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Global functions on proper integral schemes form a finite extension of the base field

Statement

Assume the Axiom of Choice. Let k be a field and let X be a nonempty proper integral finite-type k-scheme with function field K=k(X). Then Γ(X,OX) is a finite field extension of k contained in K.

If in addition X is geometrically integral over k for the chosen algebraic closure kˉ of k, then Γ(X,OX)=k. In particular Γ(X,OX)=k for every nonempty proper integral finite-type k-scheme when k is algebraically closed. No Noetherian or reducedness hypothesis is added, and X need not be projective.

Facts & Assumptions

Given: A field k, a nonempty proper integral finite-type k-scheme X, its generic point η, the function field K=OX,η=k(X), and a chosen algebraic closure kˉ/k for the geometrically integral clause. AC is assumed.

[F1]

K is canonically Frac⁡Γ(U,OX) for every nonempty affine open U⊆X, the extension K/k is finitely generated, and restriction embeds Γ(X,OX) into K. Under AC, if X is geometrically integral over k for kˉ, then K⊗kkˉ is a domain. (Function field of an integral finite-type scheme)

[F2]

An integral scheme is nonempty, reduced, and irreducible. (Integral schemes)

[F3]

A point η∈X is generic when {η}‾=X; in particular η lies in every nonempty open subset. (Generic points of irreducible closed subsets)

[F4]

For a scheme X and a ring A, taking global sections is a natural bijection Hom⁡(X,Spec⁡A)≅Hom⁡CRing(A,Γ(X,OX)). (Morphisms to an affine scheme and global sections)

[F5]

The standard charts of PS1 are U0=Spec⁡A[x1(0)] and U1=Spec⁡A[x0(1)] over an affine base S=Spec⁡A, they cover PS1, and their overlap is the open subscheme D1(0)⊆U0 identified with D0(1)⊆U1 by the ring isomorphism sending x1(0) to 1/x0(1). For A=k we write u=x1(0), v=x0(1), so U0=Spec⁡k[u], U1=Spec⁡k[v] and U0∩U1=D(v)⊆U1 with uv=1. (Relative projective space from standard charts)

[F6]

A proper morphism is separated, of finite type and universally closed; "proper over k" means the structure morphism X→Spec⁡k is proper. (Proper morphisms)

[F7]

For every scheme S and every n≥0 the diagonal of PSn/S is a closed immersion, so PSn→S is separated. (The relative projective-space diagonal is closed)

[F8]

Assume AC. If f:X→S is proper and g:Y→S is separated, then every S-morphism h:X→Y is proper. (Morphisms from a proper scheme to a separated one are proper)

[F9]

A proper morphism is a closed map of topological spaces; in particular the image of the whole source is closed. (Proper morphisms are closed)

[F10]

Points of Spec⁡R are prime ideals, V(I)={p:I⊆p}, and D(f)={p:f∉p} is the complement of V((f)). (The prime spectrum and vanishing sets, Principal distinguished subsets of the prime spectrum)

[F11]

Every point of an open subset of a spectrum has a distinguished-open neighbourhood inside that open subset. (Every point of a Zariski-open set has a distinguished-open neighbourhood inside it)

[F12]

If K/k is a finitely generated field extension, the elements of K algebraic over k form a finite extension kalg of k. (A finite-type field has finite relative algebraic constants)

[F13]

If dim⁡FV=n and U⊆V is a linear subspace, then U is finite-dimensional, dim⁡FU≤n, and dim⁡FU=n if and only if U=V. (If dim⁡FV=n and U is a linear subspace of V, then U is finite-dimensional, dim⁡FU≤n, and dim⁡FU=n if and only if U=V)

[F14]

For a linear map T:V→W with V finite-dimensional, dim⁡FV=nullity⁡T+rank⁡T. (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T)

[F15]

If M is free with basis (ei)i∈I and N is free with basis (fj)j∈J, then M⊗RN is free with basis (ei⊗fj)(i,j)∈I×J; dimension is the cardinality of a basis. (The elementary tensors of two bases form the product basis of the tensor product, Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis)

[F16]

For R-algebras A,B the module A⊗RB carries a unique R-algebra structure with (a⊗b)(a′⊗b′)=aa′⊗bb′ and 1=1A⊗1B, and commutative A,B give commutative A⊗RB; the universal property of the module tensor product produces the multiplication map A⊗RA→A, a⊗b↦ab. (The tensor product of R-algebras has multiplication (a⊗b)(a′⊗b′)=aa′⊗bb′, Universal property of the tensor product for balanced maps into abelian groups)

[F17]

Assume AC. Every linear subspace U of a vector space V has a linear complement W with V=U⊕W. (Every linear subspace U of a vector space V has a complement: a linear subspace W with V=U⊕W)

[F18]

Assume AC. If K/F is algebraic, Ω is algebraically closed and σ:F→Ω is a field embedding, then σ extends to a field embedding K→Ω. (Assuming Choice, a base-field embedding extends across every algebraic extension)

[F19]

A field is algebraically closed when every nonconstant polynomial over it has a root in it; an algebraic closure kˉ of k is an algebraically closed field algebraic over k. (An algebraically closed field: every nonconstant polynomial has a root in the field, An algebraic closure of a field)

[F20]

AC states that every family of nonempty sets has a choice function. (The Axiom of Choice)

AC use: Exactly the following suppliers carry the assumption: [F1] in its geometric-integrality clause, [F8], [F17] and [F18]; the remaining facts and all computations are choice-free.

Proof

technique · direct: a global function $g$ defines a morphism to the affine line inside $\mathbb P^1$; properness makes the image closed, and the image cannot be the whole line, so the induced map on coordinate rings has nonzero kernel and $g$ is algebraic over $k$. The algebraic constants of a finitely generated field extension form a finite extension, and a finite-dimensional domain over a field is a field, giving the first assertion. For geometric integrality one uses that $K\otimes_k\bar k$ is a domain while the tensor square of a nontrivial finite extension of $k$ is not
1.1F1F2F3F6given

The scheme X is nonempty, reduced and irreducible by [F2], with generic point η satisfying {η}‾=X by [F3]; the structure morphism X→Spec⁡k is proper, hence separated and of finite type, by [F6]. By [F1], restriction of global sections to the generic point embeds Γ:=Γ(X,OX) into K and K/k is finitely generated.

1.2F4F5givenconstruct

Fix g∈Γ. Since Γ is a k-algebra, there is a unique k-algebra homomorphism θg:k[u]→Γ with θg(u)=g, and by [F4] it corresponds to a k-morphism φg:X→Spec⁡k[u]=U0; composing with the open immersion U0↪Pk1 of the standard chart [F5] gives a k-morphism φ‾g:X→Pk1 with φ‾g=ι∘φg, so φ‾g(X)=φg(X)⊆U0.

2.1F5F7F8F9step 1.2

The morphism φ‾g is proper: X→Spec⁡k is proper, Pk1→Spec⁡k is separated by [F7], and φ‾g is a k-morphism, so [F8] applies. By [F9] φ‾g is a closed map, so φ‾g(X) is closed in Pk1; since φ‾g(X)=φg(X) is contained in the open chart U0, it is closed in U0=Spec⁡k[u].

2.2F1F3F4F10step 1.1

The closure of φg(X) in Spec⁡k[u] is exactly V(ker⁡θg). The map φg factors as X→cSpec⁡Γ→Spec⁡θgSpec⁡k[u] by [F4]. Since the restriction Γ↪K is injective by [F1], the point c(η) is the zero prime of the domain Γ, and φg(η)=ker⁡θg under contraction. Every point of φg(X) contains ker⁡θg, so its closure is contained in V(ker⁡θg) by [F10]. Conversely the closure of the point ker⁡θg is V(ker⁡θg) by the Zariski closed-set description [F10], and this point lies in φg(X); hence the reverse containment holds.

3.1F5F9F10F11step 2.1

The image φg(X) is not all of U0: otherwise U0, being the image of the closed map φ‾g of step 2.1, would be closed in Pk1. But ∞:=V(v)∈U1 lies in the closure of U0: given an open neighbourhood N of ∞ in Pk1, the open set N∩U1 contains a distinguished open D(f)∋∞ with f∈k[v] by [F11]; here f∉(v), so f≠0, and with vf≠0 in the domain k[v] the point (0) lies in D(vf)=D(v)∩D(f)⊆(U0∩U1)∩N by [F5] and [F10]. Hence every neighbourhood of ∞ meets U0, so ∞∈U0‾ and U0 is not closed — a contradiction.

4.1F10step 2.1step 2.2step 3.1given

Consequently ker⁡θg≠0: step 2.1 makes φg(X) closed in U0=Spec⁡k[u], while step 2.2 identifies its closure with V(ker⁡θg), so φg(X)=V(ker⁡θg). By step 3.1 this is a proper subset of Spec⁡k[u], whereas V(0)=Spec⁡k[u]; hence ker⁡θg≠(0). Choosing 0≠h∈ker⁡θg gives h(g)=θg(h)=0 in Γ, so g is algebraic over k. As g∈Γ was arbitrary, Γ⊆kalg:={a∈K:a algebraic over k} inside K.

5.1F1F12F13F14step 4.1

By [F12] the set kalg is a finite extension of k, and Γ⊆kalg is a k-linear subspace, hence finite-dimensional with dim⁡kΓ≤[kalg:k] by [F13]. Moreover Γ⊆K is a subring of a field, hence a domain, and multiplication by 0≠x∈Γ is an injective k-linear self-map of Γ; by [F14] its image has dimension dim⁡kΓ, so by [F13] the image is all of Γ, x is invertible, and Γ is a field. Thus Γ is a finite field extension of k contained in K=k(X), which is the first assertion.

6.1F1F15F16step 5.1

Now assume that X is geometrically integral over k for the chosen algebraic closure kˉ, so that K⊗kkˉ is a domain by [F1]. Suppose, for contradiction, that the field Γ of step 5.1 is not k, and let L:=Γ and n:=[L:k]≥2. Then L⊗kL is a commutative k-algebra by [F16], free with the product basis of [F15]; hence L⊗kL≠0 and dim⁡k(L⊗kL)=n⋅n=n2 by [F15]. The multiplication map μ:L⊗kL→L, a⊗b↦ab, is a surjective k-algebra homomorphism by [F16], and μ(1⊗1)=1≠0.

7.1F13F14step 6.1

If L⊗kL were a domain, then it would be a field: for 0≠x∈L⊗kL multiplication by x is an injective k-linear self-map of the finite-dimensional space L⊗kL, its image has dimension dim⁡k(L⊗kL) by [F14] and hence equals L⊗kL by [F13], so x is invertible. A k-algebra homomorphism from a field L⊗kL to the nonzero ring L is then injective, because its kernel is an ideal of a field and does not contain 1; so n2=dim⁡k(L⊗kL)≤dim⁡kL=n, contradicting n≥2. Hence L⊗kL is not a domain.

8.1F1F15F16F17F18step 5.1step 7.1

But L⊗kL is a domain. Since L⊆K is a linear subspace, [F17] gives a k-linear complement, hence a k-linear retraction r:K→L of the inclusion i:L→K; then r⊗id⁡L retracts i⊗id⁡L as a k-linear map on L⊗kL, so i⊗id⁡L:L⊗kL→K⊗kL is injective. By [F18] the embedding k↪kˉ extends to a k-algebra embedding ϕ:L→kˉ (the extension L/k is finite, hence algebraic); its underlying k-linear injection is retracted by a k-linear map kˉ→L supplied by [F17], so id⁡K⊗ϕ:K⊗kL→K⊗kkˉ is injective. The composite L⊗kL→K⊗kL→K⊗kkˉ is thus an injective k-algebra map [F15, F16] into the domain K⊗kkˉ of [F1]; the image of an injective ring map is a subring of a domain, hence a domain, and L⊗kL is isomorphic to that image, so L⊗kL is a domain, contradicting step 7.1.

9.1F1F2F18F19F20step 8.1given∎

Therefore n=[Γ:k]=1, i.e. Γ(X,OX)=k, whenever X is geometrically integral over k. If k is algebraically closed and X is a nonempty proper integral finite-type k-scheme, the chosen algebraic closure satisfies kˉ=k: an algebraic closure is algebraic over k by [F19], and an element algebraic over an algebraically closed field lies in it because its minimal polynomial has a root there, so the geometric fibre Xkˉ=X×kSpec⁡kˉ is X, which is integral; the previous conclusion applies and Γ(X,OX)=k. The empty scheme is excluded by hypothesis, and the zero ring does not occur since X is nonempty. The Axiom of Choice [F20] is assumed and is used exactly through the four AC-carrying suppliers [F1], [F8], [F17] and [F18], as recorded in the AC-use line; every other ingredient and computation is choice-free.

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