \infty$
- Compactly supported smooth functions are dense in W^{k,p}(R^n)
- The space $L^p(\mu)$ as the quotient by null functions
- Translation of a function on $\mathbb{R}^n$
- Fubini's theorem for L^1 functions on a sigma-finite product
- Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation
- Bochner-integrable function
- Bochner integrability criterion
- Bochner integral norm inequality
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
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Sources
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)