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Sealing a named maximal antichain

Statement

Let p0 force that A˙ is a maximal antichain of the canonical generic tree T˙ for the countable normal-tree end-extension forcing. Below any r0p0, an explicit two-dimensional fusion produces a countable ground antichain A in a countable limit tree U. Adding one top for each selected cofinal branch through U seals A and gives a condition qr0 such that

qA˙=Aˇ.

The ground set A is assembled from decisions about the name A˙; it is not an arbitrary antichain of the starting condition.

Facts & Assumptions

Given: p0, A˙, and r0p0 as above. Work in ZFC and use the stronger-is-smaller convention.

[F1]

The tree forcing is countably closed and forces its canonical union name to be a normal splitting Suslin tree. A countably closed forcing adds a normal Suslin tree

[F2]

A stronger end extension leaves every old level and predecessor relation literally unchanged and adds only higher levels. Countable normal-tree end-extension forcing

[F3]

A maximal antichain in a countable normal tree of nonzero countable limit height can be sealed by a countable top level whose every node extends that antichain. Seal a maximal antichain at a countable limit level

[F4]

Countably closed forcing adds no new countable sequences of ground-model elements. Closure, distributivity, and absence of new short sequences

[F5]

Forcing decisions are dense and persist to stronger conditions. Monotonicity, density, and decision for forcing

[F6]

Atomic membership in a name is witnessed densely by a coefficient of that name below the current condition. Atomic forcing relation

[F7]

The forcing theorem supplies the definable forcing relation and truth lemma without asserting that a generic over the universe exists. Forcing theorem

[F8]

Under countable choice, a countable union of countable sets is countable. Countable unions of at most countable sets, assuming ACω

[F9]

Transfinite recursion constructs the two indexed descending systems from their specified earlier-stage rules. Transfinite recursion

[A1]

AC supplies the simultaneous enumerations and choices of deciding extensions used in the fusion. The Axiom of Choice

Verification

1.1

First distinguish the two objects. For a ground condition p, a set BTp is already a ground antichain and its membership is settled. By contrast, A˙ is a name for a subset of the eventual union: p0 need not decide its members, and its value need not be contained in Tp0. Maximality of A˙ says that every node of T˙ is comparable with some named member, not that the intersection A˙Tˇp0 is already maximal in Tp0.

F1F2F7given
2.1

Put p0=r0. At outer round n, enumerate the countable tree Tpn as (tn,m)m<ω. Starting with pn,0=pn, construct a descending sequence. Because pn,m still forces A˙ maximal, it forces that some member of A˙ is comparable with tn,m. The existential forcing clause from [F7], dense decision from [F5], and [F4] let us strengthen to pn,m+1 and decide such a member as a ground countable sequence an,m. The atomic clause [F6] permits a further strengthening whose tree actually contains an,m. Thus pn,m+1aˇn,mA˙ and aˇn,mtˇn,m. Countable closure gives a lower bound pˉn for the inner sequence. Strengthen once more to pn+1pˉn with strictly larger top height. Use [F9] and [A1] for all n,m<ω.

F1F4F5F6F7F9A1step 1.1construct
3.1

Let U=n<ωTpn,A={an,m:n,m<ω}. The strictly increasing top heights make U a normal splitting tree of nonzero countable limit height; U itself has no top and is not yet a forcing condition. It is countable by [F8]. Every tU lies in some Tpn and appears in that round's enumeration, so it is comparable with the corresponding an,mA. If two distinct elements of A were comparable, a sufficiently late condition would contain them both and, by persistence in [F5], force both into the antichain A˙, a contradiction. Hence A is an antichain and the preceding coverage makes it maximal in U. Repeated decisions may yield the same an,m; set formation removes repetitions.

F2F5F8step 2.1
4.1

Apply [F3] to (U,A). Choose a countable covering family of cofinal branches of U, each meeting A, and add one distinct top node for each distinct branch. The result is a countable normal splitting tree Tq with a genuine new top, hence a condition q. It end extends every fusion condition, so qr0, and persistence gives qAˇA˙. Every node of Tq is comparable with a member of A, including each new top by construction.

F2F3F5step 2.1step 3.1
5.1

Let sq. Literal end extension [F2] preserves Tq. Any node of Ts already in Tq is comparable with A by step 4.1. Any new node has a unique predecessor on the top level of Tq; that top extends a member of A, so the new node does too. Thus every future node remains comparable with A, and density plus [F5] gives qAˇ is maximal in T˙. Since q also forces that A˙ is an antichain containing A, no distinct member can be added to A; therefore qA˙=Aˇ.

F2F3F5step 4.1
6.1

The root handles a starting tree with only one node and shows that the forced maximal antichain cannot be empty. The indices n=m=0 give the first actual decision; zero outer rounds would not cover even the starting tree and are not used. The omega-union deliberately loses a top, and step 4.1 restores one. Empty or repeated branch/decision lists are not silently counted as new nodes: repetitions are removed, while nonemptiness follows from the root comparison. All names and assertions remain inside the forcing relation of [F7]; no universe-generic is claimed. Choice is spent in [A1] on the evolving tree enumerations and deciding extensions and through [F8], while the ground sealing operation [F3] itself is choice-free.

F3F7F8A1step 1.1step 2.1step 3.1step 4.1step 5.1

Remarks

  • Sealing a preselected maximal antichain of one condition would not by itself decide a name whose value may include later generic nodes. The fusion first extracts the correct ground antichain from persistent decisions about that name.
  • The outer omega-loop is essential: decision conditions can add nodes not in the tree enumerated at the start of the current round. The next round enumerates those nodes before the final union is sealed.

Depends on

Used by

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Sources