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The translation semigroup is not analytic

Statement refuted

Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain) for the cited integral and semigroup suppliers.

On X=Lp(R) with 1≤p<∞, let T(t)f:=f(⋅+t) be the right-translation semigroup (Continuous compactly supported functions are translation-continuous in Lp, Cc∞(Rn) is dense in Lp(Rn) for 1≤p<∞). Then (T(t))t≥0 is a strongly continuous semigroup of isometries, its generator is Af=f′withD(A)=W1,p(R)={f∈Lp(R):f′∈Lp(R)}, the derivative being the weak derivative (Weak derivative of a locally integrable function, Integer-order Sobolev spaces and their norms), and (T(t))t≥0 is not an analytic semigroup in the sense of Complex sector and bounded analytic semigroup. Two independent obstructions are recorded: (1) (range) for f∈Lp∖W1,p and every t>0 one has T(t)f∉D(A) because a weak derivative of a translate would translate back to a weak derivative of f; but analytic semigroups satisfy T(t)X⊆D(A) for t>0 (Cauchy estimates for an analytic semigroup give generator power bounds); (2) (spectrum) σ(A)=iR, which meets every sector Σπ/2+δ, so A fails the sectorial resolvent condition (Sectorial operator with the semigroup sign convention); the bounded analytic semigroup characterization Sectorial resolvent characterisation of bounded analytic semigroups therefore rules out bounded analytic generation. The range obstruction in (1) rules out even an analytic semigroup extension. Countable Choice is inherited from the Lp translation-continuity, density and Sobolev vocabulary (Continuous compactly supported functions are translation-continuous in Lp, Cc∞(Rn) is dense in Lp(Rn) for 1≤p<∞, Integer-order Sobolev spaces and their norms); no further choice principle beyond Dependent Choice is used.

Refuted claim. A strongly continuous semigroup of isometries on Lp(R) generated by a first-order differential operator is analytic, at least after shrinking the sector. The right-translation semigroup is a semigroup of isometries whose generator is differentiation, yet no positive time maps all of Lp into the domain W1,p, which analytic semigroups are required to do; independently, the imaginary-axis spectrum blocks every sectorial resolvent estimate.

Facts & Assumptions

Given: 1≤p<∞, X=Lp(R) with the quotient Lp norm, the right-translation family T(t)f=f(⋅+t) in the convention of Translation of a function on Rn, and the generator (A,D(A)) of Infinitesimal generator of a C0-semigroup.

[L1]

For f∈Cc(R) one has ∥τhf−f∥p→0 as h→0, and Cc∞(R) is dense in Lp(R) (both assume Countable Choice) (Continuous compactly supported functions are translation-continuous in Lp, Cc∞(Rn) is dense in Lp(Rn) for 1≤p<∞).

[L2]

Cc∞(R) is dense in W1,p(R) in the Sobolev norm (assuming Countable Choice) (Compactly supported smooth functions are dense in W^{k,p}(R^n), Integer-order Sobolev spaces and their norms).

[L3]

v=D1u weakly means ∫Ruφ′=−∫Rvφ for every φ∈Cc∞(R); W1,p(R) consists of the Lp classes with weak derivative in Lp (Weak derivative of a locally integrable function, Integer-order Sobolev spaces and their norms).

[L4]

The Lp norm is translation invariant, Lebesgue measure and measurability are translation invariant, and Fubini applies to absolutely integrable integrands on products of σ-finite spaces (The space Lp(μ) as the quotient by null functions, Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation, Fubini's theorem for L^1 functions on a sigma-finite product).

[L5]

A strongly continuous semigroup is a family with T(0)=I, T(t+s)=T(t)T(s) and continuous orbits; its generator has domain consisting of the vectors with convergent right difference quotients (Strongly continuous semigroup, Infinitesimal generator of a C0-semigroup).

[L6]

A bounded analytic semigroup of angle δ>0 with generator A satisfies T(t)X⊆D(Am) and T(m)(t)=AmT(t) for every t>0 and m≥1 (Cauchy estimates for an analytic semigroup give generator power bounds, Complex sector and bounded analytic semigroup).

[L7]

A is sectorial of angle δ>0 at vertex 0 only if Σπ/2+δ⊆ρ(A); the conditions (a)-(e) of the characterisation theorem are equivalent, so a sectorial operator generates a bounded analytic semigroup on each smaller sector (Sectorial operator with the semigroup sign convention, Sectorial resolvent characterisation of bounded analytic semigroups).

[L8]

A strongly measurable curve is Bochner integrable exactly when the integral of its norm is finite, and the Bochner integral obeys the norm inequality (Bochner integrability criterion, Bochner integral norm inequality, Bochner-integrable function).

Counterexample

technique · direct
1.1L1L4L5givenalgebra

Strong continuity and isometries. Each T(t) is linear and, by translation invariance of the Lp norm [L4], an isometry with ∥T(t)f∥p=∥f∥p; the functional equation T(t+s)=T(t)T(s) and T(0)=I are immediate, and the orbit of f∈Cc(R) is continuous at 0 by [L1]; for general f∈Lp and ε>0 choose φ∈Cc∞(R) with ∥f−φ∥p<ε by [L1] and estimate ∥T(t)f−f∥p≤∥T(t)(f−φ)∥p+∥T(t)φ−φ∥p+∥φ−f∥p≤2ε+∥T(t)φ−φ∥p, so strong continuity extends to all of X; hence (T(t))t≥0 is a strongly continuous semigroup of isometries.

1.2L2L3L4L5givenalgebra

The generator is differentiation on W1,p. If the difference quotient of f converges in Lp to g, then for every test function φ the substitution y=x+h and translation invariance give ∫gφ=lim⁡h∫f(y)φ(y−h)−φ(y)h dy=−∫fφ′ (uniform convergence of the difference quotients of φ with compactly supported domination), so g=D1f weakly and f∈W1,p(R) by [L3]; conversely for f∈W1,p and φ∈Cc∞ one has ∥T(h)φ−φh−φ′∥p→0 while the shift inequality ∥(T(h)−I)u∥p≤∣h∣ ∥u′∥p for u∈W1,p follows from u(x+h)−u(x)=∫0hu′(x+s)ds for smooth u and extends by the density [L2]; given δ>0 choose φ∈Cc∞ with ∥f−φ∥W1,p<δ, write u=f−φ, and estimate ∥T(h)f−fh−f′∥p≤∥T(h)φ−φh−φ′∥p+2∥u′∥p≤∥T(h)φ−φh−φ′∥p+2δ, so the limsup is 0 and W1,p(R)⊆D(A) with Af=f′; hence D(A)=W1,p(R).

1.3L3L4givenalgebra

The range obstruction. Translation commutes with weak differentiation: if v=D1u and h∈R, then for every test function φ the identities ∫u(x+h)φ′(x)dx=∫u(y)φ′(y−h)dy=−∫v(y)φ(y−h)dy=−∫v(x+h)φ(x)dx show v(⋅+h)=D1(u(⋅+h)); hence if T(t)f=f(⋅+t)∈W1,p(R) for some t>0, then f=T(−t)(T(t)f) is a translate of a W1,p function and lies in W1,p(R), a contradiction whenever f∈Lp∖W1,p; such f exist, for instance f=1[0,1], whose would-be weak derivative must vanish a.e. off the two jump points by testing away from them, hence a.e. everywhere, which is incompatible with ∫Rfφ′=φ(1)−φ(0) for a test function with φ(1)≠φ(0); therefore T(t)f∉D(A) for every t>0.

2.1step 1.2step 1.3L6givenalgebra

The translation semigroup is not analytic. If T had any analytic extension, norm differentiability at t>0 would give h−1(T(h)−I)T(t)y=h−1(T(t+h)−T(t))y→T′(t)y for every y. The generator definition [L5] would therefore put T(t)y in D(A), with no global sector bound required; [step 1.3] exhibits a vector f∈X with T(t)f∉D(A) for every t>0, while [step 1.2] identifies D(A)=W1,p as the domain of the generator, so (T(t))t≥0 admits no analytic extension with generator A, bounded or not.

2.2step 1.1step 1.2L3L4L8givenalgebra

The half-planes lie in the resolvent set. For Re⁡λ>0 and f∈X put Rλf:=∫0∞e−λtT(t)f dt and for Re⁡λ<0 put Rλf:=−∫0∞eλtT(−t)f dt; both are absolutely convergent Bochner integrals by [L8] because the isometries of [step 1.1] give ∥e−λtT(t)f∥≤e−Re⁡λt∥f∥, and the substitution y=x+t (respectively y=x−t) with [L4] gives for every test function φ the identity ∫(Rλf)φ′=∫fφ−λ∫(Rλf)φ in both cases, so Rλf∈W1,p(R) with weak derivative λRλf−f, that is (λI−A)Rλf=f with A as in [step 1.2]; conversely, for g∈W1,p(R) the same Fubini computation with the weak-derivative identity of [L3] gives ∫(Rλ(λg−g′))φ=∫gφ for every test function φ, so Rλ(λI−A)g=g; hence λ∈ρ(A) with R(λ,A)=Rλ for every λ∉iR.

2.3step 1.2L3L4givenalgebra

The imaginary axis lies in the spectrum. Fix ξ∈R, choose φ∈Cc∞(R) with φ≢0 and set uN(x):=φ(x/N)eiξx∈W1,p(R) for N≥1; then (A−iξ)uN=uN′−iξuN=N−1φ′(x/N)eiξx by [step 1.2], and by the substitution x=Ny in the Lebesgue integrals ∥(A−iξ)uN∥p=N1/p−1∥φ′∥p while ∥uN∥p=N1/p∥φ∥p, so the ratios ∥(A−iξ)uN∥p/∥uN∥p=N−1∥φ′∥p/∥φ∥p tend to 0; if iξ lay in ρ(A) the bounded inverse would give the positive lower bound ∥(A−iξ)u∥p≥∥u∥p/∥R(iξ,A)∥ for all u∈D(A), a contradiction for large N; hence iξ∈σ(A) for every ξ, that is iR⊆σ(A).

3.1step 2.1step 2.2step 2.3L7givenalgebra∎

The spectral obstruction and the conclusion. By [step 2.2] and [step 2.3] one has σ(A)=iR; since the point i has argument π/2, it lies in Σπ/2+δ for every δ>0, so no sector Σπ/2+δ is contained in ρ(A) and [L7] rules out sectoriality of every positive exponent; the characterisation theorem [L7] therefore rules out generation of a bounded analytic semigroup, independently of the range obstruction of [step 2.1], which already excludes every analytic extension; the restriction p<∞ is essential, since right translation is not strongly continuous on L∞, and the argument uses no choice principle beyond Dependent Choice, which implies the Countable Choice required by the Lp translation-continuity, density and Sobolev vocabulary.

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