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Index-one trajectory moduli spaces are finite

Statement

Assume the Axiom of Choice. Let (f,X) be Morse--Smale on a closed manifold and let λ(p)−λ(q)=1. Then the unparametrized moduli space M(p,q) is a finite set, and the coefficients of the Morse differentials of this page are finite sums.

Facts & Assumptions

Given: The Axiom of Choice, a Morse--Smale pair (f,X) on a closed manifold, and critical points p,q with λ(p)−λ(q)=1.

[A1]

The Axiom of Choice (The Axiom of Choice).

[F1]

Under these hypotheses M(p,q) is a discrete smooth manifold of dimension λ(p)−λ(q)−1=0 (Index-one trajectory spaces are zero-dimensional, The unparametrized trajectory space is a smooth manifold, Unparametrized Morse trajectory moduli space).

[F2]

Every sequence in M(p,q) has a subsequence converging geometrically to a broken trajectory with at most λ(p)−λ(q)=1 components (Compactness up to breaking of Morse trajectory spaces, Breaking length is bounded by the index drop, Broken Morse trajectories, Geometric convergence to a broken trajectory).

[F4]

A discrete topological space is compact exactly when it is finite: the singletons form an open cover, and a finite subcover exhibits the space as a finite set (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).

[F5]

A Morse function on a closed manifold has finitely many critical points, so only finitely many index classes occur (A Morse function on a compact manifold has finitely many critical points).

Proof

technique · direct
1.1A1F2given

Let (vn) be a sequence in M(p,q). By [F2] a subsequence converges geometrically to a broken trajectory whose number of components is at most 1; a broken trajectory has length at least one, so the limit is an ordinary trajectory, that is, an element of M(p,q). Hence every sequence in M(p,q) has a convergent subsequence: the space is sequentially compact.

2.1A1F1F3step 1.1

By [F1] the space M(p,q) is a topological manifold, hence metrizable by [F3]; for metrizable spaces sequential compactness is equivalent to compactness, so step 1.1 makes M(p,q) compact. This is where the choice principles enter: [A1] supplies the full AC assumed by the metrization result, and DC and ACω assumed by the metric compactness equivalence in [F3].

3.1F1F4F5step 2.1∎

By [F1] the compact space M(p,q) is discrete, so by [F4] it is finite. For the second clause: whenever a differential on this page is defined by counting trajectories between critical points of Morse index drop one, each of its coefficients is the cardinality (modulo two) or the signed count of a space of the form M(p,q) with λ(p)−λ(q)=1, and each such space is finite by the first clause; the sums defining the differential therefore have only finitely many nonzero terms, and the total number of coefficients is finite because the critical set of a Morse function on a closed manifold is finite by [F5].

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