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Maps from proper integral schemes to the affine line have closed-point image

Statement

Assume the Axiom of Choice. Let k be a field and let X be a nonempty proper integral finite-type k-scheme. Then for every k-morphism f:X→Ak1 there is a closed point m of the affine line Ak1 with f(X)={m}, and the residue field κ(m) is finite over k.

If in addition X is geometrically integral over k for the chosen algebraic closure kˉ of k, then f factors through a k-rational point of Ak1: there is an element a∈k with f=a∘s, where s:X→Spec⁡k is the structure morphism of X and a:Spec⁡k→Ak1 is the k-point corresponding to the ring map k[x]→k, x↦a.

Facts & Assumptions

Given: A field k, a nonempty proper integral finite-type k-scheme X with structure morphism s:X→Spec⁡k, a k-morphism f:X→Ak1, and, for the second assertion, a chosen algebraic closure kˉ with X geometrically integral over k; the affine line is Ak1=Spec⁡k[x].

[F1]

Assume AC. Let k be a field and let X be a nonempty proper integral finite-type k-scheme with function field K=k(X). Then Γ(X,OX) is a finite field extension of k contained in K. If in addition X is geometrically integral over k for the chosen algebraic closure kˉ of k, then Γ(X,OX)=k. (Global functions on proper integral schemes form a finite extension of the base field)

[F2]

For a scheme X and a ring A, taking global sections induces a natural bijection Hom⁡(X,Spec⁡A)≅Hom⁡CRing(A,Γ(X,OX)); the forward direction sends a morphism to its ring map on global sections, and the bijection is natural in X and in A. (Morphisms to an affine scheme and global sections)

[F3]

An S-scheme is a scheme X equipped with a morphism X→S, and an S-morphism is a scheme morphism commuting with the maps to S; for an affine base S=Spec⁡A the relative affine space is AS1=Spec⁡A[t], with structure morphism induced by the coefficient map A→A[t]. In particular Ak1=Spec⁡k[x] with structure morphism π:Ak1→Spec⁡k corresponding to the coefficient inclusion k↪k[x]. (Schemes and morphisms over a base)

[F4]

The canonical map A→Γ(Spec⁡A,O) is an isomorphism, including when A=0; hence Γ(Ak1,O)=k[x] and Γ(Spec⁡k,O)=k. (Global functions on Spec A recover A)

[F5]

For commutative unital rings A,B the assignment φ↦Spec⁡(φ) gives a natural bijection Hom⁡CRing(A,B)≅Hom⁡LRS(Spec⁡B,Spec⁡A), so A↦Spec⁡A is a contravariant equivalence from commutative rings to affine schemes, with quasi-inverse global sections. (Affine schemes are contravariantly equivalent to commutative rings)

[F6]

For every ring homomorphism φ:R→A, contraction defines a continuous map Spec⁡(φ):Spec⁡(A)→Spec⁡(R), and Spec⁡(ψ∘φ)=Spec⁡(φ)∘Spec⁡(ψ). (The prime-spectrum construction is a contravariant functor to topological spaces)

[F7]

The prime spectrum of a commutative ring R is the set Spec⁡(R)={p⊴R:p is prime}, and for an ideal I⊴R the vanishing set is V(I)={p∈Spec⁡(R):I⊆p}. (The prime spectrum and vanishing sets)

[F8]

A proper ideal M⊊R of a commutative ring is maximal when there is no proper ideal strictly between M and R; equivalently, M is a maximal element of the poset of proper ideals ordered by inclusion. (Prime ideals and maximal ideals in a commutative ring)

[F9]

A point x of a scheme is closed when {x} is closed in its underlying topology. Assuming the Axiom of Choice, the closed points of Spec⁡A are exactly the maximal ideals of A. (Closed points of an affine scheme)

[F10]

Assume the Axiom of Choice. Let R be a commutative ring and let p∈Spec⁡(R). Then the singleton {p} is closed in Spec⁡(R) if and only if p is a maximal ideal. (The closed points of the prime spectrum are exactly the maximal ideals)

[F11]

For a point x of a locally ringed space, κ(x)=OX,x/mx. If x=p in an affine spectrum, the canonical isomorphism OX,p≅Ap induces canonical field isomorphisms κ(p)≅Ap/pAp≅Frac⁡(A/p). (The residue field at a point of an affine scheme)

[F12]

An element a of a ring R is a zero divisor when a≠0 and ab=0 or ba=0 for some b≠0; R has no zero divisors when ab=0 implies a=0 or b=0. An integral domain, or domain, is a commutative ring R with 1≠0 and no zero divisors. In particular a field is a domain. (Zero divisor, and integral domain: a commutative ring with 1≠0 and no zero divisors)

[F13]

A morphism of ringed spaces (f,f♯):(X,OX)→(Y,OY) consists of a continuous map f and a morphism of sheaves of rings f♯:OY→f∗OX; equivalently it gives ring homomorphisms fV♯:OY(V)→OX(f−1(V)) compatible with restriction, hence a ring map on global sections, and composition of morphisms composes these maps in reverse order. (Morphisms of ringed spaces)

[F14]

Let V be a finite-dimensional vector space over a field F with dim⁡FV=n and let U be a linear subspace. Then U is finite-dimensional with dim⁡FU≤n, and dim⁡FU=n if and only if U=V. (If dim⁡FV=n and U is a linear subspace of V, then U is finite-dimensional, dim⁡FU≤n, and dim⁡FU=n if and only if U=V)

[F15]

For a linear map T:V→W of vector spaces over F with V finite-dimensional, dim⁡FV=dim⁡F(ker⁡T)+dim⁡F(im⁡T). (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T)

[F16]

Let R,S be commutative rings, φ:R→S a unital ring homomorphism and s∈S. There is a unique unital ring homomorphism ev⁡φ,s:R[x]→S that extends φ on constant polynomials and sends x to s, given by ev⁡φ,s(∑iaixi)=∑iφ(ai)si. (Universal property of R[x]: a coefficient homomorphism and the image of x determine a unique ring homomorphism)

[F17]

Let R be a commutative ring, a∈R and f∈R[x]. Then f(a)=0 if and only if x−a divides f in R[x]; more precisely there is a unique q∈R[x] with f=q(x−a)+f(a). (Factor theorem over a commutative ring)

[F18]

The Axiom of Choice (AC) states that every family of nonempty sets has a choice function. (The Axiom of Choice)

Proof

technique · direct: the $k$-morphism corresponds to a $k$-algebra map $k[x]\to\Gamma(X,\mathcal O_X)$ out of the polynomial ring, whose quotient by the kernel is a finite-dimensional $k$-domain inside the finite field extension $\Gamma(X,\mathcal O_X)$, hence a field, so the kernel is a maximal ideal and the image is the single closed point it defines. Geometric integrality forces $\Gamma(X,\mathcal O_X)=k$, so the kernel is generated by $x-a$
1.1F2F3F4

The affine line is Ak1=Spec⁡k[x] with structure morphism π induced by the coefficient inclusion k↪k[x], and by [F4] its global sections are Γ(Ak1,O)=k[x] while Γ(Spec⁡k,O)=k. By [F2] with A=k[x] the k-morphism f corresponds to the ring map θ:=f♯:k[x]→Γ on global sections, where Γ:=Γ(X,OX); the canonical morphism c:X→Spec⁡Γ corresponds to id⁡Γ, so naturality of the bijection gives f=Spec⁡(θ)∘c.

1.2F1

By [F1], Γ is a finite field extension of k contained in K: in particular Γ is a field and dim⁡kΓ<∞; if X is geometrically integral over k for the chosen algebraic closure, then Γ=k.

2.1F4F13step 1.1

Since f is a k-morphism, π∘f=s; applying the global-sections functor, which reverses composition, gives θ∘(k↪k[x])=s♯:k→Γ by [F13] and [F4], where s♯ is the k-algebra structure of Γ. Hence θ is a k-algebra homomorphism: it is a unital ring map and θ(λ)=s♯(λ)=λ for λ∈k.

3.1F12F14step 2.1step 1.2

Put I:=ker⁡θ. Then θ factors as k[x]↠k[x]/I→ θˉ Γ with θˉ injective, and θˉ is k-linear by step 2.1, so k[x]/I is a k-subspace of Γ and by [F14] is finite-dimensional over k with dim⁡kk[x]/I≤dim⁡kΓ<∞. Since Γ is a field by step 1.2, it has no zero divisors, so its subring k[x]/I has none and, having 1≠0, is a domain by [F12].

3.2F1F16step 2.1

For the second assertion assume that X is geometrically integral over k for the chosen algebraic closure; then Γ=k by [F1]. Put a:=θ(x)∈k. With θ a k-algebra homomorphism by step 2.1, the universal property [F16] applied to φ=id⁡k and s=a gives θ=ev⁡id⁡k,a, that is, θ(g)=g(a) for every g∈k[x].

4.1F14F15step 3.1

The ring k[x]/I is a field: for α≠0 in k[x]/I the multiplication map mα:k[x]/I→k[x]/I, β↦αβ, is k-linear and injective because k[x]/I is a domain by step 3.1, so [F15] gives dim⁡kker⁡mα+dim⁡kim⁡mα=dim⁡kk[x]/I with ker⁡mα=0; hence dim⁡kim⁡mα=dim⁡kk[x]/I, and [F14] applied to the subspace im⁡mα gives im⁡mα=k[x]/I. Thus 1=mα(β)=αβ for some β, so every nonzero element of k[x]/I is invertible.

4.2F5F11F17step 3.2

Under the additional geometric-integrality hypothesis of step 3.2, a∈k is defined and I=ker⁡θ={g∈k[x]:g(a)=0}=(x−a) by the factor theorem [F17]: x−a∈I and every element of I is divisible by x−a. The k-point a:Spec⁡k→Ak1 corresponding by [F5] to the ring map α:k[x]→k, x↦a, has source Spec⁡(k[x]/(x−a))≅Spec⁡k and residue field k by [F11], so it is a k-rational point of Ak1.

5.1F8step 4.1

Consequently I is a maximal ideal of k[x]: since k[x]/I is a field by step 4.1, I is proper, and if J were an ideal with I⊊J⊆k[x], then J/I would be a nonzero proper ideal of the field k[x]/I, which is impossible; this is exactly the maximality of [F8].

6.1F7F8step 5.1

Therefore V(I)={I} in Spec⁡k[x]: every p∈V(I) is a prime with I⊆p, hence a proper ideal containing the maximal ideal I, so p=I by [F8], while I∈V(I) because I is prime.

6.2F9F10F11step 3.1step 5.1

Moreover I is a closed point of Spec⁡k[x]=Ak1 by [F9] (equivalently [F10], since I is maximal), and [F11] gives κ(I)≅Frac⁡(k[x]/I)=k[x]/I, which is finite-dimensional over k by step 3.1; so the residue field of this closed point is finite over k.

7.1F5F6F7step 1.1step 6.1step 6.2

The image of f is this point: for q∈Spec⁡Γ, [F6] identifies Spec⁡(θ)(q)=θ−1(q), and I=θ−1(0)⊆θ−1(q) is a prime of Spec⁡k[x] as in [F7], so Spec⁡(θ)(Spec⁡Γ)⊆V(I)={I} by step 6.1. Since f=Spec⁡(θ)∘c by step 1.1, also f(X)⊆{I}, and X≠∅ makes f(X) nonempty, so f(X)={I}. Together with step 6.2 this is the first assertion of the statement.

8.1F2F4F16F18step 1.1step 3.2step 4.2∎

Under the additional geometric-integrality hypothesis, finally f=a∘s: the structure morphism s corresponds under the bijection [F2] to s♯:k→Γ by [F4], the k-point a corresponds to α, and the composite a∘s therefore corresponds to the composite s♯∘α:k[x]→k→Γ; that composite is a k-algebra map sending x to s♯(a)=a∈Γ, so it equals θ by the uniqueness in [F16], and θ corresponds to f by step 1.1. Injectivity of the bijection [F2] gives f=a∘s, so f factors through the k-rational point a of step 4.2. The Axiom of Choice [F18] is used exactly through the AC-carrying suppliers [F1], [F9] and [F10] cited in steps 1.2 and 6.2; all other steps use no choice principle.

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