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Under AC, proper integral finite-type schemes over fields with multiple points are not affine

Statement

Assume the Axiom of Choice. Let k be a field and let X be a nonempty proper integral finite-type k-scheme that has more than one point. Then the structure morphism X→Spec⁡k is not affine; in particular X is not an affine scheme over k.

Consequently no such X whose underlying space is Noetherian of positive dimension (Chain dimension and the empty-space convention) is affine over k: positive dimension forces more than one point.

For every field k, the projective line Pk1 of Relative projective space from standard charts is a nonempty proper integral finite-type k-scheme of positive dimension and is not affine over k. Directly, Γ(Pk1,OPk1)=k while Pk1 has more than one point.

Facts & Assumptions

Given: A field k, a nonempty proper integral finite-type k-scheme X with structure morphism f:X→Spec⁡k having more than one point, and, for the projective-line clause, the projective line Pk1 with its charts U0=Spec⁡k[t], U∞=Spec⁡k[u] and overlap W=U0∩U∞.

[F1]

Assume AC. Let k be a field and let X be a nonempty proper integral finite-type k-scheme with function field K=k(X). Then Γ(X,OX) is a finite field extension of k contained in K. (Global functions on proper integral schemes form a finite extension of the base field)

[F2]

For commutative unital rings A,B the assignment φ↦Spec⁡(φ) gives a natural bijection Hom⁡CRing(A,B)≅Hom⁡LRS(Spec⁡B,Spec⁡A), so A↦Spec⁡A is a contravariant equivalence from commutative rings to affine schemes with quasi-inverse global sections; hence an affine scheme Y satisfies Y≅Spec⁡Γ(Y,OY) canonically. (Affine schemes are contravariantly equivalent to commutative rings)

[F3]

A morphism of schemes f:X→S is affine when f−1(U) is affine for every affine open subscheme U⊆S. The empty scheme is affine. (Affine morphisms)

[F4]

An S-scheme is a scheme X equipped with a morphism X→S, and an S-morphism is a scheme morphism commuting with the maps to S; for an affine base S=Spec⁡A the relative affine space is AS1=Spec⁡A[t]. In particular a k-scheme is a scheme equipped with a morphism to Spec⁡k. (Schemes and morphisms over a base)

[F5]

Let K be a field. Its only ideals are (0) and K: if an ideal contains a nonzero x, it also contains x−1x=1 and hence equals K.

[F6]

A proper ideal P⊊R of a commutative ring is prime when ab∈P implies a∈P or b∈P, and M⊊R is maximal when there is no proper ideal strictly between M and R. (Prime ideals and maximal ideals in a commutative ring)

[F7]

A domain is a commutative ring R with 1≠0 and no zero divisors: ab=0 implies a=0 or b=0. A field has 1≠0 and no zero divisors, so a field is a domain. (Zero divisor, and integral domain: a commutative ring with 1≠0 and no zero divisors)

[F8]

For a Noetherian topological space T, dim⁡T is the supremum of the lengths s of strict chains Z0⊊⋯⊊Zs of nonempty irreducible closed subsets of T; a one-member chain has length zero. In particular dim⁡T>0 means that there are nonempty irreducible closed subsets Z0⊊Z1 of T. (Chain dimension and the empty-space convention)

[F9]

For every field k, the standard charts of Pk1 are U0≅Spec⁡k[t] and U∞≅Spec⁡k[u]; they are open subschemes covering Pk1. Their overlap is the pair of basic opens D(t) and D(u), identified through t↦u−1, so W=U0∩U∞≅Spec⁡k[t,t−1] and tu=1 there. (Relative projective space from standard charts)

[F10]

A sheaf on a topological space satisfies locality and gluing: sections agreeing on the members of an open cover are equal, and a family of sections which agree on the overlaps of a cover glues to a unique section. (A sheaf on a topological space)

[F11]

The canonical map A→Γ(Spec⁡A,O) is an isomorphism, including when A=0. (Global functions on Spec A recover A)

[F12]

For f∈A, Γ(D(f),O)=Af: the sections of the structure sheaf on a basic open are the localisation, and the restriction from D(f) to D(g)⊆D(f) is the canonical localisation map Af→Ag. (Sections and restrictions on distinguished opens of an affine scheme)

[F13]

Let 0≠f=∑iaixi∈R[x]. Its degree is the largest natural number n with an≠0, and its leading coefficient is an. The zero polynomial has no degree; every degree statement separates it. (Degree, leading coefficient and monic polynomial, with the zero polynomial having no degree)

[F14]

For a commutative ring R the polynomial ring R[x] consists of the finite sums ∑i=0naixi with ai∈R, with the usual addition and multiplication of polynomials; the notation b=∑j=0ebjuj lists the coefficients of b∈R[u]. (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution)

[F15]

Let R,S be commutative rings, φ:R→S a unital ring homomorphism and s∈S. There is a unique unital ring homomorphism ev⁡φ,s:R[x]→S extending φ on constants with x↦s, given by ev⁡φ,s(∑iaixi)=∑iφ(ai)si. (Universal property of R[x]: a coefficient homomorphism and the image of x determine a unique ring homomorphism)

[F16]

Let R be a commutative ring and P⊴R an ideal. Then R/P is an integral domain if and only if P is a prime ideal. (R/P is an integral domain if and only if P is a prime ideal)

[F17]

First isomorphism theorem for rings: R/ker⁡φ≅im⁡φ for a ring homomorphism φ:R→S. (First isomorphism theorem for rings: R/ker⁡f≅im⁡f)

[F18]

Let R be a commutative ring, a∈R and h∈R[x]. Then h(a)=0 if and only if x−a divides h in R[x]. (Factor theorem over a commutative ring)

[F19]

If R is an integral domain then R[x] is an integral domain; in particular k[t] is a domain for every field k. (A polynomial ring over an integral domain is an integral domain)

[F20]

A morphism j:U→X is an open immersion if it identifies U isomorphically with an open subscheme of X; such a j is injective on points, and the chart inclusions of an open cover of a scheme are open immersions. (Open immersions of schemes)

[F21]

The Axiom of Choice (AC) states that every family of nonempty sets has a choice function. (The Axiom of Choice)

[F22]

Assume AC. For every scheme S and every n≥0, the projection PSn→S is proper. (Finite-dimensional projective space is proper over every base)

[F23]

For every field K and every finite d≥0, the polynomial ring K[x1,…,xd] is Noetherian. (Finite-variable polynomial algebras over fields are Noetherian by finite generators)

[F24]

Assume AC. The spectrum of a Noetherian commutative ring is a Noetherian topological space. (The spectrum of a Noetherian ring is a Noetherian topological space)

[F25]

A topological space is Noetherian when every descending chain of closed subsets stabilizes. (Noetherian topological spaces via ACC on opens or DCC on closed subsets)

[F26]

For every open cover T=⋃iUi of a Noetherian topological space, dim⁡T=sup⁡idim⁡Ui. (Dimension can be computed on an open cover)

[F27]

On Spec⁡A the closed subsets are the vanishing sets V(I)={p:I⊆p}. (The prime spectrum and vanishing sets)

[F28]

An integral scheme is nonempty, reduced and irreducible. (Integral schemes)

[F29]

A proper morphism is separated, of finite type and universally closed. (Proper morphisms)

[F30]

A topological space X is irreducible when X≠∅ and whenever X=F1∪F2 with F1,F2⊆X closed, one has X=F1 or X=F2; a subset is irreducible when the subspace topology it carries is irreducible. (Irreducible topological spaces and irreducible subsets in the subspace topology)

[F31]

For a commutative ring R and an ideal M⊆R, the quotient R/M is a field if and only if M is a maximal ideal. (R/M is a field if and only if M is a maximal ideal)

[F32]

For a scheme X the ideal sheaf NX has as its germs the nilpotent elements of the local rings of X; equivalently, a section lies in NX(U) exactly when it is locally nilpotent on U. (The reduction of a scheme)

[F33]

A commutative ring R is reduced when its nilradical is the zero ideal, equivalently when the only nilpotent element of R is 0. (The nilradical and reduced rings)

[F34]

An affine scheme is reduced if (equivalently, for every) coordinate ring A is reduced. (Reduced affine schemes)

[F35]

A point x is a generic point of a closed subset Z when {x}‾=Z; for a prime p of a ring A the point p is generic for V(p). (Generic points of irreducible closed subsets)

[F36]

For A⊆X the closure A‾ is the smallest closed superset of A. (Interior, closure, boundary, exterior, derived set and isolated point in a topological space)

Proof

technique · direct: a $k$-morphism $X\to\operatorname{Spec}k$ that is affine makes $X$ an affine scheme, so $X\cong\operatorname{Spec}\Gamma$ with $\Gamma$ a finite field extension of $k$ by the global-functions theorem, and the spectrum of a field is a single point, contradicting that $X$ has more than one point. For the projective line the global sections are computed to be $k$ from the two-chart cover, while the points defined by the ideals $(t)$ and $(0)$ are distinct
1.1F3F4

Let f:X→Spec⁡k be the structure morphism of the k-scheme X [F4]. Suppose first that f is affine. Since Spec⁡k is an affine open subscheme of itself, [F3] gives that X=f−1(Spec⁡k) is an affine scheme.

1.2F9F11F12

Now let k be any field and consider the projective line Pk1 of [F9]. Its charts U0=Spec⁡k[t] and U∞=Spec⁡k[u] are open subschemes covering Pk1 and W=U0∩U∞ is the affine open Spec⁡k[t,t−1], identified with Spec⁡k[u,u−1] by t↦u−1. By [F11] the global sections are Γ(U0,O)=k[t] and Γ(U∞,O)=k[u], and by [F12] the restrictions to the overlap are the localisations k[t]→k[t,t−1] and k[u]→k[u,u−1], the second followed by the identification u↦t−1.

1.3F6F7F15F16F17F18F19F20F31

Two distinct points of Pk1 lie in the chart U0: the evaluation map ε:k[t]→k, t↦0, is a unital ring homomorphism by [F15], and its kernel is (t), because t∈ker⁡ε and every h with h(0)=0 is divisible by t by [F18]; hence by [F17] k[t]/(t)≅im⁡ε=k, which is a field and so a domain [F7], and [F16] makes (t) a prime ideal, i.e. a point of U0=Spec⁡k[t], while [F31] makes it maximal, since the quotient k[t]/(t) is a field. The zero ideal (0) is also prime, since k[t] is a domain by [F19] and ab=0 then forces a=0 or b=0 [F6, F7]. The ideals differ because t∈(t) but t∉(0). Since the chart inclusion U0↪Pk1 is an open immersion and therefore injective on points [F20], these are two distinct points of Pk1.

2.1F2step 1.1

By the quasi-inverse property in [F2], an affine scheme is canonically isomorphic to the spectrum of its global sections, so X≅Spec⁡Γ(X,OX). Let Γ:=Γ(X,OX).

2.2F10step 1.2

By the sheaf axioms [F10], restriction to the open cover {U0,U∞} identifies the global sections of the structure sheaf with the matching pairs Γ(Pk1,O)={(a,b)∈k[t]×k[u]:a(t)=b(t−1) in k[t,t−1]}, where the second entry is read through the identification u=t−1 of the overlap.

2.3

The projective line also satisfies the hypotheses of the preceding positive-dimension assertion. It is nonempty by step 1.3 and proper over k by [F22], hence of finite type by [F29]. By [F23] the chart rings k[t] and k[u] are Noetherian, so their spectra U0,U∞ are Noetherian topological spaces by [F24]. A descending chain of closed subsets of Pk1 stabilizes after restriction to each of these two opens and therefore stabilizes globally, since they cover the space; thus Pk1 is Noetherian by [F25].

2.4F8F26F27F30F31F35F36step 1.3

The prime ideals (0)⊊(t) of k[t] from step 1.3 give a strict chain V((t))={(t)}⊊V((0))=U0 of nonempty closed subsets of U0: the inclusion is strict because (t)≠(0); (t) is maximal by [F31], so by [F27] the only prime containing it is (t) itself and V((t))={(t)}; and every prime contains (0), so V((0))=U0 [F27]. Both subsets are irreducible in the sense of [F30]: a singleton is irreducible, since a cover {p}=F1∪F2 by closed subsets has p∈Fi for some i and then Fi={p}; and U0 has the point (0) generic for V((0))=U0 by [F35], so the closure of {(0)} is U0 [F36], every closed subset of U0 containing (0) equals U0, and a closed cover U0=F1∪F2 has some Fi containing (0) and hence equal to U0. Hence dim⁡U0≥1 by [F8], and the open-cover formula [F26] gives dim⁡Pk1≥1.

3.1F5F6F7step 2.1

By [F1] the ring Γ is a finite field extension of k, in particular a field; so by [F5] its only ideals are (0) and Γ, and (0) is a prime ideal: for ab∈(0), that is ab=0, the domain property in [F7] gives a=0 or b=0, i.e. a∈(0) or b∈(0) [F6]. Since (0)≠Γ, the spectrum Spec⁡Γ consists of the single point (0).

3.2F13F14step 2.2

Such a pair is constant: write b=∑j=0ebjuj with bj∈k, taking e=0 when b=0 [F13, F14]. Multiplying the identity a(t)=b(t−1) by te and using u=t−1 gives tea(t)=∑j=0ebjte−j∈k[t], a polynomial whose displayed exponents are at most e, so its degree is at most e [F13]. If a≠0, then tea has degree e+deg⁡a, because the coefficient of te+deg⁡a is the nonzero leading coefficient of a and there are no terms above [F13]; hence e+deg⁡a≤e, so deg⁡a=0 and a is constant. Then b=a is the same constant, and if a=0 also a,b∈k. Thus Γ(Pk1,O)=k.

4.1step 2.1step 3.1

Hence X has exactly one point, because the isomorphism of step 2.1 is a bijection on underlying sets. This contradicts the hypothesis that X has more than one point. Therefore the structure morphism f is not affine, and X is not an affine scheme over k.

4.2F1F5F6F9step 1.1step 2.1step 3.1step 3.2step 1.3

If Pk1 were affine over k, then by steps 1.1-1.2 applied to its structure morphism Pk1→Spec⁡k it would be Pk1≅Spec⁡Γ(Pk1,O)=Spec⁡k by step 3.2, and Spec⁡k has exactly one point by [F5, F6] as in step 3.1, contradicting the two distinct points of step 1.3. Hence the projective line is not affine over k.

5.1F8step 4.1

For the dimension refinement, suppose the underlying Noetherian space of X has positive dimension. By [F8] there are nonempty irreducible closed subsets Z0⊊Z1 of the underlying space; picking a point of Z0 and a point of Z1∖Z0 exhibits two distinct points of X, a selection from two nonempty sets and so not a use of AC. Hence the hypothesis of step 4.1 is satisfied and such an X is not affine over k.

6.1F1F8F9F10F19F21F22F23F24F25F26F27F28F29F30F31F32F33F34F35F36step 1.3step 2.4∎

Finally, Pk1 is integral by [F28]: it is nonempty by step 1.3; it is reduced because the ideal sheaf N of nilpotent germs [F32] restricts over the open chart U0 to the nilpotent-germ sheaf of Spec⁡k[t], which vanishes since k[t] is a domain [F19], hence a reduced ring [F33], hence a reduced affine scheme [F34], with the same holding over U∞, so that N=0 by the sheaf property over the cover {U0,U∞} [F10]; and it is irreducible because U0 is open, irreducible, and dense: the overlap U0∩U∞=D(u) contains the generic point (0) of U∞ [F35], so it is dense in U∞, and U0 is dense in Pk1: every nonempty open subset either meets U0 directly or lies in U∞ and, being open there, meets its dense subset D(u)⊆U0; then any closed cover Pk1=F1∪F2 restricts to the closed cover U0=(F1∩U0)∪(F2∩U0) of the irreducible U0, so U0⊆Fi for some i, and Fi, being closed, contains the closure Pk1 of the dense subspace U0 [F36], so Fi=Pk1. The Axiom of Choice [F21] is used through the AC-carrying suppliers [F1], [F22] and [F24]; all other selections are finite.

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