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Unstable orientations induce orientations of the trajectory moduli spaces
Statement
Assume . Let be Morse--Smale on a manifold , with downward gradient-like in the normalized Morse-coordinate sense, and choose an orientation of for every critical point (The orientation line of a Morse critical point). Then:
- for every , a local extension of followed by flow transport orients a chosen unstable complement in a flow-invariant splitting , hence to a co-orientation of independent of the chosen complement;
- for all distinct critical points with , the transverse intersection carries the canonical orientation induced by and the co-orientation of (An oriented transverse normal bundle orients an embedded submanifold), which orients the parametrized moduli space under the published identification (Parametrized Morse trajectory space, A parametrized Morse trajectory space is a manifold);
- if , each connected component of is a flow line, and the comparison sign is therefore well defined (Pointwise orientation sign of a local diffeomorphism);
- the unparametrized moduli space , of dimension , is oriented by the flow-first convention on (Product orientations), the line carrying the positive flow orientation. Replacing by its opposite reverses the orientation in (2)-(4); replacing by its opposite reverses the co-orientation in (1) and again reverses the induced orientations.
Facts & Assumptions
Given: A Morse--Smale pair on an -manifold , a critical point of index , and a choice of orientation of for every critical point ; the Axiom of Countable Choice is assumed for the orientation transport used in step 4.1.
The Axiom of Countable Choice : every countable family of nonempty sets has a choice function. It is spent only in step 4.1, through [F4] (The Axiom of Countable Choice ()).
The orientation line of is ; an orientation of is a ray in , equivalently an orientation of the disk (The orientation line of a Morse critical point).
and are immersed submanifolds diffeomorphic to and ; they are invariant under every flow diffeomorphism , and the unstable manifold is tangent to the flow (Global stable and unstable manifolds are immersed Euclidean spaces, Stable and unstable manifolds are flow invariant, The fundamental theorem on flows).
At each critical point there are Morse coordinates centred at in which and ; the local stable and unstable disks are and , and tangent vectors to the unstable manifold decay exponentially backward along orbits converging to a critical point (Local stable and unstable manifolds at a Morse critical point, Downward gradient-like vector fields for a Morse function).
Under , for an embedded submanifold any two of the orientations of ambient tangent bundle, tangent bundle and transverse normal bundle determine the third, through (An oriented transverse normal bundle orients an embedded submanifold, [A1]).
Product orientations: the ordered determinant isomorphism multiplies rays, so orienting two of , , determines the third (Product orientations).
Evaluation at is a bijection of onto ; the parametrized space is a smooth manifold of dimension with the intersection smooth structure, the transverse fibre product is an embedded submanifold, and (Parametrized Morse trajectory space, A parametrized Morse trajectory space is a manifold, Transverse fibre products are embedded submanifolds).
On oriented manifolds the sign comparing two orientations at a point is locally constant, and an orientation is a smooth ray field (Pointwise orientation sign of a local diffeomorphism, Oriented smooth manifolds and oriented charts).
For a regular value, evaluation identifies with , a smooth manifold of dimension , and at a trajectory the tangent space of the parametrized space splits as , the first line generated by the nonzero flow vector (The unparametrized trajectory space is a smooth manifold, A regular level identifies unparametrized trajectories).
The time-translation action on is free for , so the orbit map is injective (Time translation acts freely on nonconstant trajectories).
Proof
Fix a critical point , a Morse chart as in [F3] and write its coordinates as with of length . Let be the subbundle of over whose fibre at a point is the span of the coordinate fields ; since in these coordinates, is a direct sum, and is a smooth rank- subbundle. In the same coordinates , so carries isomorphically onto : the local flow preserves the subbundle.
The ray is a ray in by [F1]. Let be the ray field on over that is constant in the coordinates of step 1.1 and equals in the fibre at . Because acts on that coordinate frame by the positive factor , it maps the ray at to the ray at ; hence is a smooth flow-invariant orientation of near , and it co-orients there.
Let ; then as by [F2], so for all sufficiently large the points lie in and the flow segments joining them stay in , by the explicit local model of [F3]. For any such put and . If are both large enough, then flow-invariance within the chart gives and , so shows that the pair does not depend on . Since is a linear isomorphism it preserves direct sums, so for every ; the choice of can be made locally constant in by continuity of the flow, so is a smooth subbundle of and a smooth ray field on it, i.e. a co-orientation of . The complement may depend on the Morse chart, but its orientation induces an orientation of the canonical normal quotient . Any other chart gives a continuous orientation of this same quotient agreeing with it at ; the sign comparing them is locally constant on the connected manifold , so they agree everywhere. Thus the co-orientation, rather than the complement subbundle, is canonical.
Let be critical points with and let . The co-orientation of step 3.1 orients the normal bundle of , and the orientation of [F1] orients . The composition is onto with kernel , because transversality says ; thus is exact. By the two-of-three determinant-line rule of [F4], applied through the ordered splitting of [F5], the orientation of the middle term together with the orientation of the quotient determines a ray in the determinant line of the kernel, i.e. an orientation of ; both inputs are smooth in , and the pointwise comparison of two local constructions is locally constant by [F7], so these rays form a smooth orientation of , canonical in the given data. Under the identification of [F6] this orients .
Now assume . By [F6] the identification with the transverse intersection gives , and no point of is critical, so the flow vector is nowhere zero on the one-manifold . Let be an orbit of the flow. The orbit map is injective by [F9], so is the injective continuous image of ; it is open in , since near any of its points a flow box for the nowhere-zero field (existence and uniqueness for the flow, [F2]) exhibits the local orbits as the connected components of a small chart; and it is closed, because a limit point in of points of lies on the same local orbit as they do, hence in . A nonempty subset of a manifold that is open, closed and connected is a connected component, so each component of is exactly one flow line. Its tangent space at any point is the line , and the comparison of the orientation of step 4.1 with the positive flow ray is locally constant by [F7]; on the connected component this comparison is therefore a constant sign , which is the asserted comparison sign.
It remains to orient the quotient of dimension . For a trajectory , choose a regular value with ; by [F8] the tangent space of the parametrized space splits canonically as with nonzero, and the orientation of the first summand is the positive flow orientation. By the ordered product isomorphism of [F5] the orientation of from step 4.1 determines a unique ray in , namely the ray whose tensor product with the positive flow ray is the intersection orientation. This ray varies smoothly with because the splitting and both given orientations do, so it is an orientation of ; the flow-first convention names this choice, and it does not depend on the auxiliary regular value , since the quotient tangent space is the same for every level representative.
Finally, replacing by its opposite reverses the ray in and leaves the co-orientation of unchanged, so the kernel orientation of step 4.1 is reversed by the same determinant-line rule; replacing by its opposite reverses the ray of step 2.1 and hence the co-orientation of step 3.1, and by the same rule reverses the kernel orientation again; in both cases the orientations of steps 5.1 and 5.2, being determined by the intersection orientation, are reversed as asserted.
Depends on
- The orientation line of a Morse critical point
- Parametrized Morse trajectory space
- Transverse smooth maps
- Transverse fibre products are embedded submanifolds
- A parametrized Morse trajectory space is a manifold
- An oriented transverse normal bundle orients an embedded submanifold
- Product orientations
- Oriented smooth manifolds and oriented charts
- Pointwise orientation sign of a local diffeomorphism
- Stable and unstable manifolds are flow invariant
- Local stable and unstable manifolds at a Morse critical point
- Global stable and unstable manifolds are immersed Euclidean spaces
- The fundamental theorem on flows
- Downward gradient-like vector fields for a Morse function
- Time translation acts freely on nonconstant trajectories
- The unparametrized trajectory space is a smooth manifold
- A regular level identifies unparametrized trajectories
- Morse--Smale pairs
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
- The signed Morse differential over the integers Definition
- Changing an unstable orientation changes two sets of basis signs Example
- Continuation across a birth--death pair adds an acyclic summand Example
- Morse and cellular boundaries for a surface handle presentation Example
- The Morse complex of the circle Example
- Two Morse functions on the circle have isomorphic Morse homology Example
- Boundary orientation of the compactified one-dimensional Morse moduli space Lemma
- Cellular boundary coefficients are the signed trajectory counts Lemma
- Orientation lines orient the continuation moduli spaces compatibly with gluing Lemma
- Integral Morse homology does not require orientability of the manifold Remark
Dependency tree · two levels
46 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Alberto Abbondandolo and Pietro Majer, Lectures on the Morse Complex for Infinite-Dimensional Manifolds, complete PDF (standard reference, not scraped)
- Liviu I. Nicolaescu, An Invitation to Morse Theory, 2nd ed., complete PDF (standard reference, not scraped)
- Michele Audin and Mihai Damian, Morse Theory and Floer Homology, Part I Ch. 3, complete author PDF (standard reference, not scraped)
- Udhav Fowdar, A Functional Analytic Approach to Morse Homology (UCL 4th-year project, 2016, supervised by C. Wendl), complete PDF (standard reference, not scraped)