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Continuation across a birth--death pair adds an acyclic summand
Example
Assume the Axiom of Choice (The Axiom of Choice). Let be a closed manifold and fix Morse--Smale pairs and related by a birth--death pair satisfying the isolated-trajectory hypothesis below: while has no critical points in an open set , the function has in exactly two critical points of index and of index ; among the index-one trajectories of involving the new critical points, the only one is a single trajectory from to , and all other critical points and index-one trajectories coincide with those of ; in the integral case choose orientations (positive rays in the critical orientation lines) at all critical points, compatible on the unchanged unstable manifolds (Morse functions and excellent Morse functions, Nondegenerate critical points, nullity, index, and coindex, Morse--Smale pairs).
Then the Morse complex of splits as a direct sum of the complex of and the two-term complex with unit differential on the new generators and (The mod-two Morse differential, The signed Morse differential over the integers); this summand is acyclic, so adding it does not change homology. Any regular continuation datum from to adapted to this local model (The continuation chain map) is a chain map that is an isomorphism on homology by Reverse continuation is an inverse on Morse homology, and consequently the birth--death pair adds to the Morse polynomial of Morse homology recovers the Morse inequalities, equivalently it adds to the correction polynomial there (Morse homology of a Morse--Smale pair, Canonical Morse homology of a closed manifold).
Facts & Assumptions
Given: The Axiom of Choice, a closed manifold and Morse functions related by the local birth--death model described above, with the new critical points of index and of index and the single new index-one trajectory from to .
The Morse complex of a Morse--Smale pair is free on the critical points with the trajectory differentials; the coefficient of a generator in the differential counts the index-one trajectories with the orientation signs (The mod-two Morse differential, The signed Morse differential over the integers, Morse homology of a Morse--Smale pair).
Under the stated local model, the differential of has (one trajectory, unit coefficient) and (no index-one trajectory from ); all other structure maps agree with those of , so the Morse complex of is the direct sum of the complex of and the two-term complex (Nondegenerate critical points, nullity, index, and coindex, Morse functions and excellent Morse functions).
The two-term complex is acyclic: the kernel of the map in degree is zero, and its image in degree is all of , in both coefficient cases. Adding an acyclic direct summand does not change homology (Morse homology of a Morse--Smale pair).
A regular continuation datum between the two pairs is a chain map inducing an isomorphism on homology, with inverse the reverse continuation (The continuation count is a chain map, Reverse continuation is an inverse on Morse homology).
The correction polynomial of Morse homology recovers the Morse inequalities has coefficients , the rank of the differential in degree , and the Morse numbers are the numbers of critical points of index .
Verification
By [F2] the differential of is and on the new generators, with all other coefficients as in the differential of ; hence the Morse complex of is the direct sum of the Morse complex of and the two-term complex .
By [F3] the new summand is acyclic in both coefficient cases: and ; therefore the homology of the Morse complex of equals the homology of the complex of , so the birth--death pair does not change the Morse homology.
By [F4] the continuation map is a chain map and an isomorphism on homology; this is consistent with step 2.1 and shows that the continuation across the birth--death pair adds the two new generators without changing the homology.
For the polynomial bookkeeping: by [F5] the number of generators in degrees and each increases by one, while the only differential of changed rank is , whose rank increases by one; hence the Morse polynomial satisfies and the correction polynomial satisfies , which is exactly the addition of to the decomposition .
A circle birth after changing bases
The isolated-trajectory hypothesis above is a sufficient condition for a direct sum in the critical-point basis; it is not the geometry of a birth on the connected circle. A genuine circle birth changes one maximum and one minimum to two of each. Enumerate the latter in circular order as , with maxima. Orient the two unstable intervals by increasing angle. Their outgoing arcs have opposite comparison signs, giving and . In the integral bases , , , , one has and . Both changes of basis are unimodular, so they work over and . The homotopy contracts the new pair; the remaining complex on is the zero-differential complex of the minimal circle function. Thus the same homology and polynomial conclusions hold, with , , and , although the direct sum appears only after this change of basis. A regular continuation map realizes the homology isomorphism by the general continuation theorem.
Depends on
- The Axiom of Choice
- Morse homology recovers the Morse inequalities
- Canonical Morse homology of a closed manifold
- The continuation chain map
- The mod-two Morse differential
- Morse functions and excellent Morse functions
- Morse homology of a Morse--Smale pair
- Morse--Smale pairs
- Nondegenerate critical points, nullity, index, and coindex
- The signed Morse differential over the integers
- Unstable orientations induce orientations of the trajectory moduli spaces
- The continuation count is a chain map
- Reverse continuation is an inverse on Morse homology
Used by
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Sources
- Michele Audin and Mihai Damian, Morse Theory and Floer Homology (complete author PDF of the English book, 628 pp.) (standard reference, not scraped)
- Alexander F. Ritter, Part III Morse Homology (Cambridge lecture notes, complete author PDF, 115 pp.) (standard reference, not scraped)