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Under AC, proper integral finite-type schemes over fields with multiple points are not affine
Statement
Assume the Axiom of Choice. Let be a field and let be a nonempty proper integral finite-type -scheme that has more than one point. Then the structure morphism is not affine; in particular is not an affine scheme over .
Consequently no such whose underlying space is Noetherian of positive dimension (Chain dimension and the empty-space convention) is affine over : positive dimension forces more than one point.
For every field , the projective line of Relative projective space from standard charts is a nonempty proper integral finite-type -scheme of positive dimension and is not affine over . Directly, while has more than one point.
Facts & Assumptions
Given: A field , a nonempty proper integral finite-type -scheme with structure morphism having more than one point, and, for the projective-line clause, the projective line with its charts , and overlap .
Assume AC. Let be a field and let be a nonempty proper integral finite-type -scheme with function field . Then is a finite field extension of contained in . (Global functions on proper integral schemes form a finite extension of the base field)
For commutative unital rings the assignment gives a natural bijection , so is a contravariant equivalence from commutative rings to affine schemes with quasi-inverse global sections; hence an affine scheme satisfies canonically. (Affine schemes are contravariantly equivalent to commutative rings)
A morphism of schemes is affine when is affine for every affine open subscheme . The empty scheme is affine. (Affine morphisms)
An -scheme is a scheme equipped with a morphism , and an -morphism is a scheme morphism commuting with the maps to ; for an affine base the relative affine space is . In particular a -scheme is a scheme equipped with a morphism to . (Schemes and morphisms over a base)
Let be a field. Its only ideals are and : if an ideal contains a nonzero , it also contains and hence equals .
A proper ideal of a commutative ring is prime when implies or , and is maximal when there is no proper ideal strictly between and . (Prime ideals and maximal ideals in a commutative ring)
A domain is a commutative ring with and no zero divisors: implies or . A field has and no zero divisors, so a field is a domain. (Zero divisor, and integral domain: a commutative ring with and no zero divisors)
For a Noetherian topological space , is the supremum of the lengths of strict chains of nonempty irreducible closed subsets of ; a one-member chain has length zero. In particular means that there are nonempty irreducible closed subsets of . (Chain dimension and the empty-space convention)
For every field , the standard charts of are and ; they are open subschemes covering . Their overlap is the pair of basic opens and , identified through , so and there. (Relative projective space from standard charts)
A sheaf on a topological space satisfies locality and gluing: sections agreeing on the members of an open cover are equal, and a family of sections which agree on the overlaps of a cover glues to a unique section. (A sheaf on a topological space)
The canonical map is an isomorphism, including when . (Global functions on Spec A recover A)
For , : the sections of the structure sheaf on a basic open are the localisation, and the restriction from to is the canonical localisation map . (Sections and restrictions on distinguished opens of an affine scheme)
Let . Its degree is the largest natural number with , and its leading coefficient is . The zero polynomial has no degree; every degree statement separates it. (Degree, leading coefficient and monic polynomial, with the zero polynomial having no degree)
For a commutative ring the polynomial ring consists of the finite sums with , with the usual addition and multiplication of polynomials; the notation lists the coefficients of . (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution)
Let be commutative rings, a unital ring homomorphism and . There is a unique unital ring homomorphism extending on constants with , given by . (Universal property of : a coefficient homomorphism and the image of determine a unique ring homomorphism)
Let be a commutative ring and an ideal. Then is an integral domain if and only if is a prime ideal. ( is an integral domain if and only if is a prime ideal)
First isomorphism theorem for rings: for a ring homomorphism . (First isomorphism theorem for rings: )
Let be a commutative ring, and . Then if and only if divides in . (Factor theorem over a commutative ring)
If is an integral domain then is an integral domain; in particular is a domain for every field . (A polynomial ring over an integral domain is an integral domain)
A morphism is an open immersion if it identifies isomorphically with an open subscheme of ; such a is injective on points, and the chart inclusions of an open cover of a scheme are open immersions. (Open immersions of schemes)
The Axiom of Choice (AC) states that every family of nonempty sets has a choice function. (The Axiom of Choice)
Assume AC. For every scheme and every , the projection is proper. (Finite-dimensional projective space is proper over every base)
For every field and every finite , the polynomial ring is Noetherian. (Finite-variable polynomial algebras over fields are Noetherian by finite generators)
Assume AC. The spectrum of a Noetherian commutative ring is a Noetherian topological space. (The spectrum of a Noetherian ring is a Noetherian topological space)
A topological space is Noetherian when every descending chain of closed subsets stabilizes. (Noetherian topological spaces via ACC on opens or DCC on closed subsets)
For every open cover of a Noetherian topological space, . (Dimension can be computed on an open cover)
On the closed subsets are the vanishing sets . (The prime spectrum and vanishing sets)
An integral scheme is nonempty, reduced and irreducible. (Integral schemes)
A proper morphism is separated, of finite type and universally closed. (Proper morphisms)
A topological space is irreducible when and whenever with closed, one has or ; a subset is irreducible when the subspace topology it carries is irreducible. (Irreducible topological spaces and irreducible subsets in the subspace topology)
For a commutative ring and an ideal , the quotient is a field if and only if is a maximal ideal. ( is a field if and only if is a maximal ideal)
For a scheme the ideal sheaf has as its germs the nilpotent elements of the local rings of ; equivalently, a section lies in exactly when it is locally nilpotent on . (The reduction of a scheme)
A commutative ring is reduced when its nilradical is the zero ideal, equivalently when the only nilpotent element of is . (The nilradical and reduced rings)
An affine scheme is reduced if (equivalently, for every) coordinate ring is reduced. (Reduced affine schemes)
A point is a generic point of a closed subset when ; for a prime of a ring the point is generic for . (Generic points of irreducible closed subsets)
For the closure is the smallest closed superset of . (Interior, closure, boundary, exterior, derived set and isolated point in a topological space)
Proof
Let be the structure morphism of the -scheme [F4]. Suppose first that is affine. Since is an affine open subscheme of itself, [F3] gives that is an affine scheme.
Now let be any field and consider the projective line of [F9]. Its charts and are open subschemes covering and is the affine open , identified with by . By [F11] the global sections are and , and by [F12] the restrictions to the overlap are the localisations and , the second followed by the identification .
Two distinct points of lie in the chart : the evaluation map , , is a unital ring homomorphism by [F15], and its kernel is , because and every with is divisible by by [F18]; hence by [F17] , which is a field and so a domain [F7], and [F16] makes a prime ideal, i.e. a point of , while [F31] makes it maximal, since the quotient is a field. The zero ideal is also prime, since is a domain by [F19] and then forces or [F6, F7]. The ideals differ because but . Since the chart inclusion is an open immersion and therefore injective on points [F20], these are two distinct points of .
By the quasi-inverse property in [F2], an affine scheme is canonically isomorphic to the spectrum of its global sections, so . Let .
By the sheaf axioms [F10], restriction to the open cover identifies the global sections of the structure sheaf with the matching pairs where the second entry is read through the identification of the overlap.
The projective line also satisfies the hypotheses of the preceding positive-dimension assertion. It is nonempty by step 1.3 and proper over by [F22], hence of finite type by [F29]. By [F23] the chart rings and are Noetherian, so their spectra are Noetherian topological spaces by [F24]. A descending chain of closed subsets of stabilizes after restriction to each of these two opens and therefore stabilizes globally, since they cover the space; thus is Noetherian by [F25].
The prime ideals of from step 1.3 give a strict chain of nonempty closed subsets of : the inclusion is strict because ; is maximal by [F31], so by [F27] the only prime containing it is itself and ; and every prime contains , so [F27]. Both subsets are irreducible in the sense of [F30]: a singleton is irreducible, since a cover by closed subsets has for some and then ; and has the point generic for by [F35], so the closure of is [F36], every closed subset of containing equals , and a closed cover has some containing and hence equal to . Hence by [F8], and the open-cover formula [F26] gives .
By [F1] the ring is a finite field extension of , in particular a field; so by [F5] its only ideals are and , and is a prime ideal: for , that is , the domain property in [F7] gives or , i.e. or [F6]. Since , the spectrum consists of the single point .
Such a pair is constant: write with , taking when [F13, F14]. Multiplying the identity by and using gives , a polynomial whose displayed exponents are at most , so its degree is at most [F13]. If , then has degree , because the coefficient of is the nonzero leading coefficient of and there are no terms above [F13]; hence , so and is constant. Then is the same constant, and if also . Thus .
Hence has exactly one point, because the isomorphism of step 2.1 is a bijection on underlying sets. This contradicts the hypothesis that has more than one point. Therefore the structure morphism is not affine, and is not an affine scheme over .
If were affine over , then by steps 1.1-1.2 applied to its structure morphism it would be by step 3.2, and has exactly one point by [F5, F6] as in step 3.1, contradicting the two distinct points of step 1.3. Hence the projective line is not affine over .
For the dimension refinement, suppose the underlying Noetherian space of has positive dimension. By [F8] there are nonempty irreducible closed subsets of the underlying space; picking a point of and a point of exhibits two distinct points of , a selection from two nonempty sets and so not a use of AC. Hence the hypothesis of step 4.1 is satisfied and such an is not affine over .
Finally, is integral by [F28]: it is nonempty by step 1.3; it is reduced because the ideal sheaf of nilpotent germs [F32] restricts over the open chart to the nilpotent-germ sheaf of , which vanishes since is a domain [F19], hence a reduced ring [F33], hence a reduced affine scheme [F34], with the same holding over , so that by the sheaf property over the cover [F10]; and it is irreducible because is open, irreducible, and dense: the overlap contains the generic point of [F35], so it is dense in , and is dense in : every nonempty open subset either meets directly or lies in and, being open there, meets its dense subset ; then any closed cover restricts to the closed cover of the irreducible , so for some , and , being closed, contains the closure of the dense subspace [F36], so . The Axiom of Choice [F21] is used through the AC-carrying suppliers [F1], [F22] and [F24]; all other selections are finite.
Depends on
- The Axiom of Choice
- Global functions on proper integral schemes form a finite extension of the base field
- Affine schemes are contravariantly equivalent to commutative rings
- Affine morphisms
- Schemes and morphisms over a base
- Prime ideals and maximal ideals in a commutative ring
- Zero divisor, and integral domain: a commutative ring with $1 \ne 0$ and no zero divisors
- Chain dimension and the empty-space convention
- Relative projective space from standard charts
- Finite-dimensional projective space is proper over every base
- Finite-variable polynomial algebras over fields are Noetherian by finite generators
- The spectrum of a Noetherian ring is a Noetherian topological space
- Noetherian topological spaces via ACC on opens or DCC on closed subsets
- Dimension can be computed on an open cover
- The prime spectrum and vanishing sets
- Integral schemes
- Proper morphisms
- A sheaf on a topological space
- Global functions on Spec A recover A
- Sections and restrictions on distinguished opens of an affine scheme
- Degree, leading coefficient and monic polynomial, with the zero polynomial having no degree
- The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution
- Universal property of $R[x]$: a coefficient homomorphism and the image of $x$ determine a unique ring homomorphism
- Factor theorem over a commutative ring
- $R/P$ is an integral domain if and only if $P$ is a prime ideal
- First isomorphism theorem for rings: $R/\ker f\cong\operatorname{im}f$
- A polynomial ring over an integral domain is an integral domain
- Open immersions of schemes
- Irreducible topological spaces and irreducible subsets in the subspace topology
- $R/M$ is a field if and only if $M$ is a maximal ideal
- The reduction of a scheme
- The nilradical and reduced rings
- Reduced affine schemes
- Generic points of irreducible closed subsets
- Interior, closure, boundary, exterior, derived set and isolated point in a topological space
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Sources
- The Stacks Project, Varieties, Section 33.9 (a proper variety of positive dimension is not affine) (standard reference, not scraped)
- Vakil, The Rising Sea, Section 8.3 (standard reference, not scraped)