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A cancelling disk triad has an exact C² boundary scalar
Statement
Assume . Let be a smooth compact disk with corners whose boundary consists, in cyclic order, of an incoming interval , a trajectory side , an outgoing interval and a trajectory side . Let be smooth near , with on , on , , and exactly two interior critical points, a minimum and an index-one saddle , with . Let be a smooth upward gradient-like field for , in its adapted Morse forms near , tangent to the sides and transverse to the faces. Suppose there is exactly one connecting trajectory from to . Let be on an open neighbourhood of the entire boundary of , with there, and suppose on the two faces. Then there is a function on with nowhere zero and on an open collar of the entire boundary. The same conclusion holds after rounding corners inside that collar.
Facts & Assumptions
Given: The disk triad, smooth , unique connecting trajectory, and boundary scalar of the Statement.
The cancellation modification is supported in a trajectory neighbourhood supplies a smooth nonzero replacement field supported near the unique connecting trajectory, all of whose trajectories cross a two-face compact slab; a smooth scalar increases strictly along that field. Its scalar is fixed near the two faces only, and no other scalar support assertion is used.
Smooth flows have smooth dependence and uniqueness (The fundamental theorem on flows); transverse hitting times and local smooth product inverses follow from The smooth inverse function theorem on manifolds.
A manifold bump for a compact set inside an open set supplies cutoffs with prescribed compact support. The standing assumption is The Axiom of Countable Choice ().
Proof
Extend the two sides slightly beyond their endpoints and take narrow regular flow strips around them. The coordinate increases along , and its normalized flow makes each strip a product with ; a transverse coordinate labels its trajectories. Glue an auxiliary rectangle along its two vertical edges to the two trajectory sides of , using these product coordinates. On the rectangle put and extend the field as a positive multiple of : on narrow edge strips use exactly the transported original coefficient, and interpolate the positive coefficients across the rectangle with a cutoff. The glued smooth surface is an annulus, whose lower and upper faces are circles formed by the respective actual interval faces and the horizontal rectangle edges. The function and field agree on open seam strips, not just on their edges; after extending the face collars, is a compact two-circle-face slab with exactly as critical points and the same unique connecting trajectory. A rectangle trajectory has no critical limit, so it creates no additional connecting trajectory. The rectangle is an abstract auxiliary piece, not a subset of the original source disk.
Choose an open neighbourhood of the closed connecting orbit with closure in . Apply [F1] on , reversing its downward-field convention, to obtain a smooth nonzero equal to off a compact subset of and a smooth scalar with . Both actual sides are still invariant: the field is unchanged on their open regular strips, and uniqueness prevents a trajectory from crossing a side. Consequently a trajectory starting in remains in until it meets one of the actual faces. The all-trajectories face-crossing conclusion on therefore implies face crossing on itself. Alternatively, the positive minimum of on compact and the bounded range of bound the transit time; no trapped orbit is possible.
Parametrize by with its endpoints on the two sides. Smooth dependence, transverse finite exit and [F2] make its transit time smooth and positive. The normalized flow , for , is a smooth product diffeomorphism onto : uniqueness gives injectivity and the face-crossing property gives surjectivity, while transversality and the flow inverse give its smooth inverse. Put and . They are and by the two face error bounds, regardless of which outgoing point the modified trajectory reaches. Put wherever the boundary collar defines it. Its derivative is positive near both ends and on narrow full side strips because there. Compactness gives uniform end neighbourhoods and full strips near on which these assertions hold.
Choose a smooth , equal to one near , supported in sufficiently short end neighbourhoods. The density is extended by zero over its middle gap; no undefined interior value of is used. Since the endpoint derivatives are bounded and , choose the support short enough that for every . Write , , and . Then , it equals near both ends, and its integral along each fiber is . Define . It equals near each end, using the common initial value and terminal value .
The regularity of this primitive is , even though is only . On its end domains integration by parts gives . Here and are extended by zero into the gap where their cutoffs vanish. They are jointly ; the displayed integral is jointly , since its second derivatives integrate the continuous second derivatives of , its mixed derivative uses , and its second derivative uses . Thus , , , and are . No third derivative of has been assumed.
Choose a smooth transverse cutoff , supported in the full side strips and equal to one on narrower strips. There set , and elsewhere set ; the support condition makes this a jointly function. Both summands agree with near the ends, and on the narrower entire side strips . Moreover , because both densities are positive wherever used. Hence is , has , and agrees with on the union of a smaller pair of face collars and side collars, an open collar of the entire boundary. Restricting to a domain whose corners are rounded in this collar preserves all these conclusions. The choices of strips and cutoffs were finite; only the standing choice hypothesis in [F3] is used through [F1].
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Sources
- John Milnor, Lectures on the h-Cobordism Theorem (standard reference, not scraped)