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LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30
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Closed immersions are affine quotients and survive base change

Statement

Assume the Axiom of Choice (AC). Let i:Z→Y be a closed immersion, where closed immersion has the published convention that the map on structure sheaves is surjective. For every affine open U=Spec⁡A of Y, there is a unique ideal I⊆A such that, over U, i−1(U)≅Spec⁡(A/I). Conversely, every quotient map A→A/I induces a closed immersion Spec⁡(A/I)→Spec⁡A. Every base change of a closed immersion is a closed immersion. In particular, the empty subscheme of Spec⁡A corresponds to I=A.

Facts & Assumptions

Given: AC, a closed immersion i:Z→Y, commutative unital rings, and the scheme and affine-scheme conventions in the cited prerequisites.

[F1]

A morphism is a closed immersion when it is a homeomorphism onto a closed subset and its structure-sheaf map is surjective. (Closed immersions of schemes)

[F2]

Closed immersions are local on the target: a morphism is a closed immersion exactly when its restrictions over an open cover are closed immersions. (Closed immersions are local on the target)

[F3]

Every point of a scheme has an open affine neighbourhood; the empty locally ringed space is a scheme. (Schemes)

[F4]

Every affine scheme is quasi-compact. (Every affine scheme is quasi-compact)

[F5]

The sets V(J) for ideals J are precisely the closed sets of Spec⁡A; the Zariski topology is the one defined by these vanishing sets. (The vanishing sets define the Zariski topology on the prime spectrum)

[F6]

For an ideal J, V(J) consists of the primes containing J; and D(f)={p:f∉p} is the complement of V((f)). Consequently the D(f) form a basis: if O=Spec⁡A∖V(J) and p∈O, choose f∈J∖p, so p∈D(f)⊆O. (The prime spectrum and vanishing sets, Principal distinguished subsets of the prime spectrum)

[F7]

For f∈A, Spec⁡(Af) is the open locally ringed subspace D(f) of Spec⁡A. (A principal localization identifies its spectrum with a distinguished open)

[F8]

If finitely many global sections generate the unit ideal and each of their principal opens is affine, then the scheme is affine; the empty scheme and an empty list of sections are allowed. (Affineness from a finite principal cover)

[F9]

Under AC, the nilradical of any commutative ring is the intersection of its prime ideals, with the empty-intersection convention for the zero ring. (The nilradical is the intersection of all prime ideals)

[F10]

Under AC, every proper ideal of a nonzero commutative ring is contained in a maximal ideal. (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal)

[F11]

A morphism from a scheme X to Spec⁡A induces the corresponding ring map A→Γ(X,OX), and these constructions give a natural bijection. (Morphisms to an affine scheme and global sections)

[F12]

Morphisms between affine schemes correspond contravariantly to ring maps; the induced map on spectra is contraction of primes, and global sections is the inverse correspondence. (Affine schemes are contravariantly equivalent to commutative rings)

[F13]

For a continuous map f:X→Y, direct image sections satisfy (f∗F)(V)=F(f−1(V)). (Direct image of a sheaf along a continuous map)

[F14]

On an affine scheme, Γ(D(f),O)=Af. (Sections and restrictions on distinguished opens of an affine scheme)

[F15]

The stalk of the affine structure sheaf at p∈Spec⁡A is Ap, where Ap=(A∖p)−1A. (The stalk of the affine structure sheaf at a prime is A_p, Localisation at a prime ideal: Rp=(R∖p)−1R)

[F16]

Exactness of sheaves of abelian groups is equivalent to exactness on every stalk. We apply this to the underlying additive sheaves of rings. (A sequence of abelian sheaves is exact exactly when it is exact on every stalk)

[F17]

Localization preserves short exact sequences of modules. (Localisation of modules is exact)

[F18]

Prime ideals of A/I correspond by contraction exactly to prime ideals of A containing I. (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal)

[F19]

The fibre product of Spec⁡B and Spec⁡C over Spec⁡A is Spec⁡(B⊗AC), including zero rings. (Affine fibre products are spectra of tensor products)

[F20]

For every A-module M, M⊗A(A/I)≅M/IM; the canonical map is given by m⊗aˉ↦am+IM. (M⊗RR/I≅M/IM naturally)

[F21]

AC states that every family of nonempty sets admits a choice function. (The Axiom of Choice)

[F22]

For a module localization, m/1=0 exactly when um=0 for some denominator u; this is the defining fraction-equivalence relation. (Localisation of a module at a multiplicative subset)

[F23]

The cokernel of a module map f:M→N is the quotient module N/im⁡f. (Module homomorphism and isomorphism, kernel, image and cokernel)

[F24]

A ring map that sends every element of a multiplicative set to a unit factors uniquely through the corresponding localization. (Universal property of localisation: maps that invert S factor uniquely through S−1R)

[F25]

The stalk of a presheaf at a point is the filtered colimit of its sections over neighbourhoods of that point. (The stalk of a presheaf at a point)

[F26]

For modules over a commutative ring, the flip M⊗RN→N⊗RM, m⊗n↦n⊗m, is an isomorphism. (Symmetry and associativity isomorphisms for tensor products over a commutative ring)

[F27]

For a morphism Y′→Y, the base change of Z→Y is the pullback Z×YY′→Y′; the construction preserves identities and composition. (Base change of objects, morphisms and properties)

AC use: F21 is used through F9 and F10 and to find a maximal ideal containing the annihilator of a nonzero cokernel element. The finite affine subcover and the finite list of labels below require no choice principle.

Proof

1.1F1F2F3given

Fix an affine open U=Spec⁡A of Y. By F3, complete U to an open cover of Y with affine neighbourhoods of points outside U. Then F1 and F2 show that the restriction iU:i−1(U)→U is a closed immersion. It is therefore enough to prove the assertion when Y=Spec⁡A. Write E=i(Z); F1 says that E is closed and i is a homeomorphism from Z onto E.

1.2F1F3F4

The space Spec⁡A is quasi-compact by F4. A closed subset of a quasi-compact space is quasi-compact: add its open complement to any open cover and take a finite subcover upstairs. Hence E and Z are quasi-compact. Since Z is a scheme, its affine open neighbourhoods cover it by F3; compactness gives a finite affine-open cover W1,…,Wm. The empty cover is permitted when Z=∅.

1.3F3F5F6

Each Wj is open in E, so the subspace topology gives an open Oj⊆Spec⁡A with Oj∩E=Wj. By F5 and F6, principal opens form a basis. Thus the family of pairs (j,f) satisfying E∩D(f)⊆Wj covers E. Quasi-compactness gives finitely many such labelled pairs (ji,fi) covering E, without choosing one function for every point.

1.4F7F12

The inverse image of each selected D(fi) lies in its labelled affine chart Wji=Spec⁡Cji. The morphism on that chart corresponds by F12 to a ring map A→Cji, so the inverse image is the distinguished open defined by the image of fi. It is affine by F7. The selected inverse images cover Z.

1.5F5F6F10F21algebra

Since E is closed in Spec⁡A, write E=V(J) by F5. The opens D(fi) cover V(J), so V(J+(f1,…,fn))=∅. If A≠0 and this aggregate ideal were proper, F10 would put it in a maximal (hence prime) ideal, contradicting the cover. If A=0, the aggregate ideal already equals A. Therefore J+(f1,…,fn)=A. By the definition of a generated ideal this gives a finite relation 1=∑iaifi+∑ℓ=1rbℓgℓ,gℓ∈J.

1.6F5F18

Conversely, let π:A→A/I be a quotient map. By F18 its spectrum map is a bijection onto V(I). It is continuous because inverse images of vanishing sets are vanishing sets. If K is an ideal of A/I, the image of VA/I(K) is VA(π−1K), hence is closed by F5. The map is therefore a closed continuous bijection onto V(I), and is a homeomorphism onto that closed subset.

2.1F9F11F12F21step 1.5algebra

Apply the map A→Γ(Z,OZ) of F11 to the relation from step 1.5. On an affine chart Wj=Spec⁡Cj, every point maps into E=V(J); by F12 the image of each gℓ belongs to every prime of Cj. By F9 it is nilpotent. There are finitely many j and ℓ, so a common positive exponent kills every restriction gℓ∣Wj; the sheaf axiom then makes each gℓ∣Z nilpotent in Γ(Z,OZ). Their finite linear combination h=∑ℓbℓgℓ is nilpotent: if it has r terms and each term has Nth power zero, then hr(N−1)+1=0 by the multinomial expansion. It follows from the relation in step 1.5 that ∑iaifi=1−h is a unit, with inverse 1+h+⋯+hq−1 when hq=0. Thus the fi generate the unit ideal in Γ(Z,OZ).

3.1F8step 1.4step 2.1

By step 1.4 the principal opens defined by the fi are affine, and they cover Z. By step 2.1 they are defined by sections generating the unit ideal. F8 therefore makes Z affine, say Z=Spec⁡B. This includes the empty case: if the list is empty, its unit-ideal condition forces Γ(Z,OZ)=0, and the permitted empty case of F8 gives Z=Spec⁡0.

4.1F1F12F13F14F15F16F24F25step 1.1step 3.1

By step 3.1, Z=Spec⁡B, so the affine anti-equivalence F12 identifies i with a ring map φ:A→B. For p∈Spec⁡A, the source stalk is Ap by F15. By F13, the sections of i∗OZ on D(f) are Γ(DB(φ(f)),OZ)=Bφ(f) by F14; the opens D(f) with f∉p are cofinal neighbourhoods of p. By F25 the stalk is the colimit of these section rings. Its canonical map from B inverts every element of Sp=φ(A∖p), so F24 gives a map Sp−1B to this colimit. Conversely, each Bφ(f) maps compatibly to Sp−1B; the two maps are inverse by F24. Thus the stalk is Sp−1B, and the stalk map is the localization Ap→Sp−1B. F1 makes the sheaf map surjective, so F16 makes every such localized map surjective.

5.1F10F12F17F21F22F23step 4.1algebra

Regard M=coker⁡(A→φB) as an A-module, using F23. By F17, its localization Mp is the cokernel of the localized map in step 4.1, hence is zero for every prime p. If A=0, unitality forces B=0, so M=0. Otherwise, if M had a nonzero element m, its annihilator would be a proper ideal. By F10 and AC there would be a maximal ideal p⊇Ann⁡(m). Then m/1≠0 in Mp: F22 says m/1=0 would require a denominator s∉p with sm=0, but that puts s∈Ann⁡(m)⊆p. This contradicts Mp=0. Thus M=0 and φ is surjective. Its kernel I=ker⁡φ is unique, and the explicit map A/I→B, a+I↦φ(a), is a ring isomorphism. By F12 it identifies i over Spec⁡A with the quotient immersion.

5.2F1F13F14F15F16step 4.1step 1.6

At p⊇I, the quotient induces a surjection Ap→(A/I)p/I: every localized quotient fraction has a numerator lifted from A. At p⊉I, some u∈I∖p becomes invertible while mapping to zero, so the target stalk of the direct image is zero. The stalk computation in step 4.1 and F16 show that OSpec⁡A→π∗OSpec⁡(A/I) is surjective. Together with the result of step 1.6 and F1, this proves that every quotient map induces a closed immersion.

6.1F2F3F5F6F7F19F20F26F27step 5.1step 5.2algebra

Let Y′→Y be any morphism. By F27 its pullback of i is defined. The target Y′ has an affine-open cover by V=Spec⁡A′ whose maps factor through affine opens U=Spec⁡A of Y: around each point, intersect an affine neighbourhood with the inverse image of an affine neighbourhood in Y, then refine inside the affine chart by a principal open using F5--F7. The pullback over each such V is the affine fibre product Spec⁡((A/I)⊗AA′). By F26 and F20 it is canonically isomorphic to Spec⁡(A′/IA′). This is a ring isomorphism: the map aˉ⊗a′↦a′a+IA′ is multiplicative, and its inverse sends a′+IA′ to 1⊗a′; this inverse kills IA′ since 1⊗ia′=i⋅(1⊗a′)=0 for i∈I. By step 5.1 the restriction over U is Spec⁡(A/I)→U, so the pullback over V is exactly this quotient map and is a closed immersion by step 5.2. F2 glues these local closed immersions over the affine-open cover of Y′, proving stability under arbitrary base change.

7.1step 5.1step 5.2step 6.1algebra∎

If Z=∅, then B=0 and the unique kernel is I=A; after every base change the quotient ring remains zero. If A=0, both the target and every closed subscheme are empty and the same ideal conclusion holds. The extreme quotient ideals I=0 and I=A give respectively the identity closed immersion and the empty immersion. No reducedness or finite-generation assumption was used, so nilpotents in the quotient are retained.

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