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A proper nonprojective scheme from glued projective spaces

Statement

Assume the Axiom of Choice. Let k be an algebraically closed field and let X1,X2 be two copies of Pk3, with homogeneous coordinates x0,x1,x2,x3. In each copy Xm let Lm=V(x2,x3)⊆Xm,Cm=V(x0, x12+x2x3)⊆Xm be the coordinate line, identified with Pk1 through the coordinates (x0:x1), and the plane conic inside the plane x0=0, identified with Pk1 by (s:t)↦(0:st:t2:−s2) in the coordinates (x1:x2:x3). Then Lm and Cm are disjoint closed subschemes of Xm, both isomorphic to Pk1, and Cm is a nonsingular plane conic. Let Zm:=Lm⊔Cm be their disjoint union, a closed subscheme of Xm, and let σ:Z1→Z2 be the k-isomorphism which is φ2∘ψ1 on L1 and ψ2−1∘φ1−1 on C1, where ψm:Lm→Pk1 and φm:Pk1→Cm are the two identifications above. Then the closed-subscheme pushout X:=X1⨿ZX2 with Z:=Z1 exists as a k-scheme, each Xm is a closed subscheme of X, and the structure morphism X→Spec⁡k is proper but not projective: there is no closed immersion X→PkN over k for any N≥0. So properness does not imply projectivity, even over an algebraically closed field.

Facts & Assumptions

Given: AC, an algebraically closed field k, two copies X1,X2 of Pk3 with homogeneous coordinates x0,…,x3, their standard charts, the closed subschemes Lm=V(x2,x3) and Cm=V(x0,x12+x2x3) to be constructed below, the identifications ψm:Lm→Pk1 and φm:Pk1→Cm of the statement, and the gluing isomorphism σ built from them.

[F1]

For S=Spec⁡A the standard charts of PSn are UiS=Spec⁡A[xℓ(i):ℓ≠i] with xℓ(i)=tℓ/ti; they are affine over S and form an open cover, and on the overlap xℓ(i)=xℓ(j)/xi(j) for ℓ≠i,j while xj(i)=1/xi(j). For n=1 this presents PS1 as the gluing of the two charts Spec⁡A[x1(0)] and Spec⁡A[x0(1)] along the identification x0(1)=1/x1(0). (Relative projective space from standard charts)

[F2]

Affine schemes equipped with open subschemes and isomorphisms on overlaps satisfying the identity and cocycle conditions glue to a scheme, uniquely up to unique isomorphism; the given affine schemes become an open affine cover. (Gluing affine schemes along compatible open isomorphisms)

[F3]

A morphism i:Z→X is a closed immersion when its underlying map is a homeomorphism onto a closed subset and OX→i∗OZ is surjective, and it is a closed immersion if and only if its restrictions over the members of an open cover of X are closed immersions. Assume AC: for a closed immersion i:Z→Y and an affine open U=Spec⁡A of Y there is an ideal I⊆A with i−1(U)≅Spec⁡(A/I), and every base change of a closed immersion is a closed immersion. (Closed immersions of schemes, Closed immersions are local on the target, Closed immersions are affine quotients and survive base change)

[F4]

Compatible morphisms of schemes on an open cover of a scheme glue uniquely to a morphism from that cover. (Morphisms of schemes are local on compatible open covers)

[F5]

For ideals I,J of a commutative ring the sum I+J and the product IJ are ideals, and if I1,…,Ir are pairwise comaximal then the canonical map R→∏iR/Ii is surjective with kernel ⋂iIi, so R/∏iIi≅∏iR/Ii: the product and the intersection agree. (The sum I+J and product IJ of two-sided ideals, Chinese remainder theorem for pairwise comaximal ideals)

[F6]

Assume AC. For closed immersions i:Z→X and j:Z→Y of S-schemes the pushout T=X⨿ZY in S-schemes exists; with a:X→T, b:Y→T the structure morphisms: a and b are closed immersions, ∣T∣=∣X∣∪∣Y∣, ∣X∣∩∣Y∣=∣Z∣ and Z≅X×TY, while OT=a∗OX×c∗OZb∗OY; every point of Z has an open neighbourhood Spec⁡(A×CB) inside T. (Pushouts of closed immersions exist)

[F7]

Assume AC. Let k be an algebraically closed field and X1,X2 two copies of Pk3. If Li (a line) and Ci (a smooth plane conic) are closed subschemes of Xi with ∣Li∣∩∣Ci∣=∅ whose disjoint union Zi=Li⊔Ci is a closed subscheme of Xi, and σ:Z1→Z2 is an isomorphism with σ(L1)=C2 and σ(C1)=L2, then the closed-subscheme pushout X1⨿ZX2 along Z:=Z1 exists as a k-scheme, each Xi is a closed subscheme of it, and it is proper over k. (Closed gluing of two projective three-spaces is proper)

[F8]

Define OPk3(n) by gluing free rank-one sheaves with transitions ej=(xj/xi)nei, the same construction being used on every PkN. For every field k every invertible sheaf on Pk3 is isomorphic to O(n) for a unique n∈Z; its restriction to any line L≅Pk1 is OP1(n); for a nonsingular plane conic C⊂Pk2⊂Pk3 with a k-isomorphism ϕ:Pk1→∼C the pullback to Pk1 is OP1(2n); and n>0 whenever the sheaf is the pullback of OPN(1) along a closed immersion Pk3↪PkN. (Line bundles on projective three-space and their restrictions)

[F9]

Over any field k, OPk1(a)≅OPk1(b) if and only if a=b; the twist index of an invertible sheaf on the projective line is well defined. (The twist index on the projective line is an isomorphism invariant)

[F10]

For a morphism of ringed spaces (f,f♯):(X,OX)→(Y,OY) the pullback of an OY-module G is f∗G=OX⊗f−1OYf−1G (Pullback of a module along a morphism of ringed spaces); the stalk of the inverse image is canonically (f−1G)x≅Gf(x) (The stalk of an inverse image sheaf is the stalk over the image point) and the stalk of a tensor product is the tensor product of the stalks (The stalk of a tensor product sheaf is the tensor product of the stalks).

[F11]

A morphism f:X→S is projective if for some n≥0 it factors over S as X→iPSn→S with i a closed immersion and the second arrow the projection; it is proper if it is separated, of finite type and universally closed. (Projective morphisms before Proj, Proper morphisms)

[F12]

AC states that every family of nonempty sets has a choice function. (The Axiom of Choice)

AC use: The assumption is inherited exactly by [F3] (the affine quotient form of closed immersions), [F6] and [F7] (closed-subscheme pushouts); every other construction below makes only finitely many explicit choices of charts, coordinates and ring generators.

Proof

technique · direct: the line and the conic are built chart by chart and glued, their disjoint union is the closed subscheme on which the two charts' product ideals agree, and the gluing lemma produces a proper $k$-scheme. A hypothetical closed immersion into projective space would pull $\mathcal O(1)$ back to a twisted sheaf on each component; comparing the degrees on the exchanged line and conic forces the twist indices to satisfy $n_1=2n_2$ and $2n_1=n_2$, which contradicts their positivity
1.1F1

Write Ui(m) for the standard charts of Xm, with coordinates uij=xj/xi (j≠i), so that Ai=k[uij:j≠i]; the charts cover Xm and on Ui(m)∩Uj(m) one has uiℓ=ujℓ/uji for ℓ≠i,j and uij=1/uji by [F1]. Consequently, for a homogeneous form F of degree d with dehomogenizations Fi and Fj at i and j, one has Fj=ujidFi=uij−dFi on the overlap, a unit multiple of Fi; thus the chart ideals generated by the dehomogenizations of a fixed finite list of homogeneous forms have localizations that correspond under the transition isomorphisms, and gluing data built from them are compatible.

1.2F1F2F3F4

Define φm:Pk1→Xm on the two standard charts of the line as follows: with w the coordinate on Spec⁡k[w]=U0(P1) use the ring map k[u30,u31,u32]→k[w], u30↦0, u31↦−w, u32↦−w2, whose target ideal (u30,u312+u32) is generated by the equations of Cm∩U3(m); with w′ the coordinate on the other chart use k[u20,u21,u23]→k[w′], u20↦0, u21↦w′, u23↦−w′2, with target ideal (u20,u212+u23). On the overlap ww′=1 the two composites agree, because the point is (x0:x1:x2:x3)=(0:w:w2:−1) in the first chart and (0:w′:1:−w′2) in the second, and these are the same projective point when ww′=1; by [F4] they glue to a k-morphism φm:Pk1→Xm with image in Cm. This morphism is an isomorphism onto Cm: it maps the two source charts isomorphically onto Cm∩U3(m) and Cm∩U2(m) with inverses w=−u31 and w′=u21, and those two pieces cover Cm, since a point of Cm∩U1(m) with u12=u13=0 would satisfy 1+u12u13=1≠0.

2.1F1F2F3

Let Lm⊆Xm be the closed subscheme with chart pieces Lm∩U0(m)=V(u02,u03), Lm∩U1(m)=V(u12,u13) and Lm∩U2(m)=Lm∩U3(m)=∅. By step 1.1 the localized ideals (u02,u03) and (u12,u13) correspond on U0(m)∩U1(m), so the two affine pieces glue along their overlap to a scheme Lm mapping to Xm by a morphism whose restrictions to the chart pieces are closed immersions; [F2] supplies the gluing and [F3] makes the morphism Lm→Xm a closed immersion. Moreover Lm∩U0(m)=Spec⁡k[u01] and Lm∩U1(m)=Spec⁡k[u10] are glued by u01=1/u10, which by [F1] is exactly the standard two-chart presentation of Pk1, so [F2] gives a canonical isomorphism ψm:Lm→Pk1 with ψm(u01) the standard coordinate; ∣Lm∣ is the set of points with x2=x3=0.

2.2F1F2F3F8

Let Cm⊆Xm be the closed subscheme with chart pieces Cm∩U0(m)=∅, Cm∩U1(m)=V(u10,1+u12u13), Cm∩U2(m)=V(u20,u212+u23) and Cm∩U3(m)=V(u30,u312+u32); by step 1.1 these are the dehomogenizations of x0 and x12+x2x3, their localizations correspond on every overlap, and [F2] with [F3] makes Cm a closed subscheme of Xm lying in the plane x0=0. On the three charts of that plane the conic has equations 1+bc, a2+c and a2+b for the two remaining ratio coordinates a,b,c; the first partials are (c,b), (2a,1) and (2a,1), and a singular point would have to make the equation and both partials vanish: on the first chart b=c=0 would force 1=0, and on the other two charts the second partial is 1. So Cm is a nonsingular plane conic in the sense of [F8].

3.1step 2.1step 2.2

The closed subschemes Lm and Cm are disjoint: on U0(m) the line is V(u02,u03) while Cm∩U0(m)=∅; on U1(m) a common point of V(u12,u13) and V(u10,1+u12u13) would have u12=u13=0 and hence 1+u12u13=1≠0, which is impossible; on U2(m) and U3(m) the line is empty. Hence ∣Lm∣∩∣Cm∣=∅ for m=1,2.

3.2F2F3F5step 1.1step 2.1step 2.2

Let IiL,IiC⊆Ai be the ideals generated by the dehomogenizations of (x2,x3) and of (x0,x12+x2x3) at the chart i as displayed in steps 2.1 and 2.2; by step 1.1 their localizations correspond on overlaps, and the product ideals IiLIiC have corresponding localizations as well, so the closed subschemes Spec⁡(Ai/IiLIiC) glue by [F2] to a closed subscheme Zm⊆Xm whose chart piece over Ui(m) is Spec⁡(Ai/IiLIiC), the closedness following from [F3]. On each chart the two ideals are comaximal: I0C=I2L=I3L=Ai, and on U1(m) one has (1+u12u13)−u12u13=1 in I1L+I1C. Hence [F5] gives, compatibly with the transitions of step 1.1, canonical isomorphisms Zm∩Ui(m)≅(Lm∩Ui(m))⊔(Cm∩Ui(m)), which glue to a k-isomorphism Zm≅Lm⊔Cm; in particular Zm is a closed subscheme of Xm whose closed subsets Lm,Cm are disjoint and cover it.

4.1step 2.1step 2.2step 3.2

Let σ:Z1→Z2 be the isomorphism which on the component L1 of Z1≅L1⊔C1 is φ2∘ψ1:L1→C2 and on the component C1 is ψ2−1∘φ1−1:C1→L2; this is a k-isomorphism onto Z2≅C2⊔L2 with σ(L1)=C2 and σ(C1)=L2, and the source components are as in step 3.2.

5.1F7F11step 2.2step 3.1step 3.2step 4.1

The closed subschemes Lm,Cm⊆Xm of steps 2.1 and 2.2 are disjoint by step 3.1, their disjoint union is the closed subscheme Zm by step 3.2, and σ of step 4.1 exchanges them as required; the field k is algebraically closed and Cm is a nonsingular plane conic by step 2.2. So [F7] applies to the data (X1,X2,Lm,Cm,σ): the closed-subscheme pushout X=X1⨿ZX2, Z:=Z1, exists as a k-scheme, the structure morphisms a:X1→X, b:X2→X are closed immersions exhibiting each Xm as a closed subscheme of X, and X→Spec⁡k is proper in the sense of [F11]. This proves the existence, closedness and properness clauses of the statement.

6.1F3F8F10F11step 5.1

Suppose now that h:X→PkN is a closed immersion over Spec⁡k for some N≥0, so that X→Spec⁡k is projective in the sense of [F11]. Then L:=h∗OPN(1) is an invertible sheaf on X: O(1) is invertible by its gluing definition in [F8], and pullback preserves invertibility, since by the definition [F10] the pullback of a free rank-one module is free of rank one on the preimage of a trivializing open set. Hence M1:=a∗L and M2:=b∗L are invertible sheaves on X1,X2≅Pk3. The composite h∘a:Pk3→PkN is again a closed immersion: over an affine open V of PkN the preimage h−1(V)=Spec⁡(A/I) is affine by [F3], the preimage (ha)−1(V) is a closed subscheme of it because a is a closed immersion and closedness is local on the target by [F3], and a composite of closed subscheme inclusions is a closed immersion; [F3] then gives the composite closedness over the chosen affine cover of PkN. Since M1≅(ha)∗O(1) is the pullback of O(1) along a closed immersion, the classification and positivity clauses of [F8] give a unique n1∈Z with M1≅OP3(n1) and n1>0; the same argument gives M2≅OP3(n2) with n2>0.

6.2F6F10step 3.2step 4.1step 5.1

Let j1:Z→X1 and j2:Z→X2 be the closed immersions used to glue (so j2=z2σ in the notation of [F7], and aj1=bj2 because the pushout square commutes). Pulling L back along these two morphisms gives the same sheaf: j1∗M1≅(aj1)∗L=(bj2)∗L≅j2∗M2, the outer isomorphisms being the composition compatibility of pullback, which by [F10] is the canonical identification of stalks (OZ,z⊗OX1,j1(z)M1,j1(z))≅OZ,z⊗OX,xLx for x=aj1(z). This identification is compatible with the decompositions Z≅L1⊔C1 and Z2≅C2⊔L2 of step 3.2 and with σ: passing to the component L1 of Z it reads M1∣L1≅(σ∣L1)∗(M2∣C2), and passing to the component C1 it reads M1∣C1≅(σ∣C1)∗(M2∣L2), where σ∣L1=(φ2∘ψ1)∣L1 and σ∣C1=(ψ2−1∘φ1−1)∣C1 by step 4.1.

7.1F8F9step 2.2step 4.1step 6.1step 6.2

Restrict to the component L1. By the line clause of [F8] the pullback of M1∣L1 along ψ1−1:Pk1→L1 is OP1(n1). On the other hand step 6.2 identifies M1∣L1 with (σ∣L1)∗(M2∣C2), so pulling back along ψ1−1 gives (σ∣L1∘ψ1−1)∗(M2∣C2)=φ2∗(M2∣C2), which is OP1(2n2) by the conic clause of [F8] applied to the nonsingular plane conic C2 of step 2.2 with the isomorphism φ2. Hence OP1(n1)≅OP1(2n2), and n1=2n2 by [F9].

7.2F8F9step 2.1step 4.1step 6.1step 6.2

Restrict to the component C1. By the conic clause of [F8] the pullback of M1∣C1 along φ1:Pk1→C1 is OP1(2n1). By step 6.2 the sheaf M1∣C1 is (σ∣C1)∗(M2∣L2), so pulling back along φ1 gives (σ∣C1∘φ1)∗(M2∣L2)=ψ2−1∗(M2∣L2), the pullback of M2∣L2 along ψ2−1:Pk1→L2, which is OP1(n2) by the line clause of [F8]. Hence OP1(2n1)≅OP1(n2) and 2n1=n2 by [F9].

8.1F11F12step 5.1step 6.1step 7.1step 7.2∎

Combining n1=2n2 of step 7.1 with 2n1=n2 of step 7.2 gives n1=4n1, hence 3n1=0 and n1=0 in Z, contradicting n1>0 from step 6.1. Therefore no closed immersion X→PkN over k exists for any N≥0, and by [F11] the structure morphism X→Spec⁡k is not projective, while it is proper by step 5.1: properness does not imply projectivity over an algebraically closed field. The Axiom of Choice [F12] is used exactly through the AC-declared suppliers [F3], [F6] and [F7] cited in steps 3.2 and 5.1 and in the closedness computation of step 6.1; all other steps make finitely many explicit choices of charts, coordinates and generators.

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