Alphabeta Math
LemmaStatement: AI-adaptedProof: AI-adaptedPipeline-generatedjudge pass (gpt-5.6-terra)audited 2026-09-22
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A compact remainder estimate forces closed range

Statement

Assume the Axiom of Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain). Let X, Y and Z be Banach spaces over the same scalar field, let T:XY and K:XZ be bounded linear operators with K compact (A bounded linear operator between normed spaces, Compact linear operator), and suppose there is a real C>0 with

xCTx+Kxfor every xX.

Then kerT is finite dimensional and ranT is closed in Y.

Facts & Assumptions

[A3]

Under DC, ranT is closed exactly when there is a real C>0 with dist(x,kerT)CTx for every x (Closed range is equivalent to a quotient estimate, The quotient seminorm (|x+M|{X/M}=\inf{m\in M}|x+m|=\operatorname{dist}(x,M))); the distance scales, dist(λx,kerT)=λdist(x,kerT), because kerT is a subspace, and dist(u,M)u for nonempty M0.

[A4]

If (uj) is Cauchy and some subsequence converges to u, then uju (Convergence of a sequence in a metric space: xkx iff d(xk,x)0 in R); a closed set contains the limits of its convergent sequences (Banach space, A sequence in a metric space has at most one limit).

Proof

technique · direct

Given: DC, Banach spaces X,Y,Z over one scalar field, bounded T:XY, compact K:XZ, a real C>0 with xCTx+Kx for all x, and N:=kerT.

1.1

For xN the estimate reads xKx, so KxKx=K(xx)xx for all x,xN.

algebra
1.2

The set N is a closed subspace, hence a Banach space.

A1A4
1.3

For every real η>0 there is x with dist(x,N)=1, x2 and Tx<η whenever the estimate of [A3] fails for every constant: failure for the constant C=1/η gives x0 with dist(x0,N)>Tx0/η0 and dist(x0,N)>0, and choosing mN with x0m<2dist(x0,N) and setting x:=(x0m)/dist(x0,N) gives the three properties by scaling.

A3algebra
2.1

The closed unit ball BN:=N{x:x1} is compact: if (xj) is a sequence in BN, then it is bounded so by [A2] some subsequence has Kxjkz; by [step 1.1] the subsequence is Cauchy, xjkxjlKxjkKxjl, hence converges to some xN by [step 1.2], and x1; thus every sequence in BN has a subsequence converging in BN, so BN is sequentially compact, hence compact by [A2].

step 1.1step 1.2A2
2.2

If the estimate of [A3] fails for every constant, then [step 1.3] makes the set of witnesses with dist(w,N)=1, w2 and Tw<1/(j+1) nonempty for each j; Countable Choice in [A2] therefore supplies a sequence (wj) with those three properties.

step 1.3A2
3.1

kerT is finite dimensional: its closed unit ball is compact by [step 2.1], so N admits an ordered basis of finite length by [A2].

step 2.1A2
3.2

Under the hypothesis of [step 2.2] the bounded sequence (wj) has, by [A2], a subsequence with Kwjkz for some zZ.

step 2.2A2
4.1

Under the hypothesis of [step 2.2], the subsequence is Cauchy: wjkwjlCT(wjkwjl)+K(wjkwjl)C(1/(jk+1)+1/(jl+1))+KwjkKwjl, and both terms tend to 0; hence wjkw for some wX.

step 2.2step 3.2A4algebra
5.1

Under the hypothesis of [step 2.2], the limit w lies in N: Tw=limkTwjk=0 by the continuity of T and Twjk<1/(jk+1).

step 2.2step 4.1A1A4
6.1

Under the hypothesis of [step 2.2], the numbers dist(wjk,N)=1 converge to dist(w,N) because the distance to a fixed set is 1-Lipschitz, so dist(w,N)=1, contradicting wN of [step 5.1], which forces dist(w,N)=0.

step 2.2step 4.1step 5.1A3
7.1

Hence the estimate of [A3] holds for some constant, and then ranT is closed by [A3]; together with [step 3.1] this proves the lemma.

step 3.1step 6.1A3

Depends on

Used by

Dependency tree · two levels

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Sources