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Index-one trajectory moduli spaces are finite
Statement
Assume the Axiom of Choice. Let be Morse--Smale on a closed manifold and let . Then the unparametrized moduli space is a finite set, and the coefficients of the Morse differentials of this page are finite sums.
Facts & Assumptions
Given: The Axiom of Choice, a Morse--Smale pair on a closed manifold, and critical points with .
The Axiom of Choice (The Axiom of Choice).
Under these hypotheses is a discrete smooth manifold of dimension (Index-one trajectory spaces are zero-dimensional, The unparametrized trajectory space is a smooth manifold, Unparametrized Morse trajectory moduli space).
Every sequence in has a subsequence converging geometrically to a broken trajectory with at most components (Compactness up to breaking of Morse trajectory spaces, Breaking length is bounded by the index drop, Broken Morse trajectories, Geometric convergence to a broken trajectory).
Under the choice principles carried by the cited results, every topological manifold is metrizable, and for metric spaces sequential compactness is equivalent to compactness; implies and through the bridge (Topological manifolds are metrizable and paracompact, For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice, AC implies DC implies countable choice, The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain, Metrizable space: a topological space whose topology is induced by some metric; metrizability is topological, the metric is not, [A1]).
A discrete topological space is compact exactly when it is finite: the singletons form an open cover, and a finite subcover exhibits the space as a finite set (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).
A Morse function on a closed manifold has finitely many critical points, so only finitely many index classes occur (A Morse function on a compact manifold has finitely many critical points).
Proof
Let be a sequence in . By [F2] a subsequence converges geometrically to a broken trajectory whose number of components is at most ; a broken trajectory has length at least one, so the limit is an ordinary trajectory, that is, an element of . Hence every sequence in has a convergent subsequence: the space is sequentially compact.
By [F1] the space is a topological manifold, hence metrizable by [F3]; for metrizable spaces sequential compactness is equivalent to compactness, so step 1.1 makes compact. This is where the choice principles enter: [A1] supplies the full AC assumed by the metrization result, and and assumed by the metric compactness equivalence in [F3].
By [F1] the compact space is discrete, so by [F4] it is finite. For the second clause: whenever a differential on this page is defined by counting trajectories between critical points of Morse index drop one, each of its coefficients is the cardinality (modulo two) or the signed count of a space of the form with , and each such space is finite by the first clause; the sums defining the differential therefore have only finitely many nonzero terms, and the total number of coefficients is finite because the critical set of a Morse function on a closed manifold is finite by [F5].
Depends on
- The Axiom of Choice
- A Morse function on a compact manifold has finitely many critical points
- AC implies DC implies countable choice
- Index-one trajectory spaces are zero-dimensional
- The unparametrized trajectory space is a smooth manifold
- Compactness up to breaking of Morse trajectory spaces
- Breaking length is bounded by the index drop
- Broken Morse trajectories
- Geometric convergence to a broken trajectory
- Topological manifolds are metrizable and paracompact
- For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- Metrizable space: a topological space whose topology is induced by some metric; metrizability is topological, the metric is not
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- Unparametrized Morse trajectory moduli space
- Morse--Smale pairs
Used by
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Sources
- Michele Audin and Mihai Damian, Morse Theory and Floer Homology, Part I Ch. 3, complete author PDF (standard reference, not scraped)
- Alexander F. Ritter, Part III Morse Homology (Cambridge lecture notes), Lectures 17-19, complete combined PDF (standard reference, not scraped)
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex for Infinite-Dimensional Manifolds, complete PDF (standard reference, not scraped)