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Under the Axiom of Choice, for a nonempty compact metric domain X and a proper metric target Y, the subsets of C(X,Y) compact in the uniform topology are exactly the families closed in that topology that are pointwise bounded and equicontinuous

Statement

Assume the Axiom of Choice. Let X be a nonempty compact metric space and let Y be a proper metric space, meaning that every closed bounded subset of Y is compact. A family FC(X,Y) is compact in the uniform topology if and only if it is closed in that topology, equicontinuous, and pointwise bounded, where pointwise bounded means that F(x) is a bounded subset of Y for every xX; the empty subset is bounded.

Facts & Assumptions

Given: Choice, a nonempty compact metric space X, a proper metric space Y, and FC(X,Y).

[L1]

The uniform closure of a family is compact exactly when the family is equicontinuous and every coordinate set has compact closure (Ascoli–Arzelà in the uniform topology for nonempty compact metric domains).

[L2]

A compact subset of a metric space is closed and bounded (A compact subset of a metric space is closed and bounded).

Proof

technique · direct
1.1

Suppose F is compact in the uniform topology. Since this topology is metrizable, [L2] makes F closed; hence its uniform closure is itself.

L2
1.2

Conversely suppose F is uniformly closed, equicontinuous, and pointwise bounded. For each x, the closure F(x) is closed and remains bounded; this also holds when F(x)=.

given
2.1

By [L1], F is equicontinuous and each F(x) is compact. By [L2] each such coordinate closure is bounded, so F is pointwise bounded.

L1L2step 1.1
2.2

The coordinate closure F(x) is closed and bounded, hence compact by properness of Y. Thus [L1] makes the uniform closure of F compact.

L1step 1.2
3.1

Since F is uniformly closed, it equals that compact closure and is compact. Steps 1.1--1.2 prove the converse implication, completing the equivalence.

step 1.1step 2.1step 2.2

Depends on

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