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Sobolev maxima and minima form a lattice
Sources
- Juha Kinnunen, Sobolev Spaces, Chapter 2 §2.2, Remark 2.4(3) (printed p. 31), where the lattice property of is recorded: and lie in , the gradients are and on the respective comparison regions, and almost everywhere on . The source derives the rule from and the absolute-value rule; the proof below instead uses the positive-part calculus of the preceding corollary together with the pointwise identities and , as the design directs.
- John K. Hunter, Notes on Partial Differential Equations, Chapter 3, §§3.1–3.5, for the weak-derivative convention, the Sobolev spaces and the lattice operations on Sobolev functions.
- Haim Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations, Chapter 8 §8.2, where the corresponding truncation and absolute-value rules appear as exercises; the argument below is reconstructed from the library interfaces cited in the Facts block and does not import those statements.
Statement
Assume the Axiom of Choice. Let be open, , let , and let be real Sobolev classes. On measurable representatives define and pointwise; the resulting almost-everywhere classes are well defined. Then and , and for every , almost everywhere on , Moreover the two gradients agree on the coincidence set: on one has almost everywhere, equivalently almost everywhere there. If every assertion holds vacuously, the endpoints and are included, and no assertion is made about the pointwise derivative of an arbitrary representative.
Facts & Assumptions
Given: The Axiom of Choice; an open with ; an exponent ; real Sobolev classes ; and the pointwise lattice operations of the Statement, applied to measurable representatives.
is the set of classes such that for every first-order multi-index there is an class with a locally integrable representative satisfying the signed test identity for every test function, and each such derivative determines one class (Integer-order Sobolev spaces and their norms).
For a function one has , , and pointwise (The positive and negative parts of a function).
If and , then is a maximum of when and for every , and a minimum of when and for every ; a set has at most one maximum and at most one minimum, written and (Maximum and minimum of a set).
An ordered field is a field with a positive cone satisfying trichotomy and closure, with defined by and by or (Ordered field).
Assume Countable Choice. If two locally integrable classes agree almost everywhere, then one is a weak -derivative of a class if and only if the other is; in particular this applies to representatives of classes for every , which are locally integrable on each compact test support (Weak differentiation ignores null-set changes).
Assume Countable Choice. Weak differentiation is complex-linear and passes to open subsets: if weakly for and , then weakly (Linearity, locality, and commutation of weak derivatives).
Assume the Axiom of Choice. For one has with almost everywhere, and almost everywhere on (Positive, negative, and truncated Sobolev functions).
If are measurable on a measurable space, then , , (where defined) and the pointwise product are measurable (Arithmetic and lattice operations preserve measurability whenever they are defined).
If is measurable and is Borel measurable on its codomain, then is measurable (Composition with a Borel measurable outer map preserves measurability).
For nonnegative measurable one has , and for (Monotonicity and nonnegative homogeneity of the nonnegative integral).
For the class is a real vector space under pointwise addition and scalar multiplication, and so is ( and are vector spaces for ).
For , consists of the measurable with , and denotes the quotient of by the almost-everywhere-zero functions (The function space for ).
On a measure space, for and for is the set of almost-everywhere classes of respectively , and for the displayed quotient agrees with the usual quotient-vector-space construction (The space as the quotient by null functions).
measurable and for a measure space (The space of essentially bounded measurable functions).
If is measurable with , then almost everywhere; and if almost everywhere, then (The essential supremum is attained as the least essential bound).
In ZF the Axiom of Choice implies Countable Choice and the prescribed-start form of Dependent Choice (AC supplies the countable and dependent choices used in Banach integration).
The Axiom of Choice asserts a choice function for every family of nonempty sets (The Axiom of Choice).
Proof
By [F16] the Axiom of Choice [F17] yields Countable Choice and Dependent Choice in ZF, so the choice hypotheses of [F5] and [F6] and the Axiom-of-Choice hypothesis of [F7] are in force. Fix one measurable representative of , one measurable representative of , and for each one measurable representative of and one of ; these are finitely many selections and need no choice principle. The classes here are the almost-everywhere classes of [F12] and [F13], and by [F5] every one of these representatives is locally integrable on each compact subset of .
For all real one has and : if then by [F4], so by [F2] and [F3], giving and ; and if then , so and the two right-hand sides are and .
Put . By step 1.1 the classes are locally integrable, so [F6] with , gives weakly on , hence almost everywhere on ; and with each by [F11], [F12] and [F13]. By [F1] this says with the weak derivatives .
The corollary [F7] applied to the class of step 2.1 gives with almost everywhere on , and almost everywhere on , so and almost everywhere on .
Define the classes and . Both lie in with weak derivatives and almost everywhere, by [F6] and [F1]; and by step 1.2 the pointwise identities and hold everywhere on with by [F2]. Since represents , the function represents , so and are representatives of and of ; they are measurable by [F8], so [F12] and [F13] make the pointwise maximum and minimum legitimate almost-everywhere classes with the same members as and .
First derivative formula. By steps 2.1 and 3.1 the class has the representative almost everywhere, where ; on this equals and on it equals , so it agrees pointwise everywhere with , which is measurable by [F8] and [F9]. Each product lies in : for one has pointwise and , so [F10] gives , and similarly for ; for one has almost everywhere by [F15], so and the product lies in by [F14]. Hence both products and their sum lie in by [F11], [F12] and [F13], and therefore almost everywhere on .
Second derivative formula. Likewise has the representative , which agrees pointwise everywhere with ; the same measurability and membership arguments as in step 5.1 apply, and on step 3.1 gives almost everywhere, so this representative also agrees almost everywhere with . Therefore almost everywhere on .
Coincidence set. On , step 3.1 gives almost everywhere, while the formulas of steps 5.1 and 6.1 give and there; hence almost everywhere on , and the two gradient descriptions agree there.
Degenerate cases and accounting. If the only classes are zero and every assertion holds vacuously. If , then , , , the two formulas both reduce to almost everywhere, and step 7.1 is consistent with that. The endpoints and are included: step 3.1 uses [F7] for every , and step 5.1 separates the finite and infinite exponent cases only through [F10], [F14] and [F15]. The case is included because no step uses more than one coordinate direction. Only Countable Choice (through [F5] and [F6]) and the Axiom of Choice (through [F7]) are used, the representative selections of step 1.1 are finite, and no further selection is made. ∎
Depends on
- Integer-order Sobolev spaces and their norms
- The positive and negative parts of a function
- Maximum and minimum of a set
- Ordered field
- Weak differentiation ignores null-set changes
- Linearity, locality, and commutation of weak derivatives
- Positive, negative, and truncated Sobolev functions
- Arithmetic and lattice operations preserve measurability whenever they are defined
- Composition with a Borel measurable outer map preserves measurability
- Monotonicity and nonnegative homogeneity of the nonnegative integral
- $\mathcal{L}^p$ and $L^\infty$ are vector spaces for $p \ge 1$
- The function space $\mathcal{L}^p(\mu)$ for $0 < p < \infty$
- The space $L^p(\mu)$ as the quotient by null functions
- The space $L^\infty(\mu)$ of essentially bounded measurable functions
- The essential supremum is attained as the least essential bound
- AC supplies the countable and dependent choices used in Banach integration
- The Axiom of Choice
Used by
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Sources
- Juha Kinnunen, Sobolev Spaces (2026), Chapter 2 (standard reference, not scraped)
- John K. Hunter, Notes on Partial Differential Equations (2014), Chapter 3 (standard reference, not scraped)
- Haim Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations (2011) (standard reference, not scraped)