How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Balogh finite restriction data
Definition
Assume AC. Let be the continuum as an initial ordinal, and let . Choose a regular uncountable cardinal strictly above , sufficiently large for the sets below; for example suffices. All elementary substructures here are of the set structure , which is not asserted to satisfy ZFC.
For functions , and , choose countable such that and . A realizable restriction datum is a tuple arising by
Thus and are countable, , , and . Write for .
A root triple is with , and . Define
Let be the set of root triples for which there exists an infinite with for distinct . For every choose one such set . These choices are made after fixing the tuple and do not become coordinates of the tuple. Empty is allowed. Both the set of all root triples and are countable.
The elementary-substructure conventions imply that restriction to is injective on and, for ,
The following argument establishes the types and these immediate checks; it makes no injectivity assertion on all of .
For later use, the immediate model checks also give: every natural number and every finite subset of a model belongs to it; values of its functions at its arguments belong to it; and each externally countable set belonging to the model is a subset of the model. In particular . These assertions are proved below from the rank-level and elementarity conventions.
Facts & Assumptions
Given: The displayed functions, cardinals and set-structure conventions.
Downward Löwenheim–Skolem with parameters gives countable elementary substructures of an infinite structure in the finite membership signature containing any specified countable parameter set (Downward Löwenheim–Skolem with parameters).
Rank determines membership in hierarchy levels (Rank characterizes hierarchy membership); each hierarchy level is transitive and grows with its index (Transitivity and growth of hierarchy stages).
The chosen successor cardinal is regular under AC ( is regular in ZF; assuming the Axiom of Choice every successor aleph is regular; , so is singular, and under choice it is the least singular infinite cardinal), and a countable set of ordinals below it is bounded there (; and ; for a limit ordinal the value is an infinite cardinal with , so it is regular; and every cofinal subset of has cardinality at least , a value that is attained).
AC supplies the model choices and the witnesses from their nonempty defining sets (The Axiom of Choice).
Proof
Using the ordinary ordered-pair coding, functions on with binary values and the finite tuples and power sets displayed here have ranks below : each pairing or power set increases the rank by finitely many levels, and the function domains consist of ordinals below . Thus they lie in by F2. Apply F1 and A1 with the finite parameter set to obtain countable . By F2–F3, the ranks of its countably many elements have supremum below , and adding one still stays below the limit cardinal . Hence . A second application of F1 with as a parameter gives countable containing it. Enumerations of countable subsets of either model, and finite sets of elements of these models, also have bounded rank below , by F2–F3. We have used a set structure throughout.
For either elementary substructure , the empty set and each next finite ordinal are uniquely definable from the preceding one, so all natural numbers lie in . If a function and an argument belong to , its uniquely specified value belongs to by elementarity. The same uniqueness argument for finite set formation shows every finite subset of belongs to . If is externally countable and nonempty, an actual enumeration belongs to by the rank bound in step 1.1. Elementarity supplies such an enumeration in . Its values at every natural number are in , so ; the empty case holds directly. The assertion that the enumeration is a function onto is absolute here: all quantifiers in its definition are bounded by its graph, , or , whose elements are in the transitive by F2. In particular and countability give .
If distinct are given, some has . This is a bounded assertion about their graphs and and hence holds in by F2. Elementarity supplies such a , which belongs to . Their restrictions to differ, proving injectivity on . If , there is with that restriction; step 2.1 puts in , so injectivity gives . Conversely membership in gives that trace in by the definition. This proves both directions of the stated trace test.
Since , one has . For , the values and belong to by step 2.1, because their functions belong to . They are finite sets, so that same step puts every member in . Thus the traces in come from , and . These establish the displayed types, and evaluation has domain exactly the finite . To count root triples, fix an enumeration of countable ; finite subsets are encoded by finite sets of natural-number indices, using binary sums, and a function to on such a finite set has finitely many codes. Pairing these codes with gives a countable set of triples. is a subset of it, and each required has a nonempty witness set by the definition of ; A1 selects them, including the empty selection when . All defining types and checks follow. QED.
Depends on
- Downward Löwenheim–Skolem with parameters
- Rank characterizes hierarchy membership
- Transitivity and growth of hierarchy stages
- The Axiom of Choice
- $\aleph_0$ is regular in ZF; assuming the Axiom of Choice every successor aleph $\aleph_{\alpha+1}$ is regular; $\operatorname{cf}(\aleph_\omega) = \aleph_0$, so $\aleph_\omega$ is singular, and under choice it is the least singular infinite cardinal
- $\operatorname{cf}(\alpha) \le \alpha$; $\operatorname{cf}(0) = 0$ and $\operatorname{cf}(\alpha + 1) = 1$; for a limit ordinal $\lambda$ the value $\operatorname{cf}(\lambda)$ is an infinite cardinal with $\operatorname{cf}(\operatorname{cf}(\lambda)) = \operatorname{cf}(\lambda)$, so it is regular; and every cofinal subset of $\lambda$ has cardinality at least $\operatorname{cf}(\lambda)$, a value that is attained
Used by
Dependency tree · two levels
36 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.